| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,390,091 | 3,491,522 | +101,431 | 4.89 | 5.44 | +0.55 | buy |
| Vanguard Capital Wealth Advisors | 0 | 35,664 | +35,664 | 0.00 | 0.55 | +0.55 | buy |
| MML INVESTORS SERVICES, LLC | 0 | 12,275 | +12,275 | 0.00 | 0.00 | +0.00 | buy |
| Quantedge Capital Pte Ltd | 33,001 | 39,901 | +6,900 | 0.30 | 0.37 | +0.08 | buy |
| Almitas Capital LLC | 155,646 | 160,856 | +5,210 | 1.23 | 1.06 | -0.17 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,952 | 13,013 | +2,061 | 0.02 | 0.02 | -0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 350 | +350 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 1,218 | 1,393 | +175 | 0.00 | 0.00 | +0.00 | buy |
| Ionic Capital Management LLC | 27,500 | 27,500 | 0 | 0.18 | 0.25 | +0.07 | hold |
| CWM, LLC | 177 | 177 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gradient Investments LLC | 3,080 | 3,080 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allworth Financial LP | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Oak Grove Capital LLC | 11,399 | 11,399 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Matisse Capital | 90,000 | 90,000 | 0 | 1.05 | 0.92 | -0.13 | hold |
| JOHN G ULLMAN & ASSOCIATES INC | 10,600 | 10,600 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Thomas J. Herzfeld Advisors, Inc. | 745 | 645 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Trivant Custom Portfolio Group, LLC | 5,000 | 4,900 | -100 | 0.06 | 0.06 | +0.00 | sell |
| BESSEMER GROUP INC | 387 | 248 | -139 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 14,327 | 13,887 | -440 | 0.01 | 0.01 | +0.00 | sell |
| MORGAN STANLEY | 99,201 | 97,945 | -1,256 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Portfolio Management LLC | 42,847 | 41,089 | -1,758 | 0.80 | 0.85 | +0.05 | sell |
| WELLS FARGO & COMPANY/MN | 5,028 | 3,028 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 28,430 | 26,216 | -2,214 | 0.22 | 0.21 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 3,196 | 0 | -3,196 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 23,371 | 17,089 | -6,282 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 1,284,597 | 1,277,791 | -6,806 | 0.03 | 0.03 | +0.00 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 33,176 | 26,167 | -7,009 | 0.01 | 0.01 | -0.00 | sell |
| 1607 Capital Partners, LLC | 194,746 | 185,281 | -9,465 | 0.24 | 0.25 | +0.01 | sell |
| MidWestOne Financial Group, Inc. | 14,211 | 0 | -14,211 | 0.05 | 0.00 | -0.05 | sell |
| Logan Stone Capital, LLC | 23,551 | 0 | -23,551 | 0.11 | 0.00 | -0.11 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,996 | 11,094 | -39,902 | 0.03 | 0.01 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 63,571 | 0 | -63,571 | 0.02 | 0.00 | -0.02 | sell |
| RPO LLC | 113,324 | 24,654 | -88,670 | 3.18 | 0.74 | -2.44 | sell |
| Allspring Global Investments Holdings, LLC | 1,987,797 | 1,881,493 | -106,304 | 0.06 | 0.06 | +0.00 | sell |