| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC | 13,519,491 | 13,519,491 | 0 | 14.78 | 21.97 | +7.19 | hold |
| BlackRock, Inc. | 7,371,147 | 7,258,954 | -112,193 | 0.00 | 0.00 | +0.00 | sell |
| VANGUARD GROUP INC | 4,390,767 | 4,269,123 | -121,644 | 0.00 | 0.00 | +0.00 | sell |
| Yunqi Capital Ltd | 2,411,288 | 2,500,061 | +88,773 | 28.88 | 39.30 | +10.42 | buy |
| STATE STREET CORP | 2,002,876 | 1,910,935 | -91,941 | 0.00 | 0.00 | +0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 1,813,508 | +1,813,508 | 0.00 | 0.10 | +0.10 | buy |
| Magnetar Financial LLC | 0 | 1,204,371 | +1,204,371 | 0.00 | 0.20 | +0.20 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 1,192,821 | 1,173,823 | -18,998 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 182,239 | 976,259 | +794,020 | 0.00 | 0.00 | +0.00 | buy |
| ALPINE ASSOCIATES MANAGEMENT INC. | 0 | 913,087 | +913,087 | 0.00 | 1.49 | +1.49 | buy |
| Sand Grove Capital Management LLP | 0 | 829,123 | +829,123 | 0.00 | 10.88 | +10.88 | buy |
| AMERICAN CAPITAL MANAGEMENT INC | 784,914 | 743,424 | -41,490 | 0.55 | 0.80 | +0.25 | sell |
| WATER ISLAND CAPITAL LLC | 0 | 658,317 | +658,317 | 0.00 | 2.53 | +2.53 | buy |
| Slotnik Capital, LLC | 0 | 635,000 | +635,000 | 0.00 | 6.15 | +6.15 | buy |
| AQR Arbitrage LLC | 0 | 630,500 | +630,500 | 0.00 | 0.43 | +0.43 | buy |
| KRYGER CAPITAL Ltd | 0 | 623,937 | +623,937 | 0.00 | 1.94 | +1.94 | buy |
| DIMENSIONAL FUND ADVISORS LP | 785,586 | 591,172 | -194,414 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 512,711 | 519,527 | +6,816 | 0.00 | 0.00 | +0.00 | buy |
| Soleus Capital Management, L.P. | 2,984,733 | 500,000 | -2,484,733 | 3.46 | 0.72 | -2.74 | sell |
| MORGAN STANLEY | 1,312,303 | 496,591 | -815,712 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 474,281 | 480,089 | +5,808 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 40,263 | 376,548 | +336,285 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 306,688 | 297,316 | -9,372 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 0 | 287,000 | +287,000 | 0.00 | 0.26 | +0.26 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 291,568 | 256,575 | -34,993 | 0.00 | 0.00 | +0.00 | sell |
| ABC ARBITRAGE SA | 0 | 246,829 | +246,829 | 0.00 | 0.65 | +0.65 | buy |
| UBS Group AG | 267,674 | 235,531 | -32,143 | 0.00 | 0.00 | +0.00 | sell |
| NEXPOINT ASSET MANAGEMENT, L.P. | 0 | 233,537 | +233,537 | 0.00 | 0.56 | +0.56 | buy |
| JANUS HENDERSON GROUP PLC | 18,934 | 217,696 | +198,762 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 216,185 | +216,185 | 0.00 | 0.04 | +0.04 | buy |
| JANE STREET GROUP, LLC | 107,064 | 213,692 | +106,628 | 0.00 | 0.01 | +0.00 | buy |
| Versor Investments LP | 0 | 212,421 | +212,421 | 0.00 | 1.05 | +1.05 | buy |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 168,755 | 193,268 | +24,513 | 0.01 | 0.02 | +0.01 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 179,000 | +179,000 | 0.00 | 0.77 | +0.77 | buy |
| Susquehanna Portfolio Strategies, LLC | 188,688 | 176,875 | -11,813 | 0.07 | 0.08 | +0.01 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 155,290 | +155,290 | 0.00 | 0.33 | +0.33 | buy |
| ALLIANCEBERNSTEIN L.P. | 60,470 | 153,760 | +93,290 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 153,052 | +153,052 | 0.00 | 0.03 | +0.03 | buy |
| Invesco Ltd. | 149,940 | 150,896 | +956 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 26,362 | 148,592 | +122,230 | 0.00 | 0.03 | +0.02 | buy |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 293,080 | 147,496 | -145,584 | 0.02 | 0.01 | -0.00 | sell |
| RHUMBLINE ADVISERS | 144,394 | 144,760 | +366 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 555,116 | 143,418 | -411,698 | 0.01 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 131,041 | 131,752 | +711 | 0.00 | 0.00 | +0.00 | buy |
| WINTON GROUP Ltd | 138,408 | 129,106 | -9,302 | 0.12 | 0.13 | +0.01 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 219,179 | 128,401 | -90,778 | 0.00 | 0.00 | +0.00 | sell |
| MARSHALL WACE, LLP | 0 | 127,273 | +127,273 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 125,000 | +125,000 | 0.00 | 0.07 | +0.07 | buy |
| CREDIT INDUSTRIEL ET COMMERCIAL | 0 | 121,258 | +121,258 | 0.00 | 0.52 | +0.52 | buy |
| Legal & General Group Plc | 205,965 | 121,047 | -84,918 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 109,608 | 117,019 | +7,411 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 407,381 | 113,857 | -293,524 | 0.01 | 0.00 | -0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 1,153,895 | 108,678 | -1,045,217 | 0.00 | 0.00 | -0.00 | sell |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 0 | 96,989 | +96,989 | 0.00 | 0.04 | +0.04 | buy |
| AMERIPRISE FINANCIAL INC | 99,372 | 94,148 | -5,224 | 0.00 | 0.00 | +0.00 | sell |
| OXFORD ASSET MANAGEMENT LLP | 0 | 87,151 | +87,151 | 0.00 | 0.77 | +0.77 | buy |
| Vestcor Inc | 0 | 86,558 | +86,558 | 0.00 | 0.07 | +0.07 | buy |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 0 | 83,482 | +83,482 | 0.00 | 0.02 | +0.02 | buy |
| Verition Fund Management LLC | 100,989 | 81,413 | -19,576 | 0.01 | 0.01 | +0.00 | sell |
| Groupe la Francaise | 0 | 80,838 | +80,838 | 0.00 | 0.03 | +0.03 | buy |
| BARCLAYS PLC | 95,929 | 71,173 | -24,756 | 0.00 | 0.00 | +0.00 | sell |
| Swiss National Bank | 65,900 | 68,200 | +2,300 | 0.00 | 0.00 | +0.00 | buy |
| SummitTX Capital, L.P. | 0 | 65,000 | +65,000 | 0.00 | 0.07 | +0.07 | buy |
| FMR LLC | 15,268 | 61,560 | +46,292 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 55,646 | 57,625 | +1,979 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 53,862 | 53,762 | -100 | 0.00 | 0.00 | +0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 44,531 | 51,301 | +6,770 | 0.00 | 0.00 | +0.00 | buy |
| BCK CAPITAL MANAGEMENT LP | 0 | 51,006 | +51,006 | 0.00 | 1.46 | +1.46 | buy |
| PRUDENTIAL FINANCIAL INC | 52,059 | 50,454 | -1,605 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 0 | 50,000 | +50,000 | 0.00 | 0.13 | +0.13 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 87,646 | 49,929 | -37,717 | 0.00 | 0.00 | -0.00 | sell |
| Man Group plc | 0 | 48,537 | +48,537 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 46,927 | +46,927 | 0.00 | 0.02 | +0.02 | buy |
| JPMORGAN CHASE & CO | 153,371 | 40,722 | -112,649 | 0.00 | 0.00 | -0.00 | sell |
| Morningstar Investment Management LLC | 0 | 39,804 | +39,804 | 0.00 | 0.04 | +0.04 | buy |
| Aquatic Capital Management LLC | 157 | 37,672 | +37,515 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 12,711 | 37,620 | +24,909 | 0.00 | 0.01 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 32,599 | 37,204 | +4,605 | 0.00 | 0.00 | +0.00 | buy |
| THRIVENT FINANCIAL FOR LUTHERANS | 36,405 | 35,749 | -656 | 0.00 | 0.00 | +0.00 | sell |
| FRANKLIN RESOURCES INC | 35,175 | 34,437 | -738 | 0.00 | 0.00 | +0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 37,028 | 33,069 | -3,959 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 34,218 | 32,412 | -1,806 | 0.00 | 0.00 | +0.00 | sell |
| Cannon Global Investment Management, LLC | 0 | 31,912 | +31,912 | 0.00 | 2.17 | +2.17 | buy |
| MetLife Investment Management, LLC | 29,827 | 29,827 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMERICAN CENTURY COMPANIES INC | 19,457 | 27,357 | +7,900 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 25,668 | +25,668 | 0.00 | 0.02 | +0.02 | buy |
| HARVEST MANAGEMENT LLC | 0 | 25,000 | +25,000 | 0.00 | 0.33 | +0.33 | buy |
| Murchinson Ltd. | 0 | 25,000 | +25,000 | 0.00 | 0.13 | +0.13 | buy |
| State of Alaska, Department of Revenue | 29,476 | 24,934 | -4,542 | 0.01 | 0.01 | +0.00 | sell |
| Burren Capital Advisors Ltd | 0 | 24,577 | +24,577 | 0.00 | 2.00 | +2.00 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 27,354 | 23,195 | -4,159 | 0.00 | 0.00 | +0.00 | sell |
| Allianz Asset Management GmbH | 0 | 22,800 | +22,800 | 0.00 | 0.00 | +0.00 | buy |
| Louisiana State Employees Retirement System | 23,100 | 22,800 | -300 | 0.01 | 0.01 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 25,631 | 22,569 | -3,062 | 0.00 | 0.00 | +0.00 | sell |
| Creative Planning | 15,695 | 21,834 | +6,139 | 0.00 | 0.00 | +0.00 | buy |
| Linden Thomas Advisory Services, LLC | 20,709 | 20,872 | +163 | 0.04 | 0.06 | +0.02 | buy |
| ProShare Advisors LLC | 11,136 | 19,802 | +8,666 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 19,754 | +19,754 | 0.00 | 0.03 | +0.03 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 21,134 | 18,816 | -2,318 | 0.00 | 0.00 | +0.00 | sell |
| State of Tennessee, Department of Treasury | 21,682 | 18,037 | -3,645 | 0.00 | 0.00 | +0.00 | sell |