| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Nantahala Capital Management, LLC | 5,013,052 | 5,136,490 | +123,438 | 1.40 | 1.92 | +0.52 | buy |
| BlackRock, Inc. | 3,195,530 | 3,352,474 | +156,944 | 0.00 | 0.00 | +0.00 | buy |
| Cable Car Capital, LP | 3,007,329 | 3,007,329 | 0 | 4.65 | 0.40 | -4.26 | hold |
| AIGH Capital Management LLC | 3,100,000 | 2,987,000 | -113,000 | 2.84 | 1.67 | -1.17 | sell |
| OneDigital Investment Advisors LLC | 0 | 1,653,024 | +1,653,024 | 0.00 | 0.09 | +0.09 | buy |
| AWM Investment Company, Inc. | 803,130 | 1,486,130 | +683,000 | 0.40 | 0.80 | +0.40 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,209,797 | 1,261,090 | +51,293 | 0.00 | 0.00 | +0.00 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 1,263,511 | 1,240,071 | -23,440 | 0.12 | 0.14 | +0.02 | sell |
| GOLDMAN SACHS GROUP INC | 1,130,619 | 1,224,806 | +94,187 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 957,328 | 1,040,228 | +82,900 | 0.00 | 0.00 | +0.00 | buy |
| Propel Bio Management, LLC | 1,329,899 | 983,070 | -346,829 | 3.79 | 3.18 | -0.61 | sell |
| NAN FUNG TRINITY (HK) Ltd | 956,770 | 956,770 | 0 | 0.47 | 0.58 | +0.11 | hold |
| Diametric Capital, LP | 611,520 | 755,021 | +143,501 | 0.72 | 0.50 | -0.22 | buy |
| J. Goldman & Co LP | 640,530 | 678,173 | +37,643 | 0.13 | 0.15 | +0.01 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 648,942 | 610,407 | -38,535 | 0.34 | 0.42 | +0.08 | sell |
| Rubric Capital Management LP | 0 | 608,771 | +608,771 | 0.00 | 0.03 | +0.03 | buy |
| Stonepine Capital Management, LLC | 746,587 | 557,284 | -189,303 | 2.94 | 2.62 | -0.32 | sell |
| NORTHERN TRUST CORP | 435,973 | 552,630 | +116,657 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 522,445 | 548,300 | +25,855 | 0.00 | 0.00 | +0.00 | buy |
| SUVRETTA CAPITAL MANAGEMENT, LLC | 2,676,000 | 500,000 | -2,176,000 | 0.33 | 0.06 | -0.26 | sell |
| NATIONAL BANK OF CANADA /FI/ | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Knoll Capital Management, LLC | 485,515 | 485,515 | 0 | 1.21 | 1.67 | +0.47 | hold |
| PANAGORA ASSET MANAGEMENT INC | 199,145 | 409,075 | +209,930 | 0.00 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 394,274 | 372,406 | -21,868 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 337,562 | 365,559 | +27,997 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 360,800 | +360,800 | 0.00 | 0.01 | +0.01 | buy |
| BARCLAYS PLC | 27,248 | 356,427 | +329,179 | 0.00 | 0.00 | +0.00 | buy |
| Simplify Asset Management Inc. | 507,988 | 345,416 | -162,572 | 0.04 | 0.03 | -0.00 | sell |
| CITADEL ADVISORS LLC | 0 | 259,401 | +259,401 | 0.00 | 0.00 | +0.00 | buy |
| GROUP ONE TRADING LLC | 209,607 | 245,046 | +35,439 | 0.03 | 0.04 | +0.01 | buy |
| UBS Group AG | 233,924 | 223,279 | -10,645 | 0.00 | 0.00 | +0.00 | sell |
| ExodusPoint Capital Management, LP | 122,944 | 212,325 | +89,381 | 0.01 | 0.01 | +0.01 | buy |
| MILLENNIUM MANAGEMENT LLC | 425,426 | 211,335 | -214,091 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 193,632 | 204,246 | +10,614 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 216,305 | 194,827 | -21,478 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 432,370 | 194,377 | -237,993 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 194,813 | 138,497 | -56,316 | 0.00 | 0.00 | -0.00 | sell |
| Headlands Technologies LLC | 63,345 | 125,090 | +61,745 | 0.03 | 0.08 | +0.05 | buy |
| Sixth Street Partners Management Company, L.P. | 0 | 120,514 | +120,514 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 127,109 | 120,514 | -6,595 | 0.00 | 0.00 | +0.00 | sell |
| Palo Alto Investors LP | 108,865 | 108,865 | 0 | 0.07 | 0.09 | +0.02 | hold |
| SEI INVESTMENTS CO | 172,460 | 105,560 | -66,900 | 0.00 | 0.00 | -0.00 | sell |
| Corient Private Wealth LLC | 0 | 89,908 | +89,908 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 56,719 | 82,626 | +25,907 | 0.00 | 0.00 | +0.00 | buy |
| Pale Fire Capital SE | 69,845 | 81,945 | +12,100 | 0.03 | 0.04 | +0.01 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 80,737 | +80,737 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 72,373 | +72,373 | 0.00 | 0.01 | +0.01 | buy |
| AQR CAPITAL MANAGEMENT LLC | 102,645 | 67,063 | -35,582 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 60,000 | 58,100 | -1,900 | 0.29 | 0.33 | +0.04 | sell |
| D. E. Shaw & Co., Inc. | 101,065 | 57,100 | -43,965 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 55,847 | 56,751 | +904 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 93,073 | 55,938 | -37,135 | 0.03 | 0.03 | -0.01 | sell |
| JPMORGAN CHASE & CO | 266,497 | 50,505 | -215,992 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 17,920 | 47,950 | +30,030 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 44,927 | 47,558 | +2,631 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 12,718 | 46,415 | +33,697 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 0 | 41,400 | +41,400 | 0.00 | 0.01 | +0.01 | buy |
| Main Street Research LLC | 0 | 38,514 | +38,514 | 0.00 | 0.01 | +0.01 | buy |
| Jump Financial, LLC | 0 | 38,400 | +38,400 | 0.00 | 0.00 | +0.00 | buy |
| HARBOR CAPITAL ADVISORS, INC. | 35,094 | 38,288 | +3,194 | 0.01 | 0.02 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 16,702 | 36,588 | +19,886 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 34,371 | 34,371 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 31,005 | 32,591 | +1,586 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 28,885 | +28,885 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 13,975 | 28,275 | +14,300 | 0.00 | 0.00 | +0.00 | buy |
| WEALTH EFFECTS LLC | 0 | 27,250 | +27,250 | 0.00 | 0.05 | +0.05 | buy |
| Persistent Asset Partners Ltd | 0 | 25,745 | +25,745 | 0.00 | 0.05 | +0.05 | buy |
| Quantbot Technologies LP | 0 | 25,349 | +25,349 | 0.00 | 0.01 | +0.01 | buy |
| Atom Investors LP | 0 | 24,870 | +24,870 | 0.00 | 0.01 | +0.01 | buy |
| MetLife Investment Management, LLC | 23,772 | 24,766 | +994 | 0.00 | 0.00 | +0.00 | buy |
| Riverwater Partners LLC | 19,066 | 24,304 | +5,238 | 0.03 | 0.04 | +0.02 | buy |
| Invesco Ltd. | 22,979 | 23,724 | +745 | 0.00 | 0.00 | -0.00 | buy |
| Creative Planning | 0 | 20,503 | +20,503 | 0.00 | 0.00 | +0.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 20,760 | 20,110 | -650 | 0.00 | 0.00 | +0.00 | sell |
| NATIXIS | 0 | 19,631 | +19,631 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 17,295 | +17,295 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 14,054 | 16,319 | +2,265 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 0 | 13,015 | +13,015 | 0.00 | 0.00 | +0.00 | buy |
| Aries Wealth Management | 0 | 12,500 | +12,500 | 0.00 | 0.02 | +0.02 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 12,901 | 12,244 | -657 | 0.00 | 0.00 | +0.00 | sell |
| Russell Investments Group, Ltd. | 14,054 | 12,098 | -1,956 | 0.00 | 0.00 | -0.00 | sell |
| Ethic Inc. | 0 | 11,344 | +11,344 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 11,005 | 11,005 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kovack Advisors, Inc. | 10,560 | 10,560 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INTECH INVESTMENT MANAGEMENT LLC | 12,193 | 10,207 | -1,986 | 0.00 | 0.00 | +0.00 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 10,177 | +10,177 | 0.00 | 0.01 | +0.01 | buy |
| Truvestments Capital LLC | 10,307 | 9,774 | -533 | 0.01 | 0.01 | +0.00 | sell |
| MAI Capital Management | 9,433 | 7,920 | -1,513 | 0.00 | 0.00 | -0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 9,888 | 6,990 | -2,898 | 0.00 | 0.00 | -0.00 | sell |
| Allworth Financial LP | 4,500 | 4,652 | +152 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 0 | 4,571 | +4,571 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 4,459 | 4,459 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Tower Research Capital LLC (TRC) | 7,516 | 4,052 | -3,464 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 3,975 | 3,975 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 0 | 3,695 | +3,695 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 3,608 | +3,608 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3,412 | 3,412 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Integrated Wealth Concepts LLC | 0 | 2,885 | +2,885 | 0.00 | 0.00 | +0.00 | buy |
| GAMMA Investing LLC | 909 | 1,751 | +842 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 1,700 | 1,700 | 0 | 0.00 | 0.00 | +0.00 | hold |