Stock Transactions — CADIZ INC

Total Bought
2,475,724
29 transactions
Total Sold
2,021,206
30 transactions
Net
+454,518
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
LEVIN CAPITAL STRATEGIES, L.P.973,9532,105,529+1,131,5760.300.62+0.32buy
MORGAN STANLEY0349,771+349,7710.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC2,271,6392,466,639+195,0000.220.20-0.02buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC132,700274,768+142,0680.010.02+0.01buy
VANGUARD GROUP INC2,166,6612,280,495+113,8340.000.00-0.00buy
JANE STREET GROUP, LLC095,140+95,1400.000.00+0.00buy
STATE STREET CORP823,285916,685+93,4000.000.00+0.00buy
HRT FINANCIAL LP078,268+78,2680.000.00+0.00buy
CITADEL ADVISORS LLC42,26784,913+42,6460.000.00+0.00buy
ELCO Management Co., LLC041,916+41,9160.000.07+0.07buy
TWO SIGMA SECURITIES, LLC035,822+35,8220.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC029,600+29,6000.000.00+0.00buy
GOLDMAN SACHS GROUP INC79,183104,960+25,7770.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC872,832897,527+24,6950.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS11,29635,264+23,9680.000.00+0.00buy
Tower Research Capital LLC (TRC)4,60220,496+15,8940.000.00+0.00buy
HCR Wealth Advisors71,15981,921+10,7620.030.04+0.00buy
Cypress Capital Group010,000+10,0000.000.00+0.00buy
SIMPLEX TRADING, LLC07,353+7,3530.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.16,29018,170+1,8800.000.00+0.00buy
WELLS FARGO & COMPANY/MN12,43314,057+1,6240.000.00+0.00buy
RHUMBLINE ADVISERS42,84043,983+1,1430.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC10,85911,806+9470.000.00+0.00buy
CITIGROUP INC5,8546,720+8660.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND1,0201,752+7320.000.00+0.00buy
Kepos Capital LP21,62022,023+4030.020.01-0.01buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE19,33419,665+3310.000.00+0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP640,500640,800+3001.241.25+0.00buy
Avior Wealth Management, LLC240248+80.000.00-0.00buy
Ameritas Investment Partners, Inc.3,3493,34900.000.00-0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00-0.00hold
MARSHALL WACE, LLP53,00053,00000.000.00-0.00hold
American Assets Investment Management, LLC82,74882,74800.020.02-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC2,050,0002,050,00000.100.11+0.01hold
GAM Holding AG50,00050,00000.010.01+0.00hold
Joel Isaacson & Co., LLC12,00012,00000.000.00-0.00hold
Compagnie Lombard Odier SCmA22,10022,10000.000.00-0.00hold
Close Asset Management Ltd1,0001,00000.000.00-0.00hold
FOUNDATIONS INVESTMENT ADVISORS, LLC24,00024,00000.000.00+0.00hold
Delta Investment Management, LLC142,181142,18100.100.09-0.01hold
EVOKE WEALTH, LLC42,96542,96500.240.00-0.24hold
Boyce & Associates Wealth Consulting, Inc.32,49832,49800.130.12-0.01hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
GAMCO INVESTORS, INC. ET AL10,00010,00000.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC115,582115,58200.000.00-0.00hold
NATIONAL BANK OF CANADA /FI/5,0005,00000.000.00-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00-0.00hold
Invesco Ltd.17,88517,823-620.000.00-0.00sell
METROPOLITAN LIFE INSURANCE CO/NY830-830.000.00-0.00sell
EverSource Wealth Advisors, LLC1250-1250.000.00-0.00sell
AMERICAN INTERNATIONAL GROUP, INC.20,16019,988-1720.000.00-0.00sell
First Horizon Advisors, Inc.3140-3140.000.00-0.00sell
Russell Investments Group, Ltd.12,21611,715-5010.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC16,81515,518-1,2970.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC1,6560-1,6560.000.00-0.00sell
UBS Group AG45,21442,675-2,5390.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM6,6764,077-2,5990.000.00-0.00sell
AMALGAMATED BANK5,7411,367-4,3740.000.00-0.00sell
NORTHERN TRUST CORP395,949390,413-5,5360.000.00-0.00sell
Squarepoint Ops LLC21,39715,340-6,0570.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/62,21155,305-6,9060.000.00-0.00sell
CANTOR FITZGERALD, L. P.50,00040,000-10,0000.030.03-0.00sell
FMR LLC13,2863,201-10,0850.000.00-0.00sell
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM10,5310-10,5310.000.00-0.00sell
DEUTSCHE BANK AG\32,23720,111-12,1260.000.00-0.00sell
Bank of New York Mellon Corp118,086103,904-14,1820.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC39,91722,012-17,9050.000.00-0.00sell
Rathbones Group PLC63,06942,858-20,2110.000.00-0.00sell
MetLife Investment Management, LLC21,3620-21,3620.000.00-0.00sell
BARCLAYS PLC56,06228,552-27,5100.000.00-0.00sell
INGALLS & SNYDER LLC143,800113,600-30,2000.020.01-0.00sell
EQUITEC PROPRIETARY MARKETS, LLC242,700205,274-37,4260.731.05+0.32sell
Christopher J. Hasenberg, Inc39,8630-39,8630.060.00-0.06sell
ROYCE & ASSOCIATES LP102,4500-102,4500.000.00-0.00sell
American Assets Capital Advisers, LLC2,413,8662,188,161-225,7051.911.81-0.11sell
272 Capital LP4,244,9743,961,443-283,5314.024.59+0.57sell
Legal & General Group Plc1,131,2695,371-1,125,8980.000.00-0.00sell
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