Stock Transactions — BARINGS CORPORATE INVS

Total Bought
368,680
22 transactions
Total Sold
425,111
19 transactions
Net
-56,431
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Cetera Investment Advisers89,853180,395+90,5420.000.00+0.00buy
Secure Asset Management, LLC118,938200,848+81,9100.340.55+0.21buy
Global Wealth Strategies & Associates246,111286,823+40,7121.111.21+0.10buy
JANE STREET GROUP, LLC033,534+33,5340.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.87,434117,514+30,0800.000.01+0.00buy
Equitable Holdings, Inc.30,18948,009+17,8200.000.01+0.00buy
GOLDMAN SACHS GROUP INC017,800+17,8000.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC012,026+12,0260.000.00+0.00buy
Kestra Advisory Services, LLC50,55360,482+9,9290.000.00+0.00buy
FIFTH THIRD BANCORP06,973+6,9730.000.00+0.00buy
BHK Investment Advisors, LLC370,663377,530+6,8672.212.18-0.04buy
JONES FINANCIAL COMPANIES LLLP9,10815,608+6,5000.000.00+0.00buy
Beacon Pointe Advisors, LLC60,67065,649+4,9790.010.01-0.00buy
WELLS FARGO & COMPANY/MN04,198+4,1980.000.00+0.00buy
Advisory Services Network, LLC02,394+2,3940.000.00+0.00buy
World Investment Advisors40,60641,476+8700.010.01-0.00buy
RAYMOND JAMES FINANCIAL INC54,76255,516+7540.000.00-0.00buy
Cerity Partners LLC25,38725,908+5210.000.00-0.00buy
Future Financial Wealth Managment LLC46,83247,021+1890.640.54-0.10buy
BENJAMIN EDWARDS INC33,14033,195+550.010.01-0.00buy
GHP Investment Advisors, Inc.1,1441,167+230.000.00-0.00buy
ST GERMAIN D J CO INC18,11318,117+40.010.01-0.00buy
COMMERCE BANK15,25615,25600.000.00-0.00hold
PITTENGER & ANDERSON INC2,0002,00000.000.00-0.00hold
TSP Capital Management Group, LLC0000.380.35-0.03hold
BOK Financial Private Wealth, Inc.2,8252,82500.000.00-0.00hold
Sky Investment Group LLC0000.510.50-0.00hold
Stonebridge Capital Advisors LLC13,30013,30000.020.02-0.00hold
NewEdge Advisors, LLC20020000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,2001,20000.000.00-0.00hold
Kovack Advisors, Inc.11,12011,12000.010.01+0.00hold
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.68,10068,10000.080.07-0.00hold
Mayfair Advisory Group, LLC10,98310,98300.080.07-0.01hold
Rosenberg Matthew Hamilton32032000.000.00-0.00hold
Fortis Group Advisors, LLC42542500.000.00-0.00hold
Ulland Investment Advisors, LLC73573500.010.01+0.00hold
Glen Eagle Advisors, LLC80080000.000.00-0.00hold
Whipplewood Advisors, LLC2,6302,63000.030.02-0.01hold
US BANCORP \DE\18,28818,28800.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.83,98483,98400.650.59-0.06hold
BARINGS LLC219,664219,66400.070.06-0.01hold
ROYAL BANK OF CANADA4,7504,479-2710.000.00-0.00sell
BANK OF AMERICA CORP /DE/43,71543,297-4180.000.00-0.00sell
Tower Research Capital LLC (TRC)5500-5500.000.00-0.00sell
HANTZ FINANCIAL SERVICES, INC.1,325689-6360.000.00-0.00sell
Focus Partners Wealth18,71317,972-7410.000.00-0.00sell
MONTAG A & ASSOCIATES INC9,2178,217-1,0000.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC62,80560,949-1,8560.000.00-0.00sell
Smith Asset Management Co., LLC176,145172,921-3,2242.642.56-0.08sell
OSAIC HOLDINGS, INC.43,35240,112-3,2400.000.00-0.00sell
MORGAN STANLEY181,313177,539-3,7740.000.00-0.00sell
Farther Finance Advisors, LLC22,44718,402-4,0450.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC29,28824,772-4,5160.000.00-0.00sell
Rockefeller Capital Management L.P.22,39217,728-4,6640.000.00-0.00sell
MML INVESTORS SERVICES, LLC75,25769,886-5,3710.000.00+0.00sell
DAVENPORT & Co LLC10,3340-10,3340.000.00-0.00sell
LPL Financial LLC123,931105,976-17,9550.000.00-0.00sell
Uptown Financial Advisors LLC20,5940-20,5940.320.00-0.32sell
Janney Montgomery Scott LLC114,9900-114,9900.000.00-0.00sell
Invesco Ltd.226,9320-226,9320.000.00-0.00sell
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