| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BROADWOOD CAPITAL INC | 13,519,491 | 15,019,491 | +1,500,000 | 21.97 | 20.96 | -1.01 | buy |
| BlackRock, Inc. | 7,258,954 | 7,360,335 | +101,381 | 0.00 | 0.00 | -0.00 | buy |
| VANGUARD GROUP INC | 4,269,123 | 4,226,563 | -42,560 | 0.00 | 0.00 | -0.00 | sell |
| Yunqi Capital Ltd | 2,500,061 | 2,507,130 | +7,069 | 39.30 | 46.16 | +6.86 | buy |
| Magnetar Financial LLC | 1,204,371 | 2,472,390 | +1,268,019 | 0.20 | 0.56 | +0.36 | buy |
| GOLDMAN SACHS GROUP INC | 976,259 | 2,076,743 | +1,100,484 | 0.00 | 0.01 | +0.00 | buy |
| STATE STREET CORP | 1,910,935 | 1,940,439 | +29,504 | 0.00 | 0.00 | -0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 1,813,508 | 1,541,160 | -272,348 | 0.10 | 0.07 | -0.03 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 1,173,823 | 1,210,667 | +36,844 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 496,591 | 928,914 | +432,323 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 630,500 | 914,573 | +284,073 | 0.43 | 0.44 | +0.01 | buy |
| AMERICAN CAPITAL MANAGEMENT INC | 743,424 | 739,536 | -3,888 | 0.80 | 0.75 | -0.04 | sell |
| Defender Capital, LLC. | 0 | 668,222 | +668,222 | 0.00 | 5.00 | +5.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 591,172 | 590,200 | -972 | 0.00 | 0.00 | -0.00 | sell |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 480,089 | 480,604 | +515 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 519,527 | 476,699 | -42,828 | 0.00 | 0.00 | -0.00 | sell |
| ALPINE ASSOCIATES MANAGEMENT INC. | 913,087 | 466,607 | -446,480 | 1.49 | 0.73 | -0.77 | sell |
| Quinn Opportunity Partners LLC | 0 | 455,386 | +455,386 | 0.00 | 0.46 | +0.46 | buy |
| MILLENNIUM MANAGEMENT LLC | 117,019 | 451,291 | +334,272 | 0.00 | 0.01 | +0.01 | buy |
| JANE STREET GROUP, LLC | 213,692 | 328,809 | +115,117 | 0.01 | 0.01 | +0.00 | buy |
| UBS Group AG | 235,531 | 327,852 | +92,321 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 127,273 | 300,583 | +173,310 | 0.00 | 0.01 | +0.00 | buy |
| Topline Capital Management, LLC | 0 | 297,672 | +297,672 | 0.00 | 0.62 | +0.62 | buy |
| Bank of New York Mellon Corp | 297,316 | 271,189 | -26,127 | 0.00 | 0.00 | -0.00 | sell |
| PRINCIPAL FINANCIAL GROUP INC | 256,575 | 263,288 | +6,713 | 0.00 | 0.00 | -0.00 | buy |
| GABELLI FUNDS LLC | 216,185 | 225,663 | +9,478 | 0.04 | 0.04 | -0.00 | buy |
| JANUS HENDERSON GROUP PLC | 217,696 | 212,687 | -5,009 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 143,418 | 205,119 | +61,701 | 0.00 | 0.00 | +0.00 | buy |
| CenterBook Partners LP | 0 | 177,974 | +177,974 | 0.00 | 0.20 | +0.20 | buy |
| Susquehanna Portfolio Strategies, LLC | 176,875 | 176,875 | 0 | 0.08 | 0.06 | -0.01 | hold |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 193,268 | 172,125 | -21,143 | 0.02 | 0.01 | -0.01 | sell |
| Invesco Ltd. | 150,896 | 161,548 | +10,652 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 131,752 | 161,000 | +29,248 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 159,765 | +159,765 | 0.00 | 0.01 | +0.01 | buy |
| LMR Partners LLP | 0 | 158,607 | +158,607 | 0.00 | 0.04 | +0.04 | buy |
| WINTON GROUP Ltd | 129,106 | 147,822 | +18,716 | 0.13 | 0.12 | -0.01 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 179,000 | 139,000 | -40,000 | 0.77 | 0.48 | -0.29 | sell |
| RHUMBLINE ADVISERS | 144,760 | 138,652 | -6,108 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 81,413 | 114,085 | +32,672 | 0.01 | 0.01 | +0.00 | buy |
| Legal & General Group Plc | 121,047 | 114,066 | -6,981 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 113,857 | 113,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STIFEL FINANCIAL CORP | 0 | 102,835 | +102,835 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 108,678 | 100,765 | -7,913 | 0.00 | 0.00 | -0.00 | sell |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 128,401 | 97,526 | -30,875 | 0.00 | 0.00 | -0.00 | sell |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 147,496 | 92,854 | -54,642 | 0.01 | 0.01 | -0.01 | sell |
| Absolute Gestao de Investimentos Ltda. | 0 | 90,000 | +90,000 | 0.00 | 0.22 | +0.22 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 88,905 | +88,905 | 0.00 | 0.05 | +0.05 | buy |
| Jump Financial, LLC | 0 | 87,306 | +87,306 | 0.00 | 0.03 | +0.03 | buy |
| AMERIPRISE FINANCIAL INC | 94,148 | 87,193 | -6,955 | 0.00 | 0.00 | -0.00 | sell |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 83,482 | 86,748 | +3,266 | 0.02 | 0.02 | -0.00 | buy |
| BARCLAYS PLC | 71,173 | 77,839 | +6,666 | 0.00 | 0.00 | +0.00 | buy |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 0 | 70,400 | +70,400 | 0.00 | 0.01 | +0.01 | buy |
| WATER ISLAND CAPITAL LLC | 658,317 | 67,862 | -590,455 | 2.53 | 0.19 | -2.34 | sell |
| Swiss National Bank | 68,200 | 66,000 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| ALLIANCEBERNSTEIN L.P. | 153,760 | 58,670 | -95,090 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 32,412 | 56,653 | +24,241 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | 53,762 | 53,762 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRICE T ROWE ASSOCIATES INC /MD/ | 51,301 | 52,535 | +1,234 | 0.00 | 0.00 | -0.00 | buy |
| DEERFIELD MANAGEMENT COMPANY, L.P. | 96,989 | 51,894 | -45,095 | 0.04 | 0.02 | -0.02 | sell |
| HARVEST MANAGEMENT LLC | 25,000 | 50,200 | +25,200 | 0.33 | 0.43 | +0.10 | buy |
| Polar Asset Management Partners Inc. | 125,000 | 50,180 | -74,820 | 0.07 | 0.02 | -0.05 | sell |
| JPMORGAN CHASE & CO | 40,722 | 49,505 | +8,783 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 50,454 | 46,999 | -3,455 | 0.00 | 0.00 | -0.00 | sell |
| SummitTX Capital, L.P. | 65,000 | 46,373 | -18,627 | 0.07 | 0.03 | -0.04 | sell |
| Dynamic Technology Lab Private Ltd | 0 | 46,326 | +46,326 | 0.00 | 0.24 | +0.24 | buy |
| TUDOR INVESTMENT CORP ET AL | 153,052 | 45,600 | -107,452 | 0.03 | 0.01 | -0.02 | sell |
| Lighthouse Investment Partners, LLC | 0 | 42,725 | +42,725 | 0.00 | 0.03 | +0.03 | buy |
| CANADA LIFE ASSURANCE Co | 57,625 | 41,394 | -16,231 | 0.00 | 0.00 | -0.00 | sell |
| Symmetry Investments LP | 0 | 40,000 | +40,000 | 0.00 | 0.17 | +0.17 | buy |
| GSA CAPITAL PARTNERS LLP | 0 | 39,390 | +39,390 | 0.00 | 0.08 | +0.08 | buy |
| DEUTSCHE BANK AG\ | 37,204 | 38,586 | +1,382 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 0 | 37,800 | +37,800 | 0.00 | 0.00 | +0.00 | buy |
| GAM Holding AG | 0 | 35,800 | +35,800 | 0.00 | 0.05 | +0.05 | buy |
| FRANKLIN RESOURCES INC | 34,437 | 34,437 | 0 | 0.00 | 0.00 | -0.00 | hold |
| THRIVENT FINANCIAL FOR LUTHERANS | 35,749 | 34,179 | -1,570 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 33,069 | 33,026 | -43 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 0 | 32,318 | +32,318 | 0.00 | 0.02 | +0.02 | buy |
| MetLife Investment Management, LLC | 29,827 | 29,827 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STRS OHIO | 11,600 | 29,800 | +18,200 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 22,800 | 29,315 | +6,515 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 50,000 | 27,500 | -22,500 | 0.13 | 0.04 | -0.09 | sell |
| AMERICAN CENTURY COMPANIES INC | 27,357 | 27,374 | +17 | 0.00 | 0.00 | -0.00 | buy |
| SG Americas Securities, LLC | 0 | 26,260 | +26,260 | 0.00 | 0.00 | +0.00 | buy |
| State of Alaska, Department of Revenue | 24,934 | 25,327 | +393 | 0.01 | 0.01 | -0.00 | buy |
| Soleus Capital Management, L.P. | 500,000 | 25,000 | -475,000 | 0.72 | 0.02 | -0.69 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 23,195 | 23,149 | -46 | 0.00 | 0.00 | -0.00 | sell |
| AlphaQuest LLC | 13,774 | 22,872 | +9,098 | 0.02 | 0.03 | +0.01 | buy |
| Louisiana State Employees Retirement System | 22,800 | 22,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Blackstone Inc. | 0 | 22,795 | +22,795 | 0.00 | 0.00 | +0.00 | buy |
| Walleye Trading LLC | 0 | 20,445 | +20,445 | 0.00 | 0.01 | +0.01 | buy |
| Linden Thomas Advisory Services, LLC | 20,872 | 20,317 | -555 | 0.06 | 0.05 | -0.01 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 19,956 | +19,956 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 19,769 | +19,769 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 21,834 | 18,973 | -2,861 | 0.00 | 0.00 | -0.00 | sell |
| Maxi Investments CY Ltd | 0 | 18,700 | +18,700 | 0.00 | 0.08 | +0.08 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 18,816 | 17,859 | -957 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 17,932 | 17,637 | -295 | 0.00 | 0.00 | -0.00 | sell |
| Hunting Hill Global Capital, LLC | 0 | 17,430 | +17,430 | 0.00 | 0.40 | +0.40 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 17,414 | 17,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,076 | 16,931 | +2,855 | 0.00 | 0.00 | -0.00 | buy |