| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JUPITER ASSET MANAGEMENT LTD | 0 | 259,338 | +259,338 | 0.00 | 0.02 | +0.02 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 171,984 | 411,125 | +239,141 | 0.00 | 0.01 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 236,419 | 393,719 | +157,300 | 0.01 | 0.02 | +0.01 | buy |
| Invesco Ltd. | 89,561 | 234,231 | +144,670 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 419,375 | 539,965 | +120,590 | 0.01 | 0.01 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 429,266 | 542,638 | +113,372 | 0.01 | 0.01 | +0.00 | buy |
| Condire Management, LP | 0 | 112,999 | +112,999 | 0.00 | 0.13 | +0.13 | buy |
| CITADEL ADVISORS LLC | 439,021 | 542,505 | +103,484 | 0.00 | 0.01 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 84,710 | +84,710 | 0.00 | 0.11 | +0.11 | buy |
| DIMENSIONAL FUND ADVISORS LP | 43,588 | 118,630 | +75,042 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 96,730 | 155,456 | +58,726 | 0.02 | 0.02 | +0.01 | buy |
| TWO SIGMA ADVISERS, LP | 228,883 | 279,183 | +50,300 | 0.00 | 0.01 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 49,170 | +49,170 | 0.00 | 0.03 | +0.03 | buy |
| VAN ECK ASSOCIATES CORP | 2,118,520 | 2,163,930 | +45,410 | 0.03 | 0.03 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 22,583 | 59,372 | +36,789 | 0.00 | 0.01 | +0.01 | buy |
| BANK OF MONTREAL /CAN/ | 82,905 | 118,666 | +35,761 | 0.00 | 0.00 | +0.00 | buy |
| Paloma Partners Management Co | 0 | 35,184 | +35,184 | 0.00 | 0.02 | +0.02 | buy |
| IMC-Chicago, LLC | 0 | 34,245 | +34,245 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 30,897 | +30,897 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 30,237 | +30,237 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 28,700 | +28,700 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 445,275 | 471,119 | +25,844 | 0.00 | 0.00 | -0.00 | buy |
| Quantbot Technologies LP | 0 | 24,750 | +24,750 | 0.00 | 0.01 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 78,688 | 101,854 | +23,166 | 0.01 | 0.01 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 76,321 | 99,274 | +22,953 | 0.00 | 0.00 | +0.00 | buy |
| INCEPTIONR LLC | 0 | 22,464 | +22,464 | 0.00 | 0.05 | +0.05 | buy |
| AMERICAN CENTURY COMPANIES INC | 65,234 | 84,854 | +19,620 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 18,903 | +18,903 | 0.00 | 0.01 | +0.01 | buy |
| GROUP ONE TRADING LLC | 63,670 | 82,432 | +18,762 | 0.02 | 0.03 | +0.01 | buy |
| AlphaQuest LLC | 0 | 17,851 | +17,851 | 0.00 | 0.01 | +0.01 | buy |
| MARSHALL WACE, LLP | 23,362 | 40,980 | +17,618 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 16,292 | +16,292 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 652,778 | 667,975 | +15,197 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 126,066 | 139,118 | +13,052 | 0.00 | 0.00 | +0.00 | buy |
| Corton Capital Inc. | 0 | 12,771 | +12,771 | 0.00 | 0.06 | +0.06 | buy |
| PDT Partners, LLC | 0 | 10,877 | +10,877 | 0.00 | 0.01 | +0.01 | buy |
| Private Advisor Group, LLC | 0 | 10,645 | +10,645 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 27,873 | 37,600 | +9,727 | 0.00 | 0.00 | +0.00 | buy |
| Boston Partners | 121,095 | 130,464 | +9,369 | 0.00 | 0.00 | +0.00 | buy |
| Graham Capital Management, L.P. | 66,322 | 75,516 | +9,194 | 0.02 | 0.02 | +0.00 | buy |
| Squarepoint Ops LLC | 17,616 | 25,551 | +7,935 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 132,825 | 140,719 | +7,894 | 0.01 | 0.01 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 120,842 | 127,921 | +7,079 | 0.04 | 0.04 | +0.00 | buy |
| Quarry LP | 0 | 5,453 | +5,453 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 60,884 | 65,779 | +4,895 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 12,509 | 16,555 | +4,046 | 0.01 | 0.01 | +0.00 | buy |
| Tidal Investments LLC | 150,227 | 152,859 | +2,632 | 0.02 | 0.02 | -0.00 | buy |
| Aquatic Capital Management LLC | 0 | 1,600 | +1,600 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 469 | 1,489 | +1,020 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS | 0 | 246 | +246 | 0.00 | 0.00 | +0.00 | buy |
| NBT BANK N A /NY | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,646 | 2,715 | +69 | 0.00 | 0.00 | -0.00 | buy |
| TD Waterhouse Canada Inc. | 0 | 51 | +51 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 0 | 25 | +25 | 0.00 | 0.00 | +0.00 | buy |
| Uncommon Cents Investing LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | 9 | +9 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 32,700 | 32,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| FARMERS & MERCHANTS INVESTMENTS INC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| North Star Investment Management Corp. | 1,100 | 1,100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Oppenheimer & Close, LLC | 22,782 | 22,782 | 0 | 0.18 | 0.17 | -0.01 | hold |
| QUADRANT CAPITAL GROUP LLC | 1,599 | 1,599 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beirne Wealth Consulting Services, LLC | 20,000 | 20,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Steward Partners Investment Advisory, LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stonehage Fleming Financial Services Holdings Ltd | 14,800 | 14,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Archer Investment Corp | 10 | 10 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Susquehanna Portfolio Strategies, LLC | 30,030 | 30,030 | 0 | 0.01 | 0.02 | +0.01 | hold |
| JAMISON PRIVATE WEALTH MANAGEMENT, INC. | 5,000 | 5,000 | 0 | 0.00 | 0.00 | 0.00 | hold |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | 4,961 | 4,961 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIFTH THIRD BANCORP | 3,537 | 3,537 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 40 | 40 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 17,900 | 17,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 18,704 | 18,704 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 188,371 | 188,371 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 20,032 | 20,000 | -32 | 0.00 | 0.00 | +0.00 | sell |
| EntryPoint Capital, LLC | 39 | 0 | -39 | 0.00 | 0.00 | -0.00 | sell |
| PERRITT CAPITAL MANAGEMENT INC | 101,270 | 101,169 | -101 | 0.51 | 0.48 | -0.02 | sell |
| Quantum Portfolio Management LLC | 29,977 | 29,667 | -310 | 0.16 | 0.15 | -0.01 | sell |
| Fairscale Capital, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 701 | 109 | -592 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 2,203 | 1,553 | -650 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 19,708 | 18,901 | -807 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 1,055 | 55 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 1,310 | 0 | -1,310 | 0.00 | 0.00 | -0.00 | sell |
| INNEALTA CAPITAL, LLC | 2,097 | 0 | -2,097 | 0.01 | 0.00 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 3,986 | 0 | -3,986 | 0.00 | 0.00 | -0.00 | sell |
| Federation des caisses Desjardins du Quebec | 43,465 | 39,301 | -4,164 | 0.00 | 0.00 | -0.00 | sell |
| Formidable Asset Management, LLC | 21,826 | 16,726 | -5,100 | 0.03 | 0.02 | -0.01 | sell |
| Banque Cantonale Vaudoise | 8,481 | 0 | -8,481 | 0.00 | 0.00 | -0.00 | sell |
| Dynamic Technology Lab Private Ltd | 62,707 | 53,774 | -8,933 | 0.07 | 0.05 | -0.01 | sell |
| ROYAL BANK OF CANADA | 62,850 | 50,502 | -12,348 | 0.00 | 0.00 | -0.00 | sell |
| ALPS ADVISORS INC | 514,131 | 499,798 | -14,333 | 0.03 | 0.03 | -0.00 | sell |
| Polunin Capital Partners Ltd | 681,300 | 664,300 | -17,000 | 1.07 | 1.70 | +0.63 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 1,117,194 | 1,099,582 | -17,612 | 0.02 | 0.02 | -0.00 | sell |
| Trexquant Investment LP | 17,628 | 0 | -17,628 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 32,448 | 12,658 | -19,790 | 0.00 | 0.00 | -0.00 | sell |
| Waratah Capital Advisors Ltd. | 23,304 | 0 | -23,304 | 0.01 | 0.00 | -0.01 | sell |
| Plancorp, LLC | 26,848 | 0 | -26,848 | 0.01 | 0.00 | -0.01 | sell |