Stock Transactions — CADIZ INC

Total Bought
6,800,203
44 transactions
Total Sold
6,224,811
29 transactions
Net
+575,392
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Whitefort Capital Management, LP03,719,951+3,719,9510.009.26+9.26buy
LEVIN CAPITAL STRATEGIES, L.P.2,197,1792,900,652+703,4730.641.44+0.80buy
BANK OF AMERICA CORP /DE/0630,394+630,3940.000.00+0.00buy
GRATIA CAPITAL, LLC0320,000+320,0000.001.95+1.95buy
UBS Group AG0165,238+165,2380.000.00+0.00buy
American Assets Capital Advisers, LLC2,258,2082,384,208+126,0002.104.14+2.04buy
MORGAN STANLEY459,522584,851+125,3290.000.00+0.00buy
Nokomis Capital, L.L.C.0120,000+120,0000.000.29+0.29buy
RENAISSANCE TECHNOLOGIES LLC0110,100+110,1000.000.00+0.00buy
BlackRock, Inc.2,898,3092,993,801+95,4920.000.00+0.00buy
HCR Wealth Advisors455,921528,000+72,0790.180.34+0.16buy
Connective Capital Management, LLC062,976+62,9760.000.38+0.38buy
EQUITEC PROPRIETARY MARKETS, LLC83,174142,574+59,4002.305.00+2.71buy
CITADEL ADVISORS LLC050,846+50,8460.000.00+0.00buy
Ancora Advisors LLC048,800+48,8000.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC989,2961,035,162+45,8660.000.00+0.00buy
CANTOR FITZGERALD, L. P.040,000+40,0000.000.01+0.01buy
Russell Investments Group, Ltd.16636,935+36,7690.000.00+0.00buy
GOLDMAN SACHS GROUP INC154,094188,230+34,1360.000.00+0.00buy
Squarepoint Ops LLC029,580+29,5800.000.00+0.00buy
JPMORGAN CHASE & CO023,013+23,0130.000.00+0.00buy
MetLife Investment Management, LLC2,93425,269+22,3350.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC019,775+19,7750.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.019,145+19,1450.000.01+0.01buy
NORTHERN TRUST CORP383,512401,512+18,0000.000.00+0.00buy
STATE STREET CORP909,445924,095+14,6500.000.00+0.00buy
ProShare Advisors LLC011,863+11,8630.000.00+0.00buy
Walleye Capital LLC011,545+11,5450.000.00+0.00buy
Corient Private Wealth LLC011,000+11,0000.000.00+0.00buy
Ethic Inc.010,919+10,9190.000.00+0.00buy
Bank of New York Mellon Corp90,929101,719+10,7900.000.00+0.00buy
WELLS FARGO & COMPANY/MN14,90421,611+6,7070.000.00+0.00buy
BARCLAYS PLC60,21766,724+6,5070.000.00+0.00buy
SG Americas Securities, LLC14,98019,717+4,7370.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/55,71459,636+3,9220.000.00+0.00buy
CITIGROUP INC30,48934,383+3,8940.000.00+0.00buy
VANGUARD GROUP INC2,403,6272,405,340+1,7130.000.00+0.00buy
US BANCORP \DE\01,275+1,2750.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0606+6060.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.23,48923,968+4790.000.00+0.00buy
Invesco Ltd.18,06618,428+3620.000.00+0.00buy
CWM, LLC207482+2750.000.00+0.00buy
SIGNATUREFD, LLC0227+2270.000.00+0.00buy
1620 INVESTMENT ADVISORS, INC.035+350.000.00+0.00buy
Ameritas Investment Partners, Inc.3,3493,34900.000.00+0.00hold
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,0523,05200.000.00+0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00+0.00hold
Sterling Capital Management LLC434300.000.00+0.00hold
Rathbones Group PLC40,35840,35800.000.00+0.00hold
American Assets Investment Management, LLC150,801150,80100.040.06+0.02hold
Avior Wealth Management, LLC24024000.000.00+0.00hold
IFP Advisors, Inc0000.000.00+0.00hold
Lido Advisors, LLC17,10017,10000.000.00+0.00hold
AlphaCore Capital LLC10,00010,00000.010.01+0.00hold
Close Asset Management Ltd1,0001,00000.000.00+0.00hold
FOUNDATIONS INVESTMENT ADVISORS, LLC24,00024,00000.000.00+0.00hold
Delta Investment Management, LLC142,181142,18100.090.14+0.06hold
Christopher J. Hasenberg, Inc39,86339,86300.050.08+0.03hold
Farther Finance Advisors, LLC606000.000.00+0.00hold
MINDSET WEALTH MANAGEMENT, LLC41,00041,00000.050.08+0.03hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
NEW YORK STATE COMMON RETIREMENT FUND1,0421,04200.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC124,857124,85700.000.00+0.00hold
AMALGAMATED BANK1,3671,36700.000.00+0.00hold
NATIONAL BANK OF CANADA /FI/5,0005,00000.000.00+0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC10,16810,16800.000.00+0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,43028,43000.000.00+0.00hold
DEUTSCHE BANK AG\15,18015,18000.000.00+0.00hold
GROUP ONE TRADING LLC760-760.000.00-0.00sell
EARNED WEALTH ADVISORS, LLC1320-1320.000.00-0.00sell
FMR LLC6,1735,983-1900.000.00+0.00sell
TWO SIGMA SECURITIES, LLC30,27229,904-3680.010.03+0.02sell
Smartleaf Asset Management LLC3770-3770.000.00-0.00sell
Legal & General Group Plc5,3714,323-1,0480.000.00+0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE19,05917,887-1,1720.000.00+0.00sell
Corebridge Financial, Inc.22,52320,942-1,5810.000.00+0.00sell
Tower Research Capital LLC (TRC)3,0191,075-1,9440.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC17,08214,805-2,2770.000.00+0.00sell
INGALLS & SNYDER LLC107,300103,700-3,6000.010.02+0.01sell
RHUMBLINE ADVISERS38,90734,558-4,3490.000.00+0.00sell
ALLIANCEBERNSTEIN L.P.36,75031,590-5,1600.000.00+0.00sell
Joel Isaacson & Co., LLC20,50012,000-8,5000.000.00-0.00sell
Cypress Capital Group10,0000-10,0000.000.00-0.00sell
Kepos Capital LP11,2310-11,2310.010.00-0.01sell
MARSHALL WACE, LLP12,3570-12,3570.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC13,0420-13,0420.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS20,3864,804-15,5820.000.00-0.00sell
OCCUDO QUANTITATIVE STRATEGIES LP18,0300-18,0300.010.00-0.01sell
Boyce & Associates Wealth Consulting, Inc.30,8000-30,8000.100.00-0.10sell
ELKHORN PARTNERS LIMITED PARTNERSHIP642,500596,654-45,8461.252.04+0.79sell
EVOKE WEALTH, LLC70,5610-70,5610.010.00-0.01sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC274,768200,668-74,1000.020.02+0.01sell
GAM Holding AG100,0000-100,0000.020.00-0.02sell
Permanent Capital Management, LP321,0220-321,0220.200.00-0.20sell
CAPSTONE INVESTMENT ADVISORS, LLC1,719,900437,038-1,282,8620.100.02-0.08sell
BOOTHBAY FUND MANAGEMENT, LLC2,466,022750,000-1,716,0220.220.12-0.11sell
272 Capital LP3,522,5821,050,000-2,472,5825.515.16-0.35sell
Page 1 of 1