| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| UBS Group AG | 206,588 | 1,245,927 | +1,039,339 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 917,168 | +917,168 | 0.00 | 0.04 | +0.04 | buy |
| ROYAL BANK OF CANADA | 14,489 | 638,871 | +624,382 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 556,718 | 928,798 | +372,080 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 582,258 | 914,334 | +332,076 | 0.00 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 306,765 | 632,105 | +325,340 | 0.00 | 0.00 | +0.00 | buy |
| Monashee Investment Management LLC | 0 | 275,000 | +275,000 | 0.00 | 0.25 | +0.25 | buy |
| ALPS ADVISORS INC | 514,119 | 729,515 | +215,396 | 0.03 | 0.03 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 195,515 | +195,515 | 0.00 | 0.00 | +0.00 | buy |
| PDT Partners, LLC | 0 | 163,950 | +163,950 | 0.00 | 0.09 | +0.09 | buy |
| TUDOR INVESTMENT CORP ET AL | 54,370 | 202,300 | +147,930 | 0.00 | 0.01 | +0.01 | buy |
| STATE STREET CORP | 1,063,183 | 1,177,515 | +114,332 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,074,987 | 1,184,757 | +109,770 | 0.02 | 0.02 | +0.00 | buy |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 271,300 | 378,100 | +106,800 | 0.05 | 0.07 | +0.02 | buy |
| Empowered Funds, LLC | 101,300 | 208,100 | +106,800 | 0.01 | 0.02 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 105,954 | +105,954 | 0.00 | 0.00 | +0.00 | buy |
| AlphaQuest LLC | 5,510 | 106,924 | +101,414 | 0.01 | 0.09 | +0.08 | buy |
| Semanteon Capital Management, LP | 0 | 85,436 | +85,436 | 0.00 | 0.35 | +0.35 | buy |
| U S GLOBAL INVESTORS INC | 328,612 | 405,584 | +76,972 | 0.25 | 0.40 | +0.15 | buy |
| GSA CAPITAL PARTNERS LLP | 139,508 | 213,909 | +74,401 | 0.08 | 0.15 | +0.07 | buy |
| Jefferies Financial Group Inc. | 0 | 72,210 | +72,210 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 16,580 | 80,530 | +63,950 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 42,378 | 103,283 | +60,905 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 399,519 | 459,289 | +59,770 | 0.01 | 0.02 | +0.00 | buy |
| ALGERT GLOBAL LLC | 37,740 | 92,520 | +54,780 | 0.01 | 0.02 | +0.01 | buy |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 49,537 | +49,537 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 46,900 | +46,900 | 0.00 | 0.00 | +0.00 | buy |
| Caption Management, LLC | 0 | 44,000 | +44,000 | 0.00 | 0.02 | +0.02 | buy |
| GROUP ONE TRADING LLC | 32,897 | 71,598 | +38,701 | 0.01 | 0.02 | +0.01 | buy |
| BlackRock, Inc. | 799,042 | 836,490 | +37,448 | 0.00 | 0.00 | +0.00 | buy |
| Everstar Asset Management, LLC | 0 | 27,800 | +27,800 | 0.00 | 0.10 | +0.10 | buy |
| Squarepoint Ops LLC | 0 | 27,069 | +27,069 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 484,792 | 507,841 | +23,049 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 819,455 | 841,557 | +22,102 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 22,057 | +22,057 | 0.00 | 0.01 | +0.01 | buy |
| GOLDMAN SACHS GROUP INC | 44,220 | 63,768 | +19,548 | 0.00 | 0.00 | +0.00 | buy |
| Aquatic Capital Management LLC | 7,327 | 25,076 | +17,749 | 0.00 | 0.00 | +0.00 | buy |
| INCEPTIONR LLC | 0 | 16,016 | +16,016 | 0.00 | 0.04 | +0.04 | buy |
| SCOTIA CAPITAL INC. | 0 | 15,180 | +15,180 | 0.00 | 0.00 | +0.00 | buy |
| OCCUDO QUANTITATIVE STRATEGIES LP | 0 | 14,679 | +14,679 | 0.00 | 0.02 | +0.02 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 14,355 | +14,355 | 0.00 | 0.02 | +0.02 | buy |
| SBI Securities Co., Ltd. | 143 | 14,350 | +14,207 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 0 | 11,513 | +11,513 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 92,346 | 101,508 | +9,162 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 85,639 | 94,365 | +8,726 | 0.01 | 0.01 | +0.00 | buy |
| PEAK6 LLC | 0 | 7,925 | +7,925 | 0.00 | 0.00 | +0.00 | buy |
| Kiker Wealth Management, LLC | 0 | 3,207 | +3,207 | 0.00 | 0.02 | +0.02 | buy |
| BARCLAYS PLC | 0 | 3,188 | +3,188 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 12,645 | 14,743 | +2,098 | 0.00 | 0.00 | +0.00 | buy |
| Beutel, Goodman & Co Ltd. | 0 | 1,319 | +1,319 | 0.00 | 0.00 | +0.00 | buy |
| PERRITT CAPITAL MANAGEMENT INC | 100,770 | 101,670 | +900 | 0.41 | 0.42 | +0.02 | buy |
| BNP PARIBAS | 650 | 1,450 | +800 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 39,330 | 40,058 | +728 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 33,743 | 34,243 | +500 | 0.01 | 0.01 | +0.00 | buy |
| TD Waterhouse Canada Inc. | 6 | 106 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 61 | +61 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 29 | +29 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 214 | 223 | +9 | 0.00 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 18,704 | 18,707 | +3 | 0.00 | 0.00 | -0.00 | buy |
| Condire Management, LP | 112,998 | 113,000 | +2 | 0.13 | 0.13 | +0.00 | buy |
| Bank Julius Baer & Co. Ltd, Zurich | 10 | 11 | +1 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 36 | 36 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FARMERS & MERCHANTS INVESTMENTS INC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 1,100 | 1,100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rathbones Group PLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SPROTT INC. | 12,859 | 12,859 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Oppenheimer & Close, LLC | 11,252 | 11,252 | 0 | 0.07 | 0.07 | -0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 1,599 | 1,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 20,000 | 20,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Stonehage Fleming Financial Services Holdings Ltd | 14,800 | 14,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Archer Investment Corp | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 55 | 55 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 4,961 | 4,961 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIFTH THIRD BANCORP | 3,537 | 3,537 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 17,900 | 17,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NBT BANK N A /NY | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FMR LLC | 3,083 | 2,741 | -342 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 14,181 | 13,693 | -488 | 0.00 | 0.00 | +0.00 | sell |
| ASSETMARK, INC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| Brooklyn Investment Group | 565 | 0 | -565 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 47,441 | 46,842 | -599 | 0.00 | 0.00 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 189,031 | 188,371 | -660 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 57,780 | 55,416 | -2,364 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 41,217 | 38,435 | -2,782 | 0.01 | 0.01 | +0.00 | sell |
| Formidable Asset Management, LLC | 17,376 | 14,176 | -3,200 | 0.02 | 0.02 | -0.00 | sell |
| Quantbot Technologies LP | 37,980 | 33,819 | -4,161 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 20,000 | 15,353 | -4,647 | 0.00 | 0.00 | -0.00 | sell |
| New Age Alpha Advisors, LLC | 4,867 | 0 | -4,867 | 0.00 | 0.00 | -0.00 | sell |
| Total Wealth Planning & Management, Inc. | 12,344 | 0 | -12,344 | 0.09 | 0.00 | -0.09 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 99,729 | 79,294 | -20,435 | 0.00 | 0.00 | -0.00 | sell |
| Graham Capital Management, L.P. | 89,453 | 67,128 | -22,325 | 0.02 | 0.02 | -0.01 | sell |
| WELLS FARGO & COMPANY/MN | 23,310 | 0 | -23,310 | 0.00 | 0.00 | -0.00 | sell |
| Quantum Portfolio Management LLC | 27,286 | 0 | -27,286 | 0.11 | 0.00 | -0.11 | sell |
| Federation des caisses Desjardins du Quebec | 39,301 | 8,084 | -31,217 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 31,754 | 0 | -31,754 | 0.04 | 0.00 | -0.04 | sell |
| FOX RUN MANAGEMENT, L.L.C. | 31,857 | 0 | -31,857 | 0.05 | 0.00 | -0.05 | sell |