Stock Transactions — CADIZ INC

Total Bought
5,989,241
59 transactions
Total Sold
2,778,399
32 transactions
Net
+3,210,842
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BANK OF AMERICA CORP /DE/1,517,7513,491,080+1,973,3290.000.00+0.00buy
BARCLAYS PLC2,096,8713,288,661+1,191,7900.000.01+0.00buy
Permanent Capital Management, LP0496,519+496,5190.000.44+0.44buy
LEVIN CAPITAL STRATEGIES, L.P.3,242,5223,661,547+419,0250.951.59+0.63buy
Hartree Partners, LP0200,000+200,0000.000.33+0.33buy
Caption Management, LLC0157,004+157,0040.000.04+0.04buy
STATE STREET CORP1,093,1451,240,004+146,8590.000.00+0.00buy
VANGUARD GROUP INC2,900,5583,035,901+135,3430.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP322,975453,909+130,9340.000.00+0.00buy
SIMPLEX TRADING, LLC140,474246,090+105,6160.010.03+0.01buy
Cinctive Capital Management LP0103,894+103,8940.000.02+0.02buy
GRATIA CAPITAL, LLC737,500828,666+91,1662.403.47+1.06buy
GAM Holding AG400,000490,211+90,2110.080.14+0.06buy
GOLDMAN SACHS GROUP INC91,088151,974+60,8860.000.00+0.00buy
Verition Fund Management LLC060,010+60,0100.000.00+0.00buy
UBS Group AG143,893196,549+52,6560.000.00+0.00buy
PharVision Advisers, LLC050,409+50,4090.000.13+0.13buy
MIRABELLA FINANCIAL SERVICES LLP050,000+50,0000.000.02+0.02buy
Rangeley Capital, LLC469,000516,000+47,0001.762.29+0.53buy
GEODE CAPITAL MANAGEMENT, LLC1,262,3791,308,128+45,7490.000.00+0.00buy
JANE STREET GROUP, LLC80,267125,692+45,4250.000.00+0.00buy
WOLVERINE TRADING, LLC33,93477,244+43,3100.000.01+0.00buy
Financial Engines Advisors L.L.C.039,863+39,8630.000.00+0.00buy
FourWorld Capital Management LLC032,043+32,0430.000.37+0.37buy
BlackRock, Inc.3,580,5263,606,872+26,3460.000.00+0.00buy
HCR Wealth Advisors49,00074,874+25,8740.020.04+0.02buy
ALLIANCEBERNSTEIN L.P.62,19079,290+17,1000.000.00+0.00buy
LDR Capital Management LLC015,113+15,1130.000.10+0.10buy
AQR CAPITAL MANAGEMENT LLC14,88128,601+13,7200.000.00+0.00buy
Wealthspire Advisors, LLC012,840+12,8400.000.00+0.00buy
NORTHERN TRUST CORP457,185470,006+12,8210.000.00+0.00buy
Nuveen, LLC210,296222,442+12,1460.000.00+0.00buy
SHERBROOKE PARK ADVISERS LLC011,851+11,8510.000.03+0.03buy
MARSHALL WACE, LLP011,100+11,1000.000.00+0.00buy
CITADEL ADVISORS LLC233,358242,104+8,7460.000.00+0.00buy
Quarry LP08,423+8,4230.000.01+0.01buy
Bank of New York Mellon Corp176,294183,149+6,8550.000.00+0.00buy
GROUP ONE TRADING LLC51,36158,187+6,8260.010.01+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.06,780+6,7800.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS5,12711,062+5,9350.000.00+0.00buy
WELLS FARGO & COMPANY/MN30,34635,705+5,3590.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/65,19969,270+4,0710.000.00+0.00buy
Arax Advisory Partners02,824+2,8240.000.00+0.00buy
US BANCORP \DE\3581,978+1,6200.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC10,16411,264+1,1000.000.00+0.00buy
Optiver Holding B.V.0914+9140.000.00+0.00buy
Farther Finance Advisors, LLC60765+7050.000.00+0.00buy
CWM, LLC550991+4410.000.00+0.00buy
FMR LLC6,7697,036+2670.000.00+0.00buy
ELKHORN PARTNERS LIMITED PARTNERSHIP683,000683,223+2231.482.19+0.70buy
FRANKLIN RESOURCES INC18,86918,954+850.000.00+0.00buy
Sterling Capital Management LLC98133+350.000.00+0.00buy
Invesco Ltd.18,80318,838+350.000.00+0.00buy
Parallel Advisors, LLC022+220.000.00+0.00buy
True Wealth Design, LLC016+160.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,0523,054+20.000.00+0.00buy
Allworth Financial LP1618+20.000.00+0.00buy
IFP Advisors, Inc02+20.000.00-0.00buy
SBI Securities Co., Ltd.01+10.000.00+0.00buy
INGALLS & SNYDER LLC98,60098,60000.010.02+0.00hold
Ameritas Investment Partners, Inc.3,3493,34900.000.00+0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC77,56877,56800.010.01+0.00hold
Rathbones Group PLC34,85834,85800.000.00+0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC437,038437,03800.010.02+0.01hold
Ancora Advisors LLC48,80048,80000.000.00+0.00hold
Close Asset Management Ltd1,0001,00000.000.00+0.00hold
Delta Investment Management, LLC154,681154,68100.090.13+0.04hold
Whitefort Capital Management, LP3,986,8223,986,82204.616.23+1.62hold
1620 INVESTMENT ADVISORS, INC.353500.000.00+0.00hold
Morton Capital Management LLC/CA16,67516,67500.010.01+0.00hold
Parkshore Wealth Management, Inc.255,618255,61800.370.49+0.12hold
Police & Firemen's Retirement System of New Jersey10,48010,48000.000.00+0.00hold
MINDSET WEALTH MANAGEMENT, LLC44,00044,00000.040.06+0.01hold
Evelyn Partners Investment Management LLP1,3661,36600.000.00+0.00hold
RAYMOND JAMES FINANCIAL INC180,932180,93200.000.00+0.00hold
Legal & General Group Plc6,1276,12700.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND1,0421,04200.000.00+0.00hold
JONES FINANCIAL COMPANIES LLLP1,0001,00000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC161,212161,21200.000.00+0.00hold
AMALGAMATED BANK1,3671,36700.000.00+0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00+0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,43028,43000.000.00+0.00hold
Lido Advisors, LLC37,10037,081-190.000.00+0.00sell
EverSource Wealth Advisors, LLC13579-560.000.00-0.00sell
Brookwood Investment Group LLC21,50021,000-5000.010.01+0.00sell
Russell Investments Group, Ltd.89,82188,818-1,0030.000.00+0.00sell
MetLife Investment Management, LLC32,71830,835-1,8830.000.00+0.00sell
RHUMBLINE ADVISERS91,96389,862-2,1010.000.00+0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE21,92619,817-2,1090.000.00+0.00sell
ROYAL BANK OF CANADA280,830277,811-3,0190.000.00+0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.30,07225,852-4,2200.000.00+0.00sell
JPMORGAN CHASE & CO26,88922,147-4,7420.000.00+0.00sell
Tower Research Capital LLC (TRC)7,5352,709-4,8260.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC16,82210,850-5,9720.000.00+0.00sell
INTECH INVESTMENT MANAGEMENT LLC33,22726,625-6,6020.000.00+0.00sell
Neuberger Berman Group LLC10,5350-10,5350.000.00-0.00sell
ProShare Advisors LLC11,2740-11,2740.000.00-0.00sell
Diametric Capital, LP162,400147,092-15,3080.260.26-0.00sell
CITIGROUP INC19,7252,503-17,2220.000.00-0.00sell
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