| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Logan Stone Capital, LLC | 0 | 27,642 | +27,642 | 0.00 | 0.11 | +0.11 | buy |
| Matisse Capital | 90,000 | 107,424 | +17,424 | 0.92 | 0.99 | +0.08 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 15,682 | +15,682 | 0.00 | 0.01 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,491,522 | 3,503,409 | +11,887 | 5.44 | 5.55 | +0.11 | buy |
| MORGAN STANLEY | 97,945 | 104,729 | +6,784 | 0.00 | 0.00 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,013 | 19,507 | +6,494 | 0.02 | 0.03 | +0.01 | buy |
| HUNTINGTON NATIONAL BANK | 0 | 1,225 | +1,225 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 400 | 1,500 | +1,100 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 177 | 627 | +450 | 0.00 | 0.00 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 39,901 | 40,301 | +400 | 0.37 | 0.33 | -0.05 | buy |
| CIBC Private Wealth Group LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 645 | 645 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 26,216 | 26,216 | 0 | 0.21 | 0.19 | -0.01 | hold |
| Allworth Financial LP | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 3,028 | 3,028 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JOHN G ULLMAN & ASSOCIATES INC | 10,600 | 10,600 | 0 | 0.03 | 0.03 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 248 | 237 | -11 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 1,393 | 1,218 | -175 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 17,089 | 16,854 | -235 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 13,887 | 13,552 | -335 | 0.01 | 0.01 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 12,275 | 11,831 | -444 | 0.00 | 0.00 | -0.00 | sell |
| Oak Grove Capital LLC | 11,399 | 10,644 | -755 | 0.07 | 0.06 | -0.01 | sell |
| Trivant Custom Portfolio Group, LLC | 4,900 | 4,000 | -900 | 0.06 | 0.05 | -0.01 | sell |
| Gradient Investments LLC | 3,080 | 0 | -3,080 | 0.00 | 0.00 | -0.00 | sell |
| Ionic Capital Management LLC | 27,500 | 23,500 | -4,000 | 0.25 | 0.28 | +0.03 | sell |
| Vanguard Capital Wealth Advisors | 35,664 | 31,049 | -4,615 | 0.55 | 0.42 | -0.13 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 26,167 | 19,601 | -6,566 | 0.01 | 0.01 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 11,094 | 0 | -11,094 | 0.01 | 0.00 | -0.01 | sell |
| RPO LLC | 24,654 | 0 | -24,654 | 0.74 | 0.00 | -0.74 | sell |
| Almitas Capital LLC | 160,856 | 121,781 | -39,075 | 1.06 | 0.97 | -0.09 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,277,791 | 1,215,071 | -62,720 | 0.03 | 0.03 | -0.00 | sell |
| 1607 Capital Partners, LLC | 185,281 | 119,954 | -65,327 | 0.25 | 0.19 | -0.06 | sell |
| Allspring Global Investments Holdings, LLC | 1,881,493 | 1,677,436 | -204,057 | 0.06 | 0.05 | -0.01 | sell |