| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Aberdeen Group plc | 126,348 | 326,995 | +200,647 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 490,336 | 616,668 | +126,332 | 0.00 | 0.00 | +0.00 | buy |
| Western Standard LLC | 1,587,099 | 1,698,097 | +110,998 | 6.97 | 10.07 | +3.10 | buy |
| MARSHALL WACE, LLP | 0 | 84,174 | +84,174 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 382,267 | 465,317 | +83,050 | 0.00 | 0.00 | +0.00 | buy |
| Rosalind Advisors, Inc. | 1,750,000 | 1,832,000 | +82,000 | 5.87 | 7.68 | +1.81 | buy |
| 683 Capital Management, LLC | 600,000 | 675,000 | +75,000 | 0.27 | 0.43 | +0.17 | buy |
| Connective Capital Management, LLC | 0 | 74,913 | +74,913 | 0.00 | 0.45 | +0.45 | buy |
| JPMORGAN CHASE & CO | 0 | 67,138 | +67,138 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 1,953,501 | 2,007,626 | +54,125 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 19,016 | 60,681 | +41,665 | 0.00 | 0.00 | +0.00 | buy |
| GSA CAPITAL PARTNERS LLP | 62,261 | 96,092 | +33,831 | 0.02 | 0.05 | +0.03 | buy |
| XTX Topco Ltd | 0 | 25,301 | +25,301 | 0.00 | 0.01 | +0.01 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 23,850 | +23,850 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 47,563 | 67,240 | +19,677 | 0.00 | 0.00 | +0.00 | buy |
| Jefferies Financial Group Inc. | 0 | 18,000 | +18,000 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 0 | 14,300 | +14,300 | 0.00 | 0.00 | +0.00 | buy |
| Palo Alto Investors LP | 0 | 12,865 | +12,865 | 0.00 | 0.01 | +0.01 | buy |
| Game Plan Financial Advisors, LLC | 0 | 2,350 | +2,350 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 11,812 | 13,993 | +2,181 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 54 | 1,854 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 50,985 | 51,660 | +675 | 0.00 | 0.00 | +0.00 | buy |
| Truvestments Capital LLC | 0 | 51 | +51 | 0.00 | 0.00 | +0.00 | buy |
| Darwin Wealth Management, LLC | 0 | 26 | +26 | 0.00 | 0.00 | +0.00 | buy |
| Corient Private Wealth LLC | 22,404 | 22,416 | +12 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 3,249,994 | 3,249,994 | 0 | 0.03 | 0.04 | +0.01 | hold |
| SUVRETTA CAPITAL MANAGEMENT, LLC | 3,685,503 | 3,685,503 | 0 | 0.64 | 0.84 | +0.20 | hold |
| Newtyn Management, LLC | 380,000 | 380,000 | 0 | 0.30 | 0.37 | +0.07 | hold |
| Vivo Capital, LLC | 1,842,751 | 1,842,751 | 0 | 0.72 | 0.96 | +0.24 | hold |
| Parallel Advisors, LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Simplify Asset Management Inc. | 408,584 | 408,584 | 0 | 0.15 | 0.18 | +0.03 | hold |
| Activest Wealth Management | 120 | 120 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Bank of New York Mellon Corp | 121,453 | 121,452 | -1 | 0.00 | 0.00 | +0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 163 | 116 | -47 | 0.00 | 0.00 | 0.00 | sell |
| NORTHERN TRUST CORP | 173,550 | 173,451 | -99 | 0.00 | 0.00 | +0.00 | sell |
| STATE STREET CORP | 161,895 | 159,295 | -2,600 | 0.00 | 0.00 | +0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 230,987 | 226,665 | -4,322 | 0.00 | 0.00 | +0.00 | sell |
| GROUP ONE TRADING LLC | 6,283 | 0 | -6,283 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 10,043 | 0 | -10,043 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 233,832 | 221,537 | -12,295 | 0.03 | 0.04 | +0.01 | sell |
| OXFORD ASSET MANAGEMENT LLP | 19,059 | 0 | -19,059 | 0.08 | 0.00 | -0.08 | sell |
| BARCLAYS PLC | 76,394 | 55,000 | -21,394 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 37,977 | 5,989 | -31,988 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 34,615 | 0 | -34,615 | 0.01 | 0.00 | -0.01 | sell |
| Nantahala Capital Management, LLC | 3,470,037 | 3,432,637 | -37,400 | 1.48 | 1.83 | +0.35 | sell |
| ADAR1 Capital Management, LLC | 113,125 | 24,322 | -88,803 | 0.10 | 0.03 | -0.07 | sell |
| Walleye Capital LLC | 990,384 | 861,301 | -129,083 | 0.04 | 0.06 | +0.01 | sell |
| Ikarian Capital, LLC | 768,593 | 583,593 | -185,000 | 1.02 | 1.15 | +0.13 | sell |
| Laurion Capital Management LP | 1,506,780 | 1,306,589 | -200,191 | 0.21 | 0.53 | +0.32 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 503,293 | 134,278 | -369,015 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 2,676,651 | 2,301,628 | -375,023 | 0.01 | 0.01 | +0.00 | sell |
| MORGAN STANLEY | 595,998 | 177,346 | -418,652 | 0.00 | 0.00 | -0.00 | sell |
| Propel Bio Management, LLC | 1,248,044 | 624,022 | -624,022 | 3.43 | 2.29 | -1.14 | sell |