Stock Transactions — CADIZ INC

Total Bought
4,325,863
47 transactions
Total Sold
3,252,096
70 transactions
Net
+1,073,767
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.3,828,2875,135,402+1,307,1150.000.00-0.00buy
LEVIN CAPITAL STRATEGIES, L.P.3,816,1694,496,579+680,4101.431.26-0.16buy
Invesco Ltd.22,757509,566+486,8090.000.00+0.00buy
Cinctive Capital Management LP269,869525,945+256,0760.090.09+0.00buy
CITIGROUP INC229,573438,003+208,4300.000.00+0.00buy
STONEHILL CAPITAL MANAGEMENT LLC1,945,4102,125,937+180,5274.842.54-2.30buy
Sixth Street Partners Management Company, L.P.0153,306+153,3060.000.00+0.00buy
GSA CAPITAL PARTNERS LLP150,402283,368+132,9660.050.07+0.03buy
UBS Group AG149,160249,884+100,7240.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,392,1221,481,764+89,6420.000.00-0.00buy
Squarepoint Ops LLC43,449127,578+84,1290.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.70,890150,959+80,0690.000.00+0.00buy
STATE STREET CORP1,335,1201,407,369+72,2490.000.00-0.00buy
Permanent Capital Management, LP474,019537,680+63,6610.320.30-0.02buy
NOMURA HOLDINGS INC182,017235,837+53,8200.010.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS67,649112,522+44,8730.000.00+0.00buy
NORTHERN TRUST CORP461,226498,887+37,6610.000.00-0.00buy
WELLS FARGO & COMPANY/MN20,28652,222+31,9360.000.00+0.00buy
Nuveen, LLC168,072195,528+27,4560.000.00-0.00buy
SEI INVESTMENTS CO027,456+27,4560.000.00+0.00buy
PEAK6 LLC5,00032,057+27,0570.000.00+0.00buy
SAXON INTERESTS, INC.026,034+26,0340.000.03+0.03buy
BALYASNY ASSET MANAGEMENT L.P.025,010+25,0100.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD173,485191,779+18,2940.000.00-0.00buy
EntryPoint Capital, LLC013,981+13,9810.000.01+0.01buy
XTX Topco Ltd013,216+13,2160.000.00+0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP643,500656,000+12,5002.012.35+0.34buy
Curated Wealth Partners LLC010,467+10,4670.000.00+0.00buy
Corient Private Wealth LLC010,213+10,2130.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC144,505153,306+8,8010.000.00-0.00buy
Russell Investments Group, Ltd.92,864101,122+8,2580.000.00-0.00buy
MetLife Investment Management, LLC24,41531,129+6,7140.000.00-0.00buy
DEUTSCHE BANK AG\46,79550,481+3,6860.000.00-0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC107,585111,125+3,5400.000.00-0.00buy
JPMORGAN CHASE & CO273,622277,086+3,4640.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC10,36813,584+3,2160.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE14,14017,214+3,0740.000.00-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/86,32688,986+2,6600.000.00-0.00buy
Tower Research Capital LLC (TRC)2,3064,903+2,5970.000.00+0.00buy
Arax Advisory Partners3112,458+2,1470.000.00+0.00buy
EXCHANGE TRADED CONCEPTS, LLC4,6965,261+5650.000.00-0.00buy
Allworth Financial LP1,1681,546+3780.000.00+0.00buy
SBI Securities Co., Ltd.0250+2500.000.00+0.00buy
US BANCORP \DE\358588+2300.000.00+0.00buy
Fortitude Family Office, LLC089+890.000.00+0.00buy
Caitong International Asset Management Co., Ltd262+600.000.00+0.00buy
Clearstead Advisors, LLC047+470.000.00+0.00buy
Ameritas Investment Partners, Inc.3,3493,34900.000.00-0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00-0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC52,56852,56800.010.00-0.00hold
Rathbones Group PLC34,85834,85800.000.00-0.00hold
Ancora Advisors LLC46,64046,64000.000.00-0.00hold
Rangeley Capital, LLC50,00050,00000.270.19-0.07hold
Hartree Partners, LP200,000200,00000.210.18-0.03hold
Lido Advisors, LLC20,00020,00000.000.00-0.00hold
Delta Investment Management, LLC131,831131,83100.120.09-0.03hold
Whitefort Capital Management, LP3,986,8223,986,82205.964.11-1.85hold
Parkshore Wealth Management, Inc.263,830263,83000.430.32-0.12hold
Police & Firemen's Retirement System of New Jersey17,95917,95900.000.00-0.00hold
MINDSET WEALTH MANAGEMENT, LLC40,00040,00000.050.03-0.02hold
Brookwood Investment Group LLC21,00021,00000.010.01-0.00hold
Legal & General Group Plc4,9944,99400.000.00-0.00hold
NEW YORK STATE COMMON RETIREMENT FUND13,21613,21600.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP1,1661,16600.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC39839800.000.00-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00-0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,43028,43000.000.00-0.00hold
SJS Investment Consulting Inc.1514-10.000.00-0.00sell
Versant Capital Management, Inc420-420.000.00-0.00sell
True Wealth Design, LLC440-440.000.00-0.00sell
PNC FINANCIAL SERVICES GROUP, INC.6,8506,754-960.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC16,93016,798-1320.000.00-0.00sell
FRANKLIN RESOURCES INC19,09218,954-1380.000.00-0.00sell
EverSource Wealth Advisors, LLC763621-1420.000.00-0.00sell
ROTHSCHILD INVESTMENT LLC24096-1440.000.00-0.00sell
Sterling Capital Management LLC357201-1560.000.00-0.00sell
Optiver Holding B.V.2,3542,146-2080.000.00-0.00sell
IFP Advisors, Inc4300-4300.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC4740-4740.000.00-0.00sell
MAI Capital Management4850-4850.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC11,76411,264-5000.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC5660-5660.000.00-0.00sell
GAMMA Investing LLC69532-6630.000.00-0.00sell
Farther Finance Advisors, LLC7040-7040.000.00-0.00sell
Close Asset Management Ltd1,0000-1,0000.000.00-0.00sell
MERCER GLOBAL ADVISORS INC /ADV10,6259,470-1,1550.000.00-0.00sell
Alpine Global Management, LLC51,18750,000-1,1870.040.03-0.00sell
Dynamic Technology Lab Private Ltd35,73334,272-1,4610.030.03+0.00sell
RHUMBLINE ADVISERS86,71585,130-1,5850.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.43,50941,671-1,8380.000.00-0.00sell
FMR LLC9,7417,755-1,9860.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM2,975783-2,1920.000.00-0.00sell
Bank of New York Mellon Corp192,778190,022-2,7560.000.00-0.00sell
TD Waterhouse Canada Inc.3,0000-3,0000.000.00-0.00sell
Parallel Advisors, LLC3,2550-3,2550.000.00-0.00sell
Crewe Advisors LLC7,0000-7,0000.000.00-0.00sell
Mariner, LLC20,06911,211-8,8580.000.00-0.00sell
BANK OF AMERICA CORP /DE/3,528,2943,518,928-9,3660.000.00-0.00sell
Creative Planning10,1850-10,1850.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC11,5730-11,5730.000.00-0.00sell
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