Stock Transactions — CONNECTONE BANCORP INC

Total Bought
1,219,106
65 transactions
Total Sold
1,680,146
60 transactions
Net
-461,040
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC885,4991,101,057+215,5580.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0137,339+137,3390.000.00+0.00buy
THRIVENT FINANCIAL FOR LUTHERANS087,278+87,2780.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC548,162633,599+85,4370.010.01+0.00buy
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC560,510638,790+78,2800.040.04+0.01buy
BANK OF AMERICA CORP /DE/586,488643,672+57,1840.000.00+0.00buy
Rockefeller Capital Management L.P.049,070+49,0700.000.00+0.00buy
D. E. Shaw & Co., Inc.12,56058,735+46,1750.000.00+0.00buy
VANGUARD GROUP INC2,143,7062,184,468+40,7620.000.00-0.00buy
JANE STREET GROUP, LLC035,422+35,4220.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP105,898134,062+28,1640.010.01+0.00buy
TWO SIGMA ADVISERS, LP97,980125,880+27,9000.000.01+0.00buy
AQR CAPITAL MANAGEMENT LLC112,298138,583+26,2850.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC184,888210,550+25,6620.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC821,987845,627+23,6400.000.00-0.00buy
AVANTAX ADVISORY SERVICES, INC.022,328+22,3280.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC226,490244,450+17,9600.090.11+0.02buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC42,23858,949+16,7110.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.180,646196,146+15,5000.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD015,251+15,2510.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC195,363209,487+14,1240.010.01+0.00buy
CITADEL ADVISORS LLC013,658+13,6580.000.00+0.00buy
Tower Research Capital LLC (TRC)98912,055+11,0660.000.00+0.00buy
Black Maple Capital Management LP010,600+10,6000.000.15+0.15buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM010,582+10,5820.000.00+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC010,354+10,3540.000.01+0.01buy
Empowered Funds, LLC120,644130,004+9,3600.040.04+0.00buy
Bryn Mawr Trust Advisors, LLC09,068+9,0680.000.01+0.01buy
EntryPoint Capital, LLC08,644+8,6440.000.08+0.08buy
VICTORY CAPITAL MANAGEMENT INC48,80056,000+7,2000.000.00+0.00buy
Rafferty Asset Management, LLC41,40548,427+7,0220.000.00+0.00buy
Creative Planning27,31933,808+6,4890.000.00+0.00buy
BANC FUNDS CO LLC478,086484,086+6,0001.051.08+0.03buy
ROYAL BANK OF CANADA05,347+5,3470.000.00+0.00buy
Quantbot Technologies LP05,218+5,2180.000.00+0.00buy
Bank of New York Mellon Corp213,750218,936+5,1860.000.00-0.00buy
SEI INVESTMENTS CO36,00540,452+4,4470.000.00+0.00buy
MORGAN STANLEY148,827152,955+4,1280.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/36,86039,866+3,0060.000.00+0.00buy
STRS OHIO29,50032,400+2,9000.000.00+0.00buy
Russell Investments Group, Ltd.1,0493,701+2,6520.000.00+0.00buy
WELLS FARGO & COMPANY/MN119,082120,970+1,8880.000.00-0.00buy
MetLife Investment Management, LLC19,56821,401+1,8330.000.00-0.00buy
Legal & General Group Plc33,09534,797+1,7020.000.00-0.00buy
PRINCIPAL FINANCIAL GROUP INC19,52421,130+1,6060.000.00+0.00buy
HSBC HOLDINGS PLC16,80717,938+1,1310.000.00-0.00buy
Quarry LP0510+5100.000.00+0.00buy
Tilson Financial Group, Inc.27,91628,185+2690.290.54+0.25buy
Allspring Global Investments Holdings, LLC0240+2400.000.00+0.00buy
CITIGROUP INC37,86138,035+1740.000.00-0.00buy
Pathstone Holdings, LLC17,32117,483+1620.000.00-0.00buy
Arizona State Retirement System10,07910,214+1350.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS48,50448,616+1120.000.00-0.00buy
CWM, LLC13113+1000.000.00+0.00buy
Smartleaf Asset Management LLC086+860.000.00+0.00buy
Pacific Ridge Capital Partners, LLC63,62063,703+830.270.29+0.02buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC19,95419,992+380.020.02-0.00buy
Mesirow Financial Investment Management, Inc.10,55210,582+300.000.00-0.00buy
RHUMBLINE ADVISERS60,31560,337+220.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC515+100.000.00+0.00buy
INNEALTA CAPITAL, LLC06+60.000.00+0.00buy
Global Retirement Partners, LLC459463+40.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND28,92628,930+40.000.00-0.00buy
PRINCIPAL SECURITIES, INC.351353+20.000.00-0.00buy
US BANCORP \DE\1,3261,328+20.000.00-0.00buy
CANADA LIFE ASSURANCE Co3,4513,45100.000.00-0.00hold
LSV ASSET MANAGEMENT97,30097,30000.000.00+0.00hold
Ameritas Investment Partners, Inc.3,6853,68500.000.00-0.00hold
SALZHAUER MICHAEL65,65665,65601.031.00-0.03hold
DENALI ADVISORS LLC33,10033,10000.190.17-0.02hold
CIBC Private Wealth Group LLC16916900.000.00-0.00hold
Janney Montgomery Scott LLC62,83862,83800.000.00-0.00hold
EMERALD MUTUAL FUND ADVISERS TRUST25,35625,35600.030.03-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)5,6675,66700.000.00-0.00hold
Allworth Financial LP1,1421,14200.000.00+0.00hold
Capital Investment Advisors, LLC20,40720,40700.010.01-0.00hold
Fort Sheridan Advisors LLC11,82811,82800.040.04-0.01hold
MV CAPITAL MANAGEMENT, INC.35035000.000.00-0.00hold
Rosenthal {-} Henry Capital Advisors, Inc.86,01286,01202.252.30+0.05hold
Steward Partners Investment Advisory, LLC76776700.000.00-0.00hold
Wealth Alliance Advisory Group, LLC15,50015,50000.070.07-0.00hold
TRANSCEND CAPITAL ADVISORS, LLC10,00010,00000.020.01-0.00hold
Farther Finance Advisors, LLC41141100.000.00-0.00hold
PFS Partners, LLC30330300.000.00-0.00hold
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO11,28911,28900.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.17217200.000.00-0.00hold
SALEM INVESTMENT COUNSELORS INC32332300.000.00-0.00hold
AMALGAMATED BANK1,2921,29200.000.00-0.00hold
Covestor Ltd4241-10.000.00+0.00sell
HUNTINGTON NATIONAL BANK9897-10.000.00-0.00sell
Avior Wealth Management, LLC80-80.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC6355-80.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.809793-160.000.00-0.00sell
SIGNATUREFD, LLC7,7287,607-1210.000.00-0.00sell
JANUS HENDERSON GROUP PLC15,79415,607-1870.000.00-0.00sell
STIFEL FINANCIAL CORP88,31288,085-2270.000.00-0.00sell
GAMMA Investing LLC3,5213,136-3850.010.01-0.01sell
ALGERT GLOBAL LLC45,97445,496-4780.040.03-0.01sell
Palouse Capital Management, Inc.6,9066,415-4910.090.08-0.01sell
QUADRANT CAPITAL GROUP LLC9,1228,583-5390.010.01-0.00sell
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