Stock Transactions — CADIZ INC

Total Bought
5,022,345
64 transactions
Total Sold
3,907,618
41 transactions
Net
+1,114,727
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GRATIA CAPITAL, LLC828,6661,496,494+667,8283.477.51+4.05buy
HRT FINANCIAL LP0559,400+559,4000.000.01+0.01buy
MORGAN STANLEY769,2831,270,970+501,6870.000.00+0.00buy
JANE STREET GROUP, LLC125,692570,895+445,2030.000.00+0.00buy
STONEHILL CAPITAL MANAGEMENT LLC0331,305+331,3050.000.56+0.56buy
Massar Capital Management, LP0225,612+225,6120.000.25+0.25buy
BlackRock, Inc.3,606,8723,828,327+221,4550.000.00+0.00buy
GOLDMAN SACHS GROUP INC151,974357,572+205,5980.000.00+0.00buy
Brevan Howard Capital Management LP0197,905+197,9050.000.02+0.02buy
PEAK6 LLC0169,833+169,8330.000.03+0.03buy
HSBC HOLDINGS PLC0127,071+127,0710.000.00+0.00buy
ExodusPoint Capital Management, LP0112,506+112,5060.000.01+0.01buy
MATAURO, LLC0107,449+107,4490.000.09+0.09buy
Caption Management, LLC157,004262,345+105,3410.040.06+0.02buy
STATE OF WISCONSIN INVESTMENT BOARD116,574212,117+95,5430.000.00+0.00buy
Squarepoint Ops LLC091,032+91,0320.000.00+0.00buy
Cinctive Capital Management LP103,894193,002+89,1080.020.06+0.04buy
LOS ANGELES CAPITAL MANAGEMENT LLC92,705178,251+85,5460.000.00+0.00buy
Nuveen, LLC222,442302,482+80,0400.000.00+0.00buy
Pekin Hardy Strauss, Inc.066,500+66,5000.000.03+0.03buy
CITIGROUP INC2,50366,687+64,1840.000.00+0.00buy
XTX Topco Ltd053,522+53,5220.000.01+0.01buy
Alpine Global Management, LLC050,004+50,0040.000.06+0.06buy
DEUTSCHE BANK AG\80039,927+39,1270.000.00+0.00buy
STATE STREET CORP1,240,0041,270,020+30,0160.000.00+0.00buy
BANK OF AMERICA CORP /DE/3,491,0803,518,821+27,7410.000.00+0.00buy
VANGUARD GROUP INC3,035,9013,063,430+27,5290.000.00+0.00buy
WELLS FARGO & COMPANY/MN35,70560,140+24,4350.000.00+0.00buy
Wealthspire Advisors, LLC12,84035,340+22,5000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,308,1281,325,245+17,1170.000.00+0.00buy
Bank of New York Mellon Corp183,149198,442+15,2930.000.00+0.00buy
GREAT LAKES ADVISORS, LLC014,065+14,0650.000.00+0.00buy
CHICAGO TRUST Co NA014,065+14,0650.000.01+0.01buy
AXQ CAPITAL, LP013,558+13,5580.000.02+0.02buy
SG Americas Securities, LLC013,533+13,5330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC180,932192,487+11,5550.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC26,62537,429+10,8040.000.00+0.00buy
Virtu Financial LLC010,247+10,2470.000.00+0.00buy
ProShare Advisors LLC010,048+10,0480.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC28,60138,235+9,6340.000.00+0.00buy
FMR LLC7,03616,467+9,4310.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.79,29088,590+9,3000.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey10,48017,959+7,4790.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/69,27075,920+6,6500.000.00+0.00buy
HCR Wealth Advisors74,87481,436+6,5620.040.05+0.01buy
Invesco Ltd.18,83824,673+5,8350.000.00+0.00buy
LEVIN CAPITAL STRATEGIES, L.P.3,661,5473,666,323+4,7761.591.79+0.20buy
Optiver Holding B.V.9142,714+1,8000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS11,06212,191+1,1290.000.00+0.00buy
FNY Investment Advisers, LLC01,000+1,0000.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO0650+6500.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC0474+4740.000.00+0.00buy
CWM, LLC9911,462+4710.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0398+3980.000.00+0.00buy
AMALGAMATED BANK1,3671,727+3600.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM3,0543,384+3300.000.00+0.00buy
Sterling Capital Management LLC133357+2240.000.00+0.00buy
GAMMA Investing LLC0136+1360.000.00+0.00buy
Allworth Financial LP18153+1350.000.00+0.00buy
FRANKLIN RESOURCES INC18,95419,087+1330.000.00+0.00buy
Breakwater Investment Management096+960.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC161,212161,235+230.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC09+90.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.6,7806,785+50.000.00+0.00buy
INGALLS & SNYDER LLC98,60098,60000.020.02+0.01hold
Ameritas Investment Partners, Inc.3,3493,34900.000.00+0.00hold
VOYA INVESTMENT MANAGEMENT LLC10,85010,85000.000.00+0.00hold
GABELLI FUNDS LLC10,00010,00000.000.00+0.00hold
BRIDGEWAY CAPITAL MANAGEMENT, LLC77,56877,56800.010.01+0.00hold
Rathbones Group PLC34,85834,85800.000.00+0.00hold
Ancora Advisors LLC48,80048,80000.000.01+0.00hold
Hartree Partners, LP200,000200,00000.330.41+0.08hold
IFP Advisors, Inc2200.000.00+0.00hold
Lido Advisors, LLC37,08137,08100.000.00+0.00hold
Parallel Advisors, LLC222200.000.00+0.00hold
EverSource Wealth Advisors, LLC797900.000.00+0.00hold
Close Asset Management Ltd1,0001,00000.000.00+0.00hold
Whitefort Capital Management, LP3,986,8223,986,82206.236.77+0.54hold
True Wealth Design, LLC161600.000.00+0.00hold
Morton Capital Management LLC/CA16,67516,67500.010.01+0.00hold
Parkshore Wealth Management, Inc.255,618255,61800.490.54+0.05hold
Permanent Capital Management, LP496,519496,51900.440.54+0.10hold
Evelyn Partners Investment Management LLP1,3661,36600.000.00+0.00hold
Brookwood Investment Group LLC21,00021,00000.010.01+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND1,0421,04200.000.00+0.00hold
JONES FINANCIAL COMPANIES LLLP1,0001,00000.000.00+0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA5,0005,00000.000.00+0.00hold
NISA INVESTMENT ADVISORS, LLC11,26411,26400.000.00+0.00hold
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM28,43028,43000.000.00+0.00hold
SBI Securities Co., Ltd.10-10.000.00-0.00sell
1620 INVESTMENT ADVISORS, INC.350-350.000.00-0.00sell
JPMORGAN CHASE & CO22,14721,975-1720.000.00+0.00sell
Farther Finance Advisors, LLC765579-1860.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.25,85225,554-2980.000.00+0.00sell
Tower Research Capital LLC (TRC)2,7092,249-4600.000.00-0.00sell
Legal & General Group Plc6,1275,661-4660.000.00+0.00sell
RHUMBLINE ADVISERS89,86288,427-1,4350.000.00+0.00sell
US BANCORP \DE\1,978358-1,6200.000.00-0.00sell
Arax Advisory Partners2,8248-2,8160.000.00-0.00sell
MANUFACTURERS LIFE INSURANCE COMPANY, THE19,81716,201-3,6160.000.00-0.00sell
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