Stock Transactions — GENERAL AMERN INVS CO INC

Total Bought
511,104
30 transactions
Total Sold
348,521
31 transactions
Net
+162,583
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
LAZARD ASSET MANAGEMENT LLC1,397,6231,580,674+183,0510.140.15+0.01buy
Penserra Capital Management LLC0105,918+105,9180.000.07+0.07buy
Allspring Global Investments Holdings, LLC393,623430,935+37,3120.040.04+0.00buy
Stolper Co6,37742,161+35,7840.110.32+0.21buy
Thomas J. Herzfeld Advisors, Inc.12432,661+32,5370.000.65+0.65buy
Altium Capital Management LLC20,84548,755+27,9104.846.78+1.94buy
SIT INVESTMENT ASSOCIATES INC232,651248,659+16,0080.270.30+0.03buy
Samalin Investment Counsel, LLC013,496+13,4960.000.28+0.28buy
Corient Private Wealth LLC010,928+10,9280.000.00+0.00buy
Advisors Asset Management, Inc.119,078129,909+10,8310.120.13+0.01buy
WOLVERINE ASSET MANAGEMENT LLC07,287+7,2870.000.01+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC810,682817,542+6,8606.986.87-0.11buy
NORTHERN TRUST CORP03,959+3,9590.000.00+0.00buy
FIRST TRUST ADVISORS LP38,95842,898+3,9400.000.00+0.00buy
UBS Group AG9,63313,210+3,5770.000.00+0.00buy
Mariner, LLC15,30617,796+2,4900.000.00+0.00buy
HARBOUR INVESTMENTS, INC.3,0184,582+1,5640.000.00+0.00buy
XTX Topco Ltd4,5455,846+1,3010.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO8411,999+1,1580.000.00+0.00buy
OSAIC HOLDINGS, INC.3,4814,592+1,1110.000.00+0.00buy
SALEM INVESTMENT COUNSELORS INC0890+8900.000.00+0.00buy
NATIONAL BANK OF CANADA /FI/2631,018+7550.000.00+0.00buy
NIXON PEABODY TRUST CO6,3557,047+6920.030.03+0.00buy
Joel Isaacson & Co., LLC11,33611,910+5740.020.02+0.00buy
STIFEL FINANCIAL CORP34,86135,417+5560.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC26,63526,872+2370.000.00-0.00buy
Uncommon Cents Investing LLC9,3079,507+2000.130.13-0.00buy
Cambridge Investment Research Advisors, Inc.7,3827,539+1570.000.00-0.00buy
EverSource Wealth Advisors, LLC1836+180.000.00+0.00buy
FRANKLIN RESOURCES INC4,2304,233+30.000.00-0.00buy
TOMPKINS FINANCIAL CORP5,1035,10300.020.02+0.00hold
BESSEMER GROUP INC2,9442,94400.000.00+0.00hold
EASTERN BANK1,7231,72300.000.00-0.00hold
Overbrook Management Corp16,39516,39500.170.18+0.01hold
REGIONS FINANCIAL CORP4,0034,00300.000.00+0.00hold
Essex Financial Services, Inc.4,0104,01000.010.01-0.00hold
ASSETMARK, INC161600.000.00-0.00hold
LEVIN CAPITAL STRATEGIES, L.P.107,324107,32400.550.48-0.07hold
CAPSTONE INVESTMENT ADVISORS, LLC35,84135,84100.020.02+0.00hold
UNITED CAPITAL FINANCIAL ADVISORS, LLC8,3458,34500.000.00+0.00hold
Savant Capital, LLC10,27610,27600.000.00-0.00hold
CAPTRUST FINANCIAL ADVISORS5,2245,22400.000.00-0.00hold
CWM, LLC1,3571,35700.000.00-0.00hold
Prospera Financial Services Inc4,0134,01300.000.00-0.00hold
Sequoia Financial Advisors, LLC3,5643,56400.000.00-0.00hold
Stratos Wealth Partners, LTD.5,5645,56400.000.00+0.00hold
Capital Analysts, LLC5,1025,10200.010.01-0.00hold
NewEdge Advisors, LLC14514500.000.00-0.00hold
MISSION WEALTH MANAGEMENT, LP4,1974,19700.010.01+0.00hold
Steward Partners Investment Advisory, LLC54354300.000.00-0.00hold
WALLER FINANCIAL PLANNING GROUP, INC19,56319,56300.260.25-0.00hold
Snowden Capital Advisors LLC3,7933,79300.010.01+0.00hold
Schrum Private Wealth Management LLC5,0625,06200.220.23+0.01hold
ARMSTRONG ADVISORY GROUP, INC1,0261,02600.000.00-0.00hold
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors9,5769,57600.030.03-0.00hold
Farther Finance Advisors, LLC1,1001,10000.000.00-0.00hold
SAGESPRING WEALTH PARTNERS, LLC6,4076,40700.010.01-0.00hold
Evelyn Partners Investment Management LLP2,1252,12500.000.00-0.00hold
KING LUTHER CAPITAL MANAGEMENT CORP0000.000.00+0.00hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,7752,77500.000.00+0.00hold
BNP PARIBAS75075000.000.00+0.00hold
Pinnacle Wealth Planning Services, Inc.350-350.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC20,69320,645-480.000.00+0.00sell
Focus Partners Wealth6,5406,427-1130.000.00-0.00sell
NEVILLE RODIE & SHAW INC294,147293,958-1891.221.25+0.03sell
Cetera Investment Advisers16,83716,507-3300.000.00-0.00sell
Bulldog Investors, LLP296,960296,450-5103.883.90+0.01sell
ENVESTNET ASSET MANAGEMENT INC6,9606,428-5320.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP736125-6110.000.00-0.00sell
Janney Montgomery Scott LLC12,14611,530-6160.000.00+0.00sell
PARK AVENUE SECURITIES LLC6,9066,262-6440.000.00-0.00sell
MORGAN STANLEY97,73496,943-7910.000.00-0.00sell
BANK OF AMERICA CORP /DE/31,45930,556-9030.000.00-0.00sell
GUGGENHEIM CAPITAL LLC23,79222,695-1,0970.010.01+0.00sell
1607 Capital Partners, LLC277,489276,264-1,2251.111.16+0.05sell
Mraz, Amerine & Associates, Inc.22,07420,351-1,7230.190.18-0.02sell
JANE STREET GROUP, LLC10,5998,815-1,7840.000.00-0.00sell
FIRST MANHATTAN CO. LLC.5,9303,697-2,2330.000.00-0.00sell
CSS LLC/IL33,26831,023-2,2450.110.10-0.01sell
LPL Financial LLC21,69918,276-3,4230.000.00-0.00sell
Virtu Financial LLC3,6880-3,6880.010.00-0.01sell
WELLS FARGO & COMPANY/MN33,32129,588-3,7330.000.00-0.00sell
BCS Wealth Management7,7323,866-3,8660.050.05+0.00sell
MERCER GLOBAL ADVISORS INC /ADV4,0720-4,0720.000.00-0.00sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP4,4140-4,4140.000.00-0.00sell
HighTower Advisors, LLC25,16620,581-4,5850.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC6,0410-6,0410.000.00-0.00sell
ROYAL BANK OF CANADA204,284196,427-7,8570.000.00+0.00sell
COHEN & STEERS, INC.269,999259,999-10,0000.030.03-0.00sell
Pathstone Holdings, LLC174,085161,664-12,4210.040.04-0.00sell
Shaker Financial Services, LLC29,1876,687-22,5000.540.14-0.41sell
Saba Capital Management, L.P.2,085,8851,839,593-246,2924.113.45-0.66sell
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