| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Cable Car Capital, LP | 600,000 | 2,500,000 | +1,900,000 | 1.36 | 0.44 | -0.92 | buy |
| Diametric Capital, LP | 173,201 | 694,421 | +521,220 | 0.34 | 0.98 | +0.64 | buy |
| Nantahala Capital Management, LLC | 4,564,665 | 4,963,052 | +398,387 | 0.84 | 0.86 | +0.03 | buy |
| NAN FUNG TRINITY (HK) Ltd | 560,770 | 956,770 | +396,000 | 0.30 | 0.40 | +0.10 | buy |
| Stonepine Capital Management, LLC | 450,970 | 709,505 | +258,535 | 1.94 | 2.73 | +0.79 | buy |
| AWM Investment Company, Inc. | 547,000 | 774,130 | +227,130 | 0.27 | 0.39 | +0.12 | buy |
| Knoll Capital Management, LLC | 62,689 | 235,953 | +173,264 | 0.18 | 0.57 | +0.39 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 47,915 | 111,179 | +63,264 | 0.02 | 0.04 | +0.02 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 207,777 | 154,986 | +52,791 | 0.00 | 0.00 | 0.00 | sell |
| Riverwater Partners LLC | 15,857 | 19,375 | +3,518 | 0.03 | 0.04 | +0.00 | buy |
| SHERBROOKE PARK ADVISERS LLC | 12,179 | 15,556 | +3,377 | 0.03 | 0.21 | +0.18 | buy |
| KENNEDY CAPITAL MANAGEMENT LLC | 1,050,863 | 1,050,095 | -768 | 0.12 | 0.12 | -0.01 | sell |
| Simplify Asset Management Inc. | 565,009 | 500,342 | -64,667 | 0.06 | 0.04 | -0.02 | sell |
| Propel Bio Management, LLC | 974,022 | 830,780 | -143,242 | 5.15 | 3.74 | -1.41 | sell |
| SILVERARC CAPITAL MANAGEMENT, LLC | 994,754 | 627,738 | -367,016 | 0.76 | 0.48 | -0.28 | sell |