| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT LLC | 1,304,519 | 1,304,519 | 0 | 0.07 | 0.07 | +0.00 | hold |
| 1607 Capital Partners, LLC | 916,865 | 919,065 | +2,200 | 2.76 | 3.49 | +0.73 | buy |
| Allspring Global Investments Holdings, LLC | 692,546 | 730,417 | +37,871 | 0.05 | 0.05 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 630,734 | 651,080 | +20,346 | 6.48 | 6.50 | +0.02 | buy |
| Saba Capital Management, L.P. | 510,885 | 510,885 | 0 | 0.54 | 0.52 | -0.02 | hold |
| Cornerstone Advisors, LLC | 332,918 | 354,108 | +21,190 | 0.63 | 0.68 | +0.05 | buy |
| Bulldog Investors, LLP | 324,541 | 324,541 | 0 | 4.58 | 4.99 | +0.41 | hold |
| MORGAN STANLEY | 355,195 | 302,100 | -53,095 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 246,567 | 265,559 | +18,992 | 0.06 | 0.06 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 214,019 | 220,946 | +6,927 | 0.00 | 0.00 | +0.00 | buy |
| COHEN & STEERS, INC. | 141,476 | 141,476 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ROYAL BANK OF CANADA | 132,245 | 128,029 | -4,216 | 0.00 | 0.00 | +0.00 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 104,858 | 104,857 | -1 | 0.50 | 0.49 | -0.01 | sell |
| Almitas Capital LLC | 88,016 | 77,073 | -10,943 | 1.30 | 1.48 | +0.18 | sell |
| Shaker Financial Services, LLC | 55,335 | 76,463 | +21,128 | 0.98 | 1.38 | +0.40 | buy |
| AQR Arbitrage LLC | 63,042 | 76,208 | +13,166 | 0.11 | 0.12 | +0.01 | buy |
| Overbrook Management Corp | 62,582 | 56,741 | -5,841 | 0.54 | 0.71 | +0.17 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 5,573 | 55,642 | +50,069 | 0.00 | 0.05 | +0.05 | buy |
| Epoch Investment Partners, Inc. | 43,251 | 43,251 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CSS LLC/IL | 39,041 | 39,041 | 0 | 0.13 | 0.15 | +0.02 | hold |
| Logan Stone Capital, LLC | 20,209 | 38,351 | +18,142 | 0.18 | 0.38 | +0.21 | buy |
| FIRST TRUST ADVISORS LP | 34,280 | 35,817 | +1,537 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 34,179 | 34,995 | +816 | 0.00 | 0.00 | +0.00 | buy |
| Qube Research & Technologies Ltd | 33,894 | 33,894 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mraz, Amerine & Associates, Inc. | 34,643 | 32,520 | -2,123 | 0.31 | 0.29 | -0.03 | sell |
| Quantedge Capital Pte Ltd | 25,667 | 29,367 | +3,700 | 0.54 | 0.57 | +0.04 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 36,477 | 29,074 | -7,403 | 0.00 | 0.00 | -0.00 | sell |
| THRIVENT FINANCIAL FOR LUTHERANS | 28,237 | 28,237 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PARK AVENUE SECURITIES LLC | 40,091 | 28,013 | -12,078 | 0.02 | 0.02 | -0.01 | sell |
| NEVILLE RODIE & SHAW INC | 27,517 | 27,517 | 0 | 0.10 | 0.10 | +0.00 | hold |
| SALEM INVESTMENT COUNSELORS INC | 23,116 | 24,006 | +890 | 0.03 | 0.04 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,548 | 23,125 | -2,423 | 0.10 | 0.09 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 23,611 | 23,017 | -594 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 19,346 | 19,236 | -110 | 0.01 | 0.01 | +0.00 | sell |
| Walleye Capital LLC | 12,475 | 18,560 | +6,085 | 0.01 | 0.01 | +0.00 | buy |
| HighTower Advisors, LLC | 19,076 | 16,443 | -2,633 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 0 | 12,287 | +12,287 | 0.00 | 0.00 | +0.00 | buy |
| Uncommon Cents Investing LLC | 10,829 | 10,829 | 0 | 0.15 | 0.15 | +0.00 | hold |
| Janney Montgomery Scott LLC | 10,760 | 10,523 | -237 | 0.00 | 0.00 | -0.00 | sell |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 9,576 | 9,576 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Savant Capital, LLC | 8,578 | 8,571 | -7 | 0.00 | 0.00 | -0.00 | sell |
| Apexium Financial, LP | 8,545 | 8,545 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Cetera Investment Advisers | 0 | 8,449 | +8,449 | 0.00 | 0.00 | +0.00 | buy |
| PINNACLE ASSOCIATES LTD | 7,875 | 7,875 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JACOBS & CO/CA | 7,516 | 7,516 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Mariner, LLC | 7,687 | 7,180 | -507 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 7,239 | 7,166 | -73 | 0.00 | 0.00 | +0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 6,711 | 6,711 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHERN TRUST CORP | 6,552 | 6,552 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stolper Co | 5,779 | 5,779 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Matisse Capital | 0 | 5,300 | +5,300 | 0.00 | 0.12 | +0.12 | buy |
| FIRST MANHATTAN CO. LLC. | 10,279 | 5,131 | -5,148 | 0.00 | 0.00 | -0.00 | sell |
| Spire Wealth Management | 5,062 | 5,062 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Schrum Private Wealth Management LLC | 5,062 | 5,062 | 0 | 0.31 | 0.21 | -0.09 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 19,988 | 4,952 | -15,036 | 0.07 | 0.02 | -0.05 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 4,858 | 4,914 | +56 | 0.00 | 0.00 | -0.00 | buy |
| Compass Wealth Management LLC | 4,848 | 4,848 | 0 | 0.06 | 0.06 | -0.00 | hold |
| BESSEMER GROUP INC | 4,843 | 4,792 | -51 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 25,176 | 4,699 | -20,477 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 4,926 | 4,663 | -263 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 5,356 | 4,518 | -838 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 14,362 | 3,685 | -10,677 | 0.00 | 0.00 | -0.00 | sell |
| CIBC Private Wealth Group LLC | 0 | 3,439 | +3,439 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 3,106 | 3,106 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 2,293 | 2,293 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tyler-Stone Wealth Management | 2,247 | 2,247 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Peoples Bank/KS | 859 | 859 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Global Trust Asset Management, LLC | 392 | 392 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 351 | 351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 308 | 308 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JNBA Financial Advisors | 295 | 295 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 0 | 275 | +275 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 238 | 198 | -40 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 131 | 131 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 114 | 114 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 687 | 102 | -585 | 0.01 | 0.00 | -0.01 | sell |
| ASSETMARK, INC | 0 | 16 | +16 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 25,010 | 0 | -25,010 | 0.03 | 0.00 | -0.03 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 750 | 0 | -750 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN NATIONAL BANK & TRUST | 7 | 0 | -7 | 0.00 | 0.00 | -0.00 | sell |
| CLOUGH CAPITAL PARTNERS L P | 24,961 | 0 | -24,961 | 0.12 | 0.00 | -0.12 | sell |
| Advisory Services Network, LLC | 6 | 0 | -6 | 0.00 | 0.00 | -0.00 | sell |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KAYNE ANDERSON CAPITAL ADVISORS LP | 13,700 | 0 | -13,700 | 0.02 | 0.00 | -0.02 | sell |