| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORP | 19,400 | 31,247 | +11,847 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 59,184 | 70,049 | +10,865 | 0.00 | 0.00 | -0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 1,678 | +1,678 | 0.00 | 0.00 | +0.00 | buy |
| Pacific Center for Financial Services | 0 | 312 | +312 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 200 | 400 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 8 | 13 | +5 | 0.00 | 0.00 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Fruth Investment Management | 31,034 | 31,034 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Wellington Shields Capital Management, LLC | 10,257 | 10,257 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wellington Shields & Co., LLC | 1,500 | 1,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 8 | 8 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Washington Trust Advisors, Inc. | 53,432 | 53,432 | 0 | 0.04 | 0.03 | -0.01 | hold |
| CoreCap Advisors, LLC | 300 | 300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cassaday & Co Wealth Management LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 2,201 | 2,201 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INTEGRITY ALLIANCE, LLC. | 32,283 | 31,966 | -317 | 0.01 | 0.01 | -0.00 | sell |
| Larson Financial Group LLC | 415 | 0 | -415 | 0.00 | 0.00 | -0.00 | sell |
| GSA CAPITAL PARTNERS LLP | 19,105 | 12,415 | -6,690 | 0.01 | 0.01 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 7,000 | 0 | -7,000 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 11,693 | 0 | -11,693 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 12,000 | 0 | -12,000 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 16,218 | 0 | -16,218 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 66,014 | 0 | -66,014 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 68,337 | 0 | -68,337 | 0.01 | 0.00 | -0.01 | sell |
| MARSHALL WACE, LLP | 311,842 | 220,995 | -90,847 | 0.00 | 0.00 | -0.00 | sell |