Stock Transactions — CONNECTONE BANCORP INC

Total Bought
1,764,853
61 transactions
Total Sold
980,400
59 transactions
Net
+784,453
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
KENNEDY CAPITAL MANAGEMENT LLC84,796676,791+591,9950.040.27+0.23buy
FRANKLIN RESOURCES INC0170,218+170,2180.000.00+0.00buy
STATE STREET CORP976,3491,070,914+94,5650.000.00-0.00buy
AMERICAN CENTURY COMPANIES INC459,457548,162+88,7050.010.01-0.00buy
FMR LLC3,375,7263,452,493+76,7670.010.00-0.00buy
TWO SIGMA INVESTMENTS, LP33,904105,898+71,9940.000.01+0.00buy
BANK OF AMERICA CORP /DE/517,149586,488+69,3390.000.00-0.00buy
VANGUARD GROUP INC2,090,1432,143,706+53,5630.000.00-0.00buy
DIMENSIONAL FUND ADVISORS LP2,270,0932,311,764+41,6710.020.01-0.00buy
B. Riley Wealth Advisors, Inc.20,56960,903+40,3340.010.03+0.02buy
JPMORGAN CHASE & CO1,427,1101,463,489+36,3790.000.00-0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC190,165226,490+36,3250.090.09-0.00buy
Empowered Funds, LLC84,319120,644+36,3250.050.04-0.01buy
Invesco Ltd.117,690145,836+28,1460.000.00-0.00buy
Jump Financial, LLC024,709+24,7090.000.01+0.01buy
GSA CAPITAL PARTNERS LLP023,641+23,6410.000.04+0.04buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC438,198459,840+21,6420.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC164,168184,888+20,7200.000.00-0.00buy
GOLDMAN SACHS GROUP INC864,980885,499+20,5190.000.00-0.00buy
Gator Capital Management, LLC91,667111,667+20,0001.161.12-0.04buy
PRINCIPAL FINANCIAL GROUP INC019,524+19,5240.000.00+0.00buy
Pathstone Holdings, LLC017,321+17,3210.000.00+0.00buy
CITIGROUP INC21,01737,861+16,8440.000.00+0.00buy
Rafferty Asset Management, LLC24,78841,405+16,6170.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC806,848821,987+15,1390.000.00-0.00buy
TWO SIGMA ADVISERS, LP85,98097,980+12,0000.000.00-0.00buy
PRUDENTIAL FINANCIAL INC69,46680,866+11,4000.000.00-0.00buy
WELLS FARGO & COMPANY/MN108,018119,082+11,0640.000.00-0.00buy
Brandywine Global Investment Management, LLC487,999498,473+10,4740.090.07-0.02buy
State of New Jersey Common Pension Fund D131,425140,177+8,7520.010.01-0.00buy
BNP PARIBAS FINANCIAL MARKETS40,47848,504+8,0260.000.00-0.00buy
HSBC HOLDINGS PLC9,27116,807+7,5360.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd9,04516,226+7,1810.020.02+0.00buy
ALLIANCEBERNSTEIN L.P.173,646180,646+7,0000.000.00-0.00buy
Palouse Capital Management, Inc.06,906+6,9060.000.09+0.09buy
ENVESTNET ASSET MANAGEMENT INC112,670117,143+4,4730.000.00-0.00buy
D. E. Shaw & Co., Inc.9,03412,560+3,5260.000.00+0.00buy
Qube Research & Technologies Ltd02,990+2,9900.000.00+0.00buy
SALZHAUER MICHAEL63,17665,656+2,4801.301.03-0.27buy
PRICE T ROWE ASSOCIATES INC /MD/35,32536,860+1,5350.000.00-0.00buy
RHUMBLINE ADVISERS58,99760,315+1,3180.000.00-0.00buy
Legal & General Group Plc31,78833,095+1,3070.000.00-0.00buy
Creative Planning26,50427,319+8150.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.0809+8090.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC48,00048,800+8000.000.00-0.00buy
Aquatic Capital Management LLC2,0002,400+4000.000.00+0.00buy
Tilson Financial Group, Inc.27,68127,916+2350.410.29-0.12buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC30,96931,199+2300.010.01-0.00buy
QUADRANT CAPITAL GROUP LLC8,9199,122+2030.020.01-0.00buy
CIBC Private Wealth Group LLC0169+1690.000.00+0.00buy
US BANCORP \DE\1,1841,326+1420.000.00-0.00buy
GAMMA Investing LLC3,4993,521+220.020.01-0.01buy
Copeland Capital Management, LLC1,4051,419+140.000.00-0.00buy
CWM, LLC013+130.000.000.00buy
CONCOURSE FINANCIAL GROUP SECURITIES, INC.162172+100.000.00-0.00buy
Avior Wealth Management, LLC08+80.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC05+50.000.00+0.00buy
Global Retirement Partners, LLC455459+40.000.00-0.00buy
JANUS HENDERSON GROUP PLC15,79215,794+20.000.00-0.00buy
Atria Wealth Solutions, Inc.10,63910,640+10.000.00-0.00buy
HUNTINGTON NATIONAL BANK9798+10.000.00-0.00buy
CANADA LIFE ASSURANCE Co3,4513,45100.000.00-0.00hold
LSV ASSET MANAGEMENT97,30097,30000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,6853,68500.000.00-0.00hold
DENALI ADVISORS LLC33,10033,10000.230.19-0.04hold
Zurcher Kantonalbank (Zurich Cantonalbank)5,6675,66700.000.00-0.00hold
SIGNATUREFD, LLC7,7287,72800.000.00-0.00hold
CORRADO ADVISORS, LLC18,02518,02500.340.23-0.11hold
MetLife Investment Management, LLC19,56819,56800.000.00-0.00hold
Mirae Asset Global Investments Co., Ltd.15,99415,99400.000.00-0.00hold
Swiss National Bank72,90072,90000.000.00-0.00hold
Capital Investment Advisors, LLC20,40720,40700.010.01-0.00hold
First Horizon Advisors, Inc.84384300.000.00-0.00hold
Fort Sheridan Advisors LLC11,82811,82800.050.04-0.01hold
MV CAPITAL MANAGEMENT, INC.35035000.000.00-0.00hold
Parallel Advisors, LLC1,1231,12300.000.00-0.00hold
Russell Investments Group, Ltd.1,0491,04900.000.00-0.00hold
Steward Partners Investment Advisory, LLC76776700.000.00-0.00hold
Wealth Alliance Advisory Group, LLC15,50015,50000.090.07-0.02hold
CARY STREET PARTNERS INVESTMENT ADVISORY LLC19,95419,95400.020.02-0.01hold
TRANSCEND CAPITAL ADVISORS, LLC10,00010,00000.020.02-0.00hold
PFS Partners, LLC30330300.000.00-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO11,28911,28900.000.00-0.00hold
METROPOLITAN LIFE INSURANCE CO/NY2,1432,14300.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC42,23842,23800.000.00-0.00hold
SALEM INVESTMENT COUNSELORS INC32332300.000.00-0.00hold
NISA INVESTMENT ADVISORS, LLC636300.000.00-0.00hold
Janney Montgomery Scott LLC62,84062,838-20.000.00-0.00sell
PRINCIPAL SECURITIES, INC.358351-70.000.00-0.00sell
Allworth Financial LP1,1501,142-80.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND28,94428,926-180.000.00-0.00sell
Blue Trust, Inc.190-190.000.000.00sell
Covestor Ltd7742-350.000.00-0.00sell
Farther Finance Advisors, LLC461411-500.000.00-0.00sell
SIMPLEX TRADING, LLC820-820.000.00-0.00sell
Hennion & Walsh Asset Management, Inc.11,05510,966-890.010.01-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.18,21618,060-1560.000.00-0.00sell
STIFEL FINANCIAL CORP88,49388,312-1810.000.00-0.00sell
Arizona State Retirement System10,34110,079-2620.000.00-0.00sell
NEW YORK LIFE INVESTMENT MANAGEMENT LLC19,53319,089-4440.000.00-0.00sell
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