| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 15,682 | 76,026 | +60,344 | 0.01 | 0.02 | +0.02 | buy |
| Matisse Capital | 107,424 | 153,000 | +45,576 | 0.99 | 1.21 | +0.22 | buy |
| Logan Stone Capital, LLC | 27,642 | 69,711 | +42,069 | 0.11 | 0.29 | +0.17 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 19,507 | 46,602 | +27,095 | 0.03 | 0.06 | +0.03 | buy |
| Quantedge Capital Pte Ltd | 40,301 | 54,284 | +13,983 | 0.33 | 0.31 | -0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 13,063 | +13,063 | 0.00 | 0.00 | +0.00 | buy |
| Allspring Global Investments Holdings, LLC | 1,677,436 | 1,687,120 | +9,684 | 0.05 | 0.04 | -0.01 | buy |
| 1607 Capital Partners, LLC | 119,954 | 127,554 | +7,600 | 0.19 | 0.18 | -0.01 | buy |
| HighTower Advisors, LLC | 16,854 | 18,609 | +1,755 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 237 | 308 | +71 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 645 | 694 | +49 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 11,831 | 11,847 | +16 | 0.00 | 0.00 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ionic Capital Management LLC | 23,500 | 23,500 | 0 | 0.28 | 0.20 | -0.08 | hold |
| Shaker Financial Services, LLC | 26,216 | 26,216 | 0 | 0.19 | 0.17 | -0.03 | hold |
| CWM, LLC | 627 | 627 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 1,218 | 1,218 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 3,028 | 3,028 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JOHN G ULLMAN & ASSOCIATES INC | 10,600 | 10,600 | 0 | 0.03 | 0.03 | -0.01 | hold |
| NATIONAL BANK OF CANADA /FI/ | 350 | 350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Oak Grove Capital LLC | 10,644 | 10,600 | -44 | 0.06 | 0.04 | -0.01 | sell |
| Karpus Management, Inc. | 13,552 | 13,317 | -235 | 0.01 | 0.01 | -0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 19,601 | 18,544 | -1,057 | 0.01 | 0.00 | -0.00 | sell |
| HUNTINGTON NATIONAL BANK | 1,225 | 0 | -1,225 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 104,729 | 100,970 | -3,759 | 0.00 | 0.00 | -0.00 | sell |
| Trivant Custom Portfolio Group, LLC | 4,000 | 0 | -4,000 | 0.05 | 0.00 | -0.05 | sell |
| Almitas Capital LLC | 121,781 | 108,252 | -13,529 | 0.97 | 0.72 | -0.25 | sell |
| Vanguard Capital Wealth Advisors | 31,049 | 10,386 | -20,663 | 0.42 | 0.11 | -0.31 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,215,071 | 1,191,032 | -24,039 | 0.03 | 0.02 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,503,409 | 3,421,443 | -81,966 | 5.55 | 4.68 | -0.86 | sell |