Stock Transactions — CONNECTONE BANCORP INC

Total Bought
4,233,935
77 transactions
Total Sold
2,512,104
84 transactions
Net
+1,721,831
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
WELLINGTON MANAGEMENT GROUP LLP1,629,9702,882,584+1,252,6140.010.01+0.01buy
KENNEDY CAPITAL MANAGEMENT LLC0764,755+764,7550.000.42+0.42buy
ALGEBRIS (UK) LTD0620,342+620,3420.001.74+1.74buy
STATE STREET CORP1,304,6601,497,002+192,3420.000.00+0.00buy
Nuveen, LLC429,293609,044+179,7510.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0168,495+168,4950.000.00+0.00buy
Stieven Capital Advisors, L.P.542,067700,739+158,6722.453.28+0.83buy
Boston Partners0128,734+128,7340.000.00+0.00buy
Squarepoint Ops LLC11,788120,742+108,9540.000.01+0.01buy
STIFEL FINANCIAL CORP108,296207,401+99,1050.000.00+0.00buy
ENDEAVOUR CAPITAL ADVISORS INC072,036+72,0360.000.54+0.54buy
GEODE CAPITAL MANAGEMENT, LLC1,160,0581,229,943+69,8850.000.00+0.00buy
Cetera Investment Advisers042,774+42,7740.000.00+0.00buy
MORGAN STANLEY399,931426,172+26,2410.000.00+0.00buy
CenterBook Partners LP29,53654,349+24,8130.040.07+0.03buy
Gator Capital Management, LLC282,065306,247+24,1822.041.95-0.09buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC390,673412,898+22,2250.000.00+0.00buy
Rafferty Asset Management, LLC29,70751,824+22,1170.000.00+0.00buy
Engineers Gate Manager LP020,584+20,5840.000.01+0.01buy
Jump Financial, LLC015,617+15,6170.000.01+0.01buy
Quantinno Capital Management LP22,45937,344+14,8850.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC306,160320,939+14,7790.170.17+0.00buy
Empowered Funds, LLC181,946196,725+14,7790.050.05+0.00buy
NORTHERN TRUST CORP415,663429,492+13,8290.000.00+0.00buy
ANCHOR CAPITAL ADVISORS LLC86,42299,253+12,8310.060.07+0.01buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC012,205+12,2050.000.00+0.00buy
JANE STREET GROUP, LLC29,64141,185+11,5440.000.00+0.00buy
Kestra Advisory Services, LLC24,03135,339+11,3080.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM34,36444,468+10,1040.000.00+0.00buy
HENNESSY ADVISORS INC135,000145,000+10,0000.100.12+0.02buy
Ground Swell Capital, LLC09,041+9,0410.000.49+0.49buy
Creative Planning43,84252,239+8,3970.000.00+0.00buy
UBS Group AG96,890103,809+6,9190.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC431,477438,384+6,9070.300.27-0.03buy
GOLDMAN SACHS GROUP INC1,206,9401,213,587+6,6470.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE303,715308,765+5,0500.010.01+0.00buy
State of New Jersey Common Pension Fund D83,19188,223+5,0320.010.01+0.00buy
SEI INVESTMENTS CO49,79054,299+4,5090.000.00+0.00buy
DEUTSCHE BANK AG\28,43632,888+4,4520.000.00+0.00buy
Russell Investments Group, Ltd.5114,553+4,0420.000.00+0.00buy
Elizabeth Park Capital Advisors, Ltd.95,21999,219+4,0001.981.99+0.01buy
FIRST TRUST ADVISORS LP58,93462,853+3,9190.000.00+0.00buy
Arizona State Retirement System10,85514,103+3,2480.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.259,100262,100+3,0000.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)9,94912,346+2,3970.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/50,92653,097+2,1710.000.00+0.00buy
State of Alaska, Department of Revenue01,971+1,9710.000.00+0.00buy
Swiss National Bank90,80092,500+1,7000.000.00+0.00buy
Sterling Capital Management LLC9982,508+1,5100.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey12,00313,389+1,3860.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC120,939122,108+1,1690.000.00-0.00buy
EJF Capital LLC29,14830,214+1,0660.540.44-0.10buy
SIMPLEX TRADING, LLC01,037+1,0370.000.00+0.00buy
AlphaQuest LLC0565+5650.000.00+0.00buy
Arax Advisory Partners0497+4970.000.00+0.00buy
Clearstead Advisors, LLC0450+4500.000.00+0.00buy
Optiver Holding B.V.0384+3840.000.00+0.00buy
JPL Wealth Management, LLC0300+3000.000.00+0.00buy
GAMMA Investing LLC4,0824,347+2650.010.01-0.00buy
Wealthspire Advisors, LLC0241+2410.000.00+0.00buy
Advisory Services Network, LLC0208+2080.000.00+0.00buy
Tilson Financial Group, Inc.29,00829,214+2060.250.24-0.02buy
SALZHAUER MICHAEL66,69666,891+1950.970.85-0.12buy
Focus Partners Wealth24,33324,508+1750.000.00-0.00buy
EverSource Wealth Advisors, LLC839951+1120.000.00+0.00buy
Larson Financial Group LLC116180+640.000.00+0.00buy
SIGNATUREFD, LLC7,4527,504+520.000.00-0.00buy
Farther Finance Advisors, LLC1,4711,517+460.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP043+430.000.00+0.00buy
Smartleaf Asset Management LLC4568+230.000.00+0.00buy
Bryn Mawr Trust Advisors, LLC9,1259,139+140.010.01-0.00buy
Versant Capital Management, Inc1,0791,090+110.000.00-0.00buy
Global Retirement Partners, LLC477480+30.000.00-0.00buy
Covestor Ltd69+30.000.000.00buy
RAYMOND JAMES FINANCIAL INC64,40464,407+30.000.00+0.00buy
Caitong International Asset Management Co., Ltd02+20.000.00+0.00buy
Steward Partners Investment Advisory, LLC01+10.000.00+0.00buy
CANADA LIFE ASSURANCE Co3,4513,45100.000.00-0.00hold
LSV ASSET MANAGEMENT30,10030,10000.000.00+0.00hold
Palouse Capital Management, Inc.1100.000.00-0.00hold
HANTZ FINANCIAL SERVICES, INC.131300.000.000.00hold
MassMutual Private Wealth & Trust, FSB17417400.000.00+0.00hold
WEBSTER BANK, N. A.1,3191,31900.000.00-0.00hold
SILVERCREST ASSET MANAGEMENT GROUP LLC17,52317,52300.000.00+0.00hold
PRINCIPAL SECURITIES, INC.67467400.000.00-0.00hold
JANUS HENDERSON GROUP PLC20,35720,35700.000.00-0.00hold
CIBC Private Wealth Group LLC15115100.000.00+0.00hold
CHILTON INVESTMENT CO INC.73,96073,96000.040.04-0.00hold
EMERALD MUTUAL FUND ADVISERS TRUST25,35625,35600.040.03-0.00hold
Parkside Financial Bank & Trust808000.000.00-0.00hold
CARY STREET PARTNERS FINANCIAL LLC15,00015,00000.010.01-0.00hold
MetLife Investment Management, LLC27,78327,78300.000.00-0.00hold
JFS WEALTH ADVISORS, LLC15515500.000.00-0.00hold
Capital Investment Advisors, LLC19,55719,55700.010.01-0.00hold
Pacific Ridge Capital Partners, LLC47,19547,19500.260.26-0.00hold
Capital Advisors, Ltd. LLC212100.000.00+0.00hold
Fort Sheridan Advisors LLC11,82811,82800.040.04-0.00hold
MV CAPITAL MANAGEMENT, INC.35035000.000.00-0.00hold
QUADRANT CAPITAL GROUP LLC26,78726,78700.020.02-0.00hold
Parallel Advisors, LLC12212200.000.00-0.00hold
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