Stock Transactions — BARINGS CORPORATE INVS

Total Bought
161,187
26 transactions
Total Sold
243,454
19 transactions
Net
-82,267
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Equitable Holdings, Inc.030,189+30,1890.000.00+0.00buy
Cerity Partners LLC025,387+25,3870.000.00+0.00buy
Uptown Financial Advisors LLC020,594+20,5940.000.32+0.32buy
Rockefeller Capital Management L.P.4,99822,392+17,3940.000.00+0.00buy
Global Wealth Strategies & Associates230,622246,111+15,4891.231.11-0.12buy
Kovack Advisors, Inc.011,120+11,1200.000.01+0.01buy
BHK Investment Advisors, LLC361,417370,663+9,2462.802.21-0.59buy
Beacon Pointe Advisors, LLC54,79560,670+5,8750.010.01-0.00buy
Kestra Advisory Services, LLC44,77750,553+5,7760.000.00-0.00buy
ROYAL BANK OF CANADA04,750+4,7500.000.00+0.00buy
OSAIC HOLDINGS, INC.39,14743,352+4,2050.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP4,9959,108+4,1130.000.00+0.00buy
LPL Financial LLC122,332123,931+1,5990.000.00-0.00buy
MGB Wealth Management, LLC23,19424,291+1,0970.140.13-0.01buy
ENVESTNET ASSET MANAGEMENT INC28,20129,288+1,0870.000.00-0.00buy
World Investment Advisors39,76840,606+8380.020.01-0.00buy
Cambridge Investment Research Advisors, Inc.86,78587,434+6490.000.00-0.00buy
BANK OF AMERICA CORP /DE/43,13843,715+5770.000.00-0.00buy
Tower Research Capital LLC (TRC)0550+5500.000.00+0.00buy
Farther Finance Advisors, LLC22,22522,447+2220.010.00-0.00buy
Whipplewood Advisors, LLC2,4642,630+1660.030.03-0.00buy
BENJAMIN EDWARDS INC32,99333,140+1470.010.01-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC62,72862,805+770.000.00-0.00buy
GHP Investment Advisors, Inc.1,1231,144+210.000.00-0.00buy
CIBC Private Wealth Group LLC763778+150.000.00-0.00buy
ST GERMAIN D J CO INC18,10918,113+40.020.01-0.00buy
COMMERCE BANK15,25615,25600.000.00-0.00hold
VANGUARD GROUP INC30,10030,10000.000.00-0.00hold
PITTENGER & ANDERSON INC2,0002,00000.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.1,3251,32500.000.00-0.00hold
TRUST CO OF VERMONT88888800.000.00-0.00hold
BOK Financial Private Wealth, Inc.2,8252,82500.000.00-0.00hold
Sky Investment Group LLC0000.590.51-0.08hold
Stonebridge Capital Advisors LLC13,30013,30000.020.02-0.00hold
NewEdge Advisors, LLC20020000.000.00-0.00hold
Steward Partners Investment Advisory, LLC1,2001,20000.000.00-0.00hold
Global Retirement Partners, LLC1,0401,04000.000.00-0.00hold
PATRIOT INVESTMENT MANAGEMENT GROUP, INC.68,10068,10000.090.08-0.01hold
Mayfair Advisory Group, LLC10,98310,98300.100.08-0.02hold
Rosenberg Matthew Hamilton32032000.000.00-0.00hold
Fortis Group Advisors, LLC42542500.000.00-0.00hold
Ulland Investment Advisors, LLC73573500.010.01-0.00hold
ORG Partners LLC80080000.000.00-0.00hold
Glen Eagle Advisors, LLC80080000.000.00-0.00hold
US BANCORP \DE\18,28818,28800.000.00-0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
MONTAG A & ASSOCIATES INC9,2179,21700.010.01-0.00hold
BARINGS LLC219,664219,66400.090.07-0.01hold
COMERICA BANK6,9736,97300.000.00-0.00hold
CALDWELL SUTTER CAPITAL, INC.84,61483,984-6300.750.65-0.10sell
Future Financial Wealth Managment LLC48,19646,832-1,3640.630.64+0.01sell
DAVENPORT & Co LLC12,33410,334-2,0000.000.00-0.00sell
Janney Montgomery Scott LLC117,084114,990-2,0940.010.00-0.00sell
Ameritas Advisory Services, LLC2,1760-2,1760.000.00-0.00sell
Advisory Services Network, LLC2,3940-2,3940.000.00-0.00sell
Cetera Investment Advisers92,60789,853-2,7540.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC58,05654,762-3,2940.000.00-0.00sell
MML INVESTORS SERVICES, LLC78,84075,257-3,5830.000.00-0.00sell
MORGAN STANLEY184,937181,313-3,6240.000.00-0.00sell
Smith Asset Management Co., LLC183,634176,145-7,4893.252.64-0.61sell
FIDUCIARY TRUST CO9,9860-9,9860.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP12,4760-12,4760.000.00-0.00sell
Virtu Financial LLC14,9780-14,9780.020.00-0.02sell
Focus Partners Wealth35,72318,713-17,0100.000.00-0.00sell
Invesco Ltd.244,810226,932-17,8780.000.00-0.00sell
Secure Asset Management, LLC137,055118,938-18,1170.470.34-0.13sell
QTR Family Wealth, LLC36,0000-36,0000.350.00-0.35sell
TSP Capital Management Group, LLC85,6070-85,6070.480.38-0.10sell
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