| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Cable Car Capital, LP | 0 | 600,000 | +600,000 | 0.00 | 1.36 | +1.36 | buy |
| BANK OF AMERICA CORP /DE/ | 329,884 | 912,912 | +583,028 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 257,015 | 709,349 | +452,334 | 0.00 | 0.00 | +0.00 | buy |
| Stonepine Capital Management, LLC | 45,000 | 450,970 | +405,970 | 0.25 | 1.94 | +1.68 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 672,003 | 1,050,863 | +378,860 | 0.09 | 0.12 | +0.03 | buy |
| CITADEL ADVISORS LLC | 0 | 273,446 | +273,446 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 299,937 | 526,437 | +226,500 | 0.00 | 0.00 | +0.00 | buy |
| Nantahala Capital Management, LLC | 4,369,665 | 4,564,665 | +195,000 | 1.76 | 1.49 | -0.27 | buy |
| Qube Research & Technologies Ltd | 33,793 | 225,868 | +192,075 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 137,146 | 322,431 | +185,285 | 0.00 | 0.00 | +0.00 | buy |
| PANAGORA ASSET MANAGEMENT INC | 0 | 160,557 | +160,557 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 2,999,154 | 3,147,150 | +147,996 | 0.00 | 0.00 | -0.00 | buy |
| STATE STREET CORP | 585,880 | 716,154 | +130,274 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 126,384 | +126,384 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 2,507,023 | 2,602,901 | +95,878 | 0.00 | 0.00 | -0.00 | buy |
| AWM Investment Company, Inc. | 470,000 | 547,000 | +77,000 | 0.30 | 0.27 | -0.03 | buy |
| SILVERARC CAPITAL MANAGEMENT, LLC | 917,898 | 994,754 | +76,856 | 1.07 | 0.76 | -0.31 | buy |
| Trexquant Investment LP | 127,195 | 177,754 | +50,559 | 0.01 | 0.01 | +0.00 | buy |
| XTX Topco Ltd | 0 | 39,359 | +39,359 | 0.00 | 0.01 | +0.01 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 37,311 | +37,311 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 138,363 | 173,201 | +34,838 | 0.42 | 0.34 | -0.08 | buy |
| AQR CAPITAL MANAGEMENT LLC | 0 | 33,612 | +33,612 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 7,451 | 32,772 | +25,321 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,105,862 | 1,127,131 | +21,269 | 0.00 | 0.00 | -0.00 | buy |
| 683 Capital Management, LLC | 750,000 | 770,000 | +20,000 | 0.43 | 0.37 | -0.06 | buy |
| OMERS ADMINISTRATION Corp | 0 | 13,400 | +13,400 | 0.00 | 0.00 | +0.00 | buy |
| SHERBROOKE PARK ADVISERS LLC | 0 | 12,179 | +12,179 | 0.00 | 0.03 | +0.03 | buy |
| UBS Group AG | 116,942 | 128,232 | +11,290 | 0.00 | 0.00 | -0.00 | buy |
| GROUP ONE TRADING LLC | 38,859 | 48,000 | +9,141 | 0.01 | 0.01 | +0.00 | buy |
| Russell Investments Group, Ltd. | 0 | 7,082 | +7,082 | 0.00 | 0.00 | +0.00 | buy |
| Simplify Asset Management Inc. | 558,584 | 565,009 | +6,425 | 0.19 | 0.06 | -0.13 | buy |
| Riverwater Partners LLC | 10,894 | 15,857 | +4,963 | 0.03 | 0.03 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 22,860 | 27,179 | +4,319 | 0.00 | 0.00 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 21,049 | 25,176 | +4,127 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 5,058 | 8,567 | +3,509 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 14,310 | 17,762 | +3,452 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 212,179 | 213,842 | +1,663 | 0.00 | 0.00 | -0.00 | buy |
| Sunbelt Securities, Inc. | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 0 | 1,250 | +1,250 | 0.00 | 0.00 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 21,909 | 23,158 | +1,249 | 0.00 | 0.00 | -0.00 | buy |
| Allworth Financial LP | 3,550 | 4,528 | +978 | 0.00 | 0.00 | +0.00 | buy |
| Truvestments Capital LLC | 2,759 | 3,537 | +778 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 58,998 | 59,708 | +710 | 0.00 | 0.00 | -0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 667 | +667 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 175 | 687 | +512 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 380 | 723 | +343 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 279 | +279 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 1 | 226 | +225 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 126 | +126 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 162 | 258 | +96 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 22,915 | 23,011 | +96 | 0.00 | 0.00 | -0.00 | buy |
| GAMMA Investing LLC | 0 | 48 | +48 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 162 | 195 | +33 | 0.00 | 0.00 | -0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 2,725 | 2,727 | +2 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 1,620 | 1,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 4,459 | 4,459 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 17,920 | 17,920 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Palo Alto Investors LP | 108,865 | 108,865 | 0 | 0.13 | 0.11 | -0.03 | hold |
| Knoll Capital Management, LLC | 62,689 | 62,689 | 0 | 0.25 | 0.18 | -0.08 | hold |
| MetLife Investment Management, LLC | 26,626 | 26,626 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SUVRETTA CAPITAL MANAGEMENT, LLC | 2,676,000 | 2,676,000 | 0 | 0.57 | 0.43 | -0.14 | hold |
| Darwin Wealth Management, LLC | 26 | 26 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vivo Capital, LLC | 1,842,751 | 1,842,751 | 0 | 1.07 | 0.78 | -0.29 | hold |
| Parallel Advisors, LLC | 400 | 400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NAN FUNG TRINITY (HK) Ltd | 560,770 | 560,770 | 0 | 0.38 | 0.30 | -0.09 | hold |
| Vermillion & White Wealth Management Group, LLC | 370 | 370 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Nuveen, LLC | 56,719 | 56,719 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Propel Bio Management, LLC | 974,022 | 974,022 | 0 | 6.71 | 5.15 | -1.57 | hold |
| Police & Firemen's Retirement System of New Jersey | 11,005 | 11,005 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Legal & General Group Plc | 4,815 | 4,815 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMALGAMATED BANK | 1,492 | 1,492 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DEUTSCHE BANK AG\ | 37,065 | 37,065 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Activest Wealth Management | 120 | 0 | -120 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 134,352 | 133,560 | -792 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 7,080 | 5,784 | -1,296 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 16,913 | 15,412 | -1,501 | 0.00 | 0.00 | -0.00 | sell |
| Game Plan Financial Advisors, LLC | 2,350 | 0 | -2,350 | 0.01 | 0.00 | -0.01 | sell |
| Caitong International Asset Management Co., Ltd | 2,393 | 0 | -2,393 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 20,586 | 17,816 | -2,770 | 0.00 | 0.00 | -0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 23,906 | 20,483 | -3,423 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 67,505 | 63,673 | -3,832 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 54,134 | 47,915 | -6,219 | 0.03 | 0.02 | -0.01 | sell |
| Man Group plc | 11,794 | 0 | -11,794 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 434,222 | 422,227 | -11,995 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 12,274 | 0 | -12,274 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 76,401 | 62,297 | -14,104 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 17,000 | 1,700 | -15,300 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 21,765 | 0 | -21,765 | 0.00 | 0.00 | -0.00 | sell |
| Corient Private Wealth LLC | 22,416 | 0 | -22,416 | 0.00 | 0.00 | -0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 174,514 | 150,929 | -23,585 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 548,057 | 523,956 | -24,101 | 0.00 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 3,072,985 | 3,047,985 | -25,000 | 0.03 | 0.03 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 55,122 | 0 | -55,122 | 0.00 | 0.00 | -0.00 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 268,148 | 207,777 | -60,371 | 0.01 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 68,614 | 0 | -68,614 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 85,124 | 11,800 | -73,324 | 0.00 | 0.00 | -0.00 | sell |
| Y-Intercept (Hong Kong) Ltd | 102,336 | 0 | -102,336 | 0.01 | 0.00 | -0.01 | sell |
| Jain Global LLC | 111,277 | 0 | -111,277 | 0.01 | 0.00 | -0.01 | sell |
| Squarepoint Ops LLC | 141,978 | 21,316 | -120,662 | 0.00 | 0.00 | -0.00 | sell |