| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,608,772 | 3,557,028 | -51,744 | 5.89 | 5.18 | -0.71 | sell |
| Saba Capital Management, L.P. | 866,862 | 1,277,694 | +410,832 | 0.42 | 0.83 | +0.42 | buy |
| Allspring Global Investments Holdings, LLC | 1,161,230 | 1,091,671 | -69,559 | 0.03 | 0.03 | +0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 984,071 | 964,145 | -19,926 | 0.02 | 0.03 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 300,505 | 280,579 | -19,926 | 0.02 | 0.02 | -0.00 | sell |
| Matisse Capital | 205,000 | 205,000 | 0 | 1.70 | 1.82 | +0.11 | hold |
| Almitas Capital LLC | 329,680 | 202,961 | -126,719 | 1.46 | 0.92 | -0.55 | sell |
| 1607 Capital Partners, LLC | 161,706 | 150,129 | -11,577 | 0.23 | 0.22 | -0.01 | sell |
| SFI Advisors, LLC | 137,928 | 134,548 | -3,380 | 1.68 | 1.69 | +0.01 | sell |
| UHLMANN PRICE SECURITIES, LLC | 101,484 | 104,067 | +2,583 | 1.27 | 1.25 | -0.02 | buy |
| Verition Fund Management LLC | 81,761 | 99,508 | +17,747 | 0.01 | 0.01 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 130,134 | 81,088 | -49,046 | 2.09 | 0.87 | -1.22 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 51,898 | 40,001 | -11,897 | 0.07 | 0.05 | -0.02 | sell |
| Logan Stone Capital, LLC | 39,010 | 38,710 | -300 | 0.32 | 0.35 | +0.02 | sell |
| Hudson Portfolio Management LLC | 36,539 | 36,039 | -500 | 0.60 | 0.63 | +0.03 | sell |
| North Ground Capital | 0 | 30,869 | +30,869 | 0.00 | 0.37 | +0.37 | buy |
| RAYMOND JAMES FINANCIAL INC | 28,090 | 26,651 | -1,439 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 11,140 | 25,381 | +14,241 | 0.00 | 0.00 | +0.00 | buy |
| RAHLFS CAPITAL, LLC | 20,875 | 20,875 | 0 | 0.34 | 0.33 | -0.01 | hold |
| SIT INVESTMENT ASSOCIATES INC | 0 | 20,292 | +20,292 | 0.00 | 0.01 | +0.01 | buy |
| Shaker Financial Services, LLC | 14,588 | 14,588 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Calamos Advisors LLC | 11,666 | 14,201 | +2,535 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 13,452 | +13,452 | 0.00 | 0.05 | +0.05 | buy |
| JOHN G ULLMAN & ASSOCIATES INC | 10,600 | 10,600 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,300 | 2,500 | +1,200 | 0.00 | 0.01 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,500 | 1,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 1,218 | 1,218 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SIGNATUREFD, LLC | 1,207 | 1,207 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wilmington Savings Fund Society, FSB | 1,031 | 1,031 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 669 | 705 | +36 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 627 | 627 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NATIONAL BANK OF CANADA /FI/ | 350 | 350 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 154 | 154 | 0 | 0.00 | 0.00 | -0.00 | hold |