Stock Transactions — GENERAL AMERN INVS CO INC

Total Bought
310,335
23 transactions
Total Sold
277,114
27 transactions
Net
+33,221
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Saba Capital Management, L.P.1,616,5341,802,645+186,1112.232.75+0.52buy
Allspring Global Investments Holdings, LLC334,257367,595+33,3380.030.03+0.01buy
COHEN & STEERS, INC.243,069265,799+22,7300.020.03+0.00buy
BANK OF AMERICA CORP /DE/31,04141,648+10,6070.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC726,586733,863+7,2776.936.87-0.06buy
LPL Financial LLC13,41319,773+6,3600.000.00+0.00buy
HighTower Advisors, LLC15,63420,467+4,8330.000.00+0.00buy
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD.03,960+3,9600.000.16+0.16buy
Prospera Financial Services Inc03,618+3,6180.000.00+0.00buy
BANK OF MONTREAL /CAN/03,614+3,6140.000.00+0.00buy
REGIONS FINANCIAL CORP03,610+3,6100.000.00+0.00buy
GRIMES & COMPANY, INC.03,602+3,6020.000.01+0.01buy
PARK AVENUE SECURITIES LLC28,68231,823+3,1410.020.02-0.00buy
ENVESTNET ASSET MANAGEMENT INC31,57134,381+2,8100.000.00+0.00buy
Advisors Asset Management, Inc.78,03080,706+2,6760.070.08+0.01buy
Mariner, LLC5,2597,868+2,6090.000.00+0.00buy
ROYAL BANK OF CANADA195,963198,286+2,3230.000.00-0.00buy
MORGAN STANLEY80,11182,434+2,3230.000.00+0.00buy
UBS Group AG9,08010,629+1,5490.000.00+0.00buy
OSAIC HOLDINGS, INC.2,6523,755+1,1030.000.00+0.00buy
Mraz, Amerine & Associates, Inc.22,67923,679+1,0000.200.21+0.02buy
Janney Montgomery Scott LLC10,62911,220+5910.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC25,15625,706+5500.000.00+0.00buy
TOMPKINS FINANCIAL CORP4,6024,60200.020.02+0.00hold
EASTERN BANK1,7231,72300.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO74474400.000.00-0.00hold
LAZARD ASSET MANAGEMENT LLC1,333,8941,333,89400.100.10-0.00hold
CIBC Private Wealth Group LLC3,4393,43900.000.00+0.00hold
Essex Financial Services, Inc.4,0104,01000.010.01+0.00hold
ASSETMARK, INC161600.000.00-0.00hold
LEVIN CAPITAL STRATEGIES, L.P.107,324107,32400.570.59+0.02hold
Cambridge Investment Research Advisors, Inc.7,0167,01600.000.00+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC35,84135,84100.020.02+0.00hold
Savant Capital, LLC9,2669,26600.000.00-0.00hold
Bulldog Investors, LLP342,110342,11004.664.85+0.18hold
Thomas J. Herzfeld Advisors, Inc.11211200.000.00+0.00hold
CWM, LLC1,3211,32100.000.00-0.00hold
Stratos Wealth Partners, LTD.5,0515,05100.000.00-0.00hold
NewEdge Advisors, LLC13113100.000.00-0.00hold
MISSION WEALTH MANAGEMENT, LP4,1974,19700.010.01-0.00hold
Matisse Capital5,3005,30000.140.14-0.00hold
EverSource Wealth Advisors, LLC171700.000.00-0.00hold
Steward Partners Investment Advisory, LLC38038000.000.00-0.00hold
Uncommon Cents Investing LLC9,3079,30700.140.14+0.00hold
Global Retirement Partners, LLC12212200.000.00-0.00hold
Apexium Financial, LP8,3458,34500.030.02-0.00hold
Tyler-Stone Wealth Management4,8784,87800.040.04-0.00hold
Schrum Private Wealth Management LLC5,0625,06200.220.23+0.00hold
ARMSTRONG ADVISORY GROUP, INC1,0261,02600.000.00+0.00hold
Compass Wealth Management LLC4,8484,84800.060.06+0.00hold
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors9,5769,57600.040.04-0.00hold
Farther Finance Advisors, LLC1,1001,10000.000.00-0.00hold
Evelyn Partners Investment Management LLP2,2452,24500.000.00+0.00hold
HUNTINGTON NATIONAL BANK0000.000.00+0.00hold
PNC FINANCIAL SERVICES GROUP, INC.2,5022,50200.000.00+0.00hold
NORTHERN TRUST CORP6,5526,55200.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
SIT INVESTMENT ASSOCIATES INC248,197248,19700.290.30+0.00hold
HARBOUR INVESTMENTS, INC.3,1213,12100.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP949400.000.00-0.00hold
MERCER GLOBAL ADVISORS INC /ADV4,0314,03100.000.00+0.00hold
BNP PARIBAS75075000.000.00-0.00hold
SALEM INVESTMENT COUNSELORS INC24,00624,00600.040.04+0.00hold
COMERICA BANK9900.000.00+0.00hold
Stolper Co5,8795,843-360.100.11+0.01sell
WELLS FARGO & COMPANY/MN6,8916,822-690.000.00+0.00sell
FIRST MANHATTAN CO. LLC.5,5815,485-960.000.00+0.00sell
GUGGENHEIM CAPITAL LLC26,34926,119-2300.010.01-0.00sell
INTEGRATED CAPITAL MANAGEMENT, INC.4,8234,570-2530.190.19+0.00sell
NEVILLE RODIE & SHAW INC27,06526,755-3100.110.11+0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC6,0135,691-3220.000.00-0.00sell
STIFEL FINANCIAL CORP34,08033,757-3230.000.00+0.00sell
WOLVERINE ASSET MANAGEMENT LLC6,7166,263-4530.010.01-0.00sell
FIRST TRUST ADVISORS LP36,70636,219-4870.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC20,92120,426-4950.000.00+0.00sell
BESSEMER GROUP INC4,3633,862-5010.000.00-0.00sell
Peoples Bank/KS8590-8590.030.00-0.03sell
Joel Isaacson & Co., LLC12,37111,336-1,0350.030.03-0.00sell
CAPTRUST FINANCIAL ADVISORS6,5495,224-1,3250.000.00-0.00sell
Overbrook Management Corp18,27216,395-1,8770.220.17-0.04sell
Cetera Investment Advisers16,97315,023-1,9500.000.00-0.00sell
CSS LLC/IL40,69637,596-3,1000.140.13-0.01sell
Quantedge Capital Pte Ltd21,51717,817-3,7000.340.91+0.57sell
Spire Wealth Management5,0620-5,0620.010.00-0.01sell
Epoch Investment Partners, Inc.62,41649,195-13,2210.020.01-0.00sell
AQR Arbitrage LLC15,5430-15,5430.020.00-0.02sell
1607 Capital Partners, LLC324,542305,228-19,3141.321.39+0.07sell
THRIVENT FINANCIAL FOR LUTHERANS28,2370-28,2370.000.00-0.00sell
Cornerstone Advisors, LLC140,41396,154-44,2590.300.19-0.12sell
Shaker Financial Services, LLC158,628109,796-48,8323.112.23-0.88sell
Pathstone Holdings, LLC287,894202,669-85,2250.060.04-0.02sell
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