Stock Transactions — CADIZ INC

Total Bought
4,860,423
76 transactions
Total Sold
3,742,989
51 transactions
Net
+1,117,434
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
STONEHILL CAPITAL MANAGEMENT LLC331,3051,945,410+1,614,1050.564.84+4.29buy
BARCLAYS PLC3,185,7003,721,185+535,4850.010.01-0.00buy
AQR CAPITAL MANAGEMENT LLC38,235321,563+283,3280.000.00+0.00buy
JPMORGAN CHASE & CO21,975273,622+251,6470.000.00+0.00buy
SG Americas Securities, LLC13,533218,094+204,5610.000.00+0.00buy
NOMURA HOLDINGS INC0182,017+182,0170.000.01+0.01buy
CITIGROUP INC66,687229,573+162,8860.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0155,615+155,6150.000.00+0.00buy
GSA CAPITAL PARTNERS LLP0150,402+150,4020.000.05+0.05buy
LEVIN CAPITAL STRATEGIES, L.P.3,666,3233,816,169+149,8461.791.43-0.36buy
Brooklyn Investment Group089,396+89,3960.000.01+0.01buy
Cinctive Capital Management LP193,002269,869+76,8670.060.09+0.02buy
GEODE CAPITAL MANAGEMENT, LLC1,325,2451,392,122+66,8770.000.00-0.00buy
STATE STREET CORP1,270,0201,335,120+65,1000.000.00-0.00buy
HCR Wealth Advisors81,436138,000+56,5640.050.07+0.03buy
BNP PARIBAS FINANCIAL MARKETS12,19167,649+55,4580.000.00+0.00buy
CITADEL ADVISORS LLC89,295144,641+55,3460.000.00+0.00buy
Jump Financial, LLC044,700+44,7000.000.00+0.00buy
Schonfeld Strategic Advisors LLC042,390+42,3900.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC192,487233,567+41,0800.000.00+0.00buy
Dynamic Technology Lab Private Ltd035,733+35,7330.000.03+0.03buy
MATAURO, LLC107,449143,088+35,6390.090.10+0.01buy
IEQ CAPITAL, LLC034,117+34,1170.000.00+0.00buy
SOROS FUND MANAGEMENT LLC029,206+29,2060.000.00+0.00buy
ExodusPoint Capital Management, LP112,506140,572+28,0660.010.01-0.00buy
Tidal Investments LLC024,699+24,6990.000.00+0.00buy
GROUP ONE TRADING LLC024,591+24,5910.000.00+0.00buy
nVerses Capital, LLC023,576+23,5760.000.11+0.11buy
TRANSCEND CAPITAL ADVISORS, LLC023,344+23,3440.000.01+0.01buy
ROYAL BANK OF CANADA021,600+21,6000.000.00+0.00buy
Pekin Hardy Strauss, Inc.66,50087,500+21,0000.030.04+0.01buy
Mariner, LLC020,069+20,0690.000.00+0.00buy
Russell Investments Group, Ltd.73,65992,864+19,2050.000.00+0.00buy
INCEPTIONR LLC019,077+19,0770.000.02+0.02buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.25,55443,509+17,9550.000.00+0.00buy
CWM, LLC1,46219,303+17,8410.000.00+0.00buy
HRT FINANCIAL LP017,713+17,7130.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.016,404+16,4040.000.01+0.01buy
IMC-Chicago, LLC014,893+14,8930.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND1,04213,216+12,1740.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC011,573+11,5730.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV010,625+10,6250.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/75,92086,326+10,4060.000.00+0.00buy
Creative Planning010,185+10,1850.000.00+0.00buy
BANK OF AMERICA CORP /DE/3,518,8213,528,294+9,4730.000.00-0.00buy
Virtu Financial LLC10,24719,067+8,8200.000.00+0.00buy
Morton Capital Management LLC/CA16,67524,887+8,2120.010.02+0.00buy
Parkshore Wealth Management, Inc.255,618263,830+8,2120.540.43-0.11buy
Crewe Advisors LLC07,000+7,0000.000.00+0.00buy
DEUTSCHE BANK AG\39,92746,795+6,8680.000.00+0.00buy
NORTHERN TRUST CORP454,835461,226+6,3910.000.00-0.00buy
EXCHANGE TRADED CONCEPTS, LLC04,696+4,6960.000.00+0.00buy
Parallel Advisors, LLC223,255+3,2330.000.00+0.00buy
TD Waterhouse Canada Inc.03,000+3,0000.000.00+0.00buy
MetLife Investment Management, LLC21,71824,415+2,6970.000.00+0.00buy
MINDSET WEALTH MANAGEMENT, LLC38,00040,000+2,0000.060.05-0.00buy
Alpine Global Management, LLC50,00451,187+1,1830.060.04-0.02buy
Allworth Financial LP1531,168+1,0150.000.00+0.00buy
EverSource Wealth Advisors, LLC79763+6840.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC0566+5660.000.00+0.00buy
GAMMA Investing LLC136695+5590.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC11,26411,764+5000.000.00+0.00buy
MAI Capital Management0485+4850.000.00+0.00buy
IFP Advisors, Inc2430+4280.000.00+0.00buy
Arax Advisory Partners8311+3030.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC9240+2310.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP1,0001,166+1660.000.00-0.00buy
Farther Finance Advisors, LLC579704+1250.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.6,7856,850+650.000.00-0.00buy
Tower Research Capital LLC (TRC)2,2492,306+570.000.00-0.00buy
Versant Capital Management, Inc042+420.000.00+0.00buy
True Wealth Design, LLC1644+280.000.00+0.00buy
SJS Investment Consulting Inc.015+150.000.00+0.00buy
FRANKLIN RESOURCES INC19,08719,092+50.000.00-0.00buy
Caitong International Asset Management Co., Ltd02+20.000.00+0.00buy
Sunbelt Securities, Inc.01+10.000.00+0.00buy
INGALLS & SNYDER LLC98,60098,60000.020.02-0.00hold
Ameritas Investment Partners, Inc.3,3493,34900.000.00-0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00-0.00hold
Sterling Capital Management LLC35735700.000.00+0.00hold
Rathbones Group PLC34,85834,85800.000.00-0.00hold
Hartree Partners, LP200,000200,00000.410.21-0.20hold
Wealthspire Advisors, LLC35,34035,34000.000.00-0.00hold
QUADRANT CAPITAL GROUP LLC47447400.000.00-0.00hold
Close Asset Management Ltd1,0001,00000.000.00+0.00hold
Whitefort Capital Management, LP3,986,8223,986,82206.775.96-0.81hold
Massar Capital Management, LP225,612225,61200.250.22-0.03hold
Police & Firemen's Retirement System of New Jersey17,95917,95900.000.00-0.00hold
Evelyn Partners Investment Management LLP1,3661,36600.000.00-0.00hold
Brookwood Investment Group LLC21,00021,00000.010.01-0.00hold
US BANCORP \DE\35835800.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC39839800.000.00-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00-0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,43028,43000.000.00-0.00hold
BlackRock, Inc.3,828,3273,828,287-400.000.00-0.00sell
Breakwater Investment Management960-960.000.00-0.00sell
Optiver Holding B.V.2,7142,354-3600.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,3842,975-4090.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC10,85010,368-4820.000.00-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6500-6500.000.00-0.00sell
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