Stock Transactions — NORTHERN TRUST CORP

Total Bought
11,596,389
290 transactions
Total Sold
16,900,268
299 transactions
Net
-5,303,879
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FMR LLC12,183,19616,644,978+4,461,7820.070.09+0.02buy
MASSACHUSETTS FINANCIAL SERVICES CO /MA/6,563,0647,413,620+850,5560.170.19+0.02buy
JPMORGAN CHASE & CO3,353,9333,845,611+491,6780.030.03+0.00buy
PANAGORA ASSET MANAGEMENT INC8,401399,932+391,5310.000.17+0.16buy
Amundi1,523,4031,888,069+364,6660.050.06+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,221,4581,560,591+339,1330.040.04-0.00buy
PRIMECAP MANAGEMENT CO/CA/6,785,4727,046,757+261,2850.450.43-0.02buy
PineBridge Investments, L.P.0257,802+257,8020.000.17+0.17buy
FRANKLIN RESOURCES INC23,336243,869+220,5330.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP1,784,2882,003,675+219,3870.040.04+0.00buy
AQR CAPITAL MANAGEMENT LLC385,057597,146+212,0890.060.08+0.02buy
JACOBS LEVY EQUITY MANAGEMENT, INC43,211235,647+192,4360.020.08+0.06buy
PRUDENTIAL FINANCIAL INC163,803341,271+177,4680.020.04+0.02buy
Invesco Ltd.2,719,9462,865,810+145,8640.050.05-0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS20,905165,851+144,9460.010.08+0.07buy
BNP PARIBAS FINANCIAL MARKETS117,841255,714+137,8730.010.02+0.01buy
Robeco Institutional Asset Management B.V.137,732268,080+130,3480.030.05+0.02buy
Carlson Capital, L.P.24,800151,296+126,4960.181.98+1.80buy
FEDERATED HERMES, INC.255,610379,330+123,7200.050.08+0.02buy
DEUTSCHE BANK AG\646,840764,435+117,5950.030.03+0.00buy
ACADIAN ASSET MANAGEMENT LLC29,097137,468+108,3710.010.04+0.03buy
ARIEL INVESTMENTS, LLC2,552,3892,644,205+91,8162.232.40+0.17buy
CANADA LIFE ASSURANCE Co360,640443,567+82,9270.060.07+0.01buy
GEODE CAPITAL MANAGEMENT, LLC4,819,1414,899,407+80,2660.040.04-0.00buy
VOLORIDGE INVESTMENT MANAGEMENT, LLC36,496114,700+78,2040.010.04+0.02buy
NATIXIS075,290+75,2900.000.04+0.04buy
TWO SIGMA INVESTMENTS, LP21,80096,541+74,7410.000.02+0.01buy
CITIGROUP INC83,797146,537+62,7400.010.01+0.00buy
VAN ECK ASSOCIATES CORP72,909129,675+56,7660.010.02+0.01buy
Interval Partners, LP115,000171,393+56,3930.390.42+0.04buy
Legal & General Group Plc1,384,9641,436,996+52,0320.040.03-0.00buy
Dai-ichi Life Insurance Company, Ltd051,407+51,4070.000.11+0.11buy
SCHRODER INVESTMENT MANAGEMENT GROUP43,64994,227+50,5780.000.01+0.00buy
TWO SIGMA ADVISERS, LP046,900+46,9000.000.01+0.01buy
MARTINGALE ASSET MANAGEMENT L P9,22854,554+45,3260.020.10+0.08buy
AXA S.A.43,84889,101+45,2530.010.02+0.01buy
Magnetar Financial LLC043,656+43,6560.000.08+0.08buy
INTECH INVESTMENT MANAGEMENT LLC56,84593,524+36,6790.070.10+0.03buy
Mitsubishi UFJ Asset Management Co., Ltd.246,319281,482+35,1630.030.03-0.00buy
Graham Capital Management, L.P.65,434100,504+35,0700.170.29+0.13buy
Quantinno Capital Management LP22,24457,221+34,9770.040.09+0.04buy
MARSHALL WACE, LLP99,157133,032+33,8750.010.02+0.00buy
Neo Ivy Capital Management033,344+33,3440.000.55+0.55buy
Van Hulzen Asset Management, LLC58,23889,783+31,5450.340.51+0.16buy
OMERS ADMINISTRATION Corp030,613+30,6130.000.02+0.02buy
Ensign Peak Advisors, Inc65,62495,999+30,3750.010.01+0.00buy
Focus Partners Wealth029,402+29,4020.000.01+0.01buy
Trexquant Investment LP29,17857,318+28,1400.050.07+0.02buy
THRIVENT FINANCIAL FOR LUTHERANS1,374,6961,401,680+26,9840.250.24-0.01buy
D. E. Shaw & Co., Inc.484,342510,425+26,0830.060.06+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,237,5991,262,476+24,8770.030.02-0.01buy
Brandywine Global Investment Management, LLC87,289110,440+23,1510.060.07+0.01buy
Entropy Technologies, LP12,97135,158+22,1870.120.32+0.20buy
AlphaStar Capital Management, LLC2,48724,481+21,9940.020.19+0.17buy
Teza Capital Management LLC021,269+21,2690.000.22+0.22buy
Savant Capital, LLC27,55046,579+19,0290.030.04+0.01buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM328,724345,663+16,9390.040.04-0.00buy
Jump Financial, LLC4,72121,621+16,9000.010.04+0.03buy
Centiva Capital, LP1,63118,442+16,8110.010.07+0.07buy
Aberdeen Group plc460,766477,237+16,4710.080.08-0.00buy
Williams Financial, LLC015,750+15,7500.000.33+0.33buy
MBB PUBLIC MARKETS I LLC015,315+15,3150.000.03+0.03buy
Handelsbanken Fonder AB43,73458,555+14,8210.020.02+0.00buy
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp24,71939,078+14,3590.020.02+0.00buy
Quadrature Capital Ltd3,36717,668+14,3010.010.02+0.02buy
Financiere des Professionnels - Fonds d,investissement inc.70,38483,670+13,2860.500.55+0.05buy
LAZARD ASSET MANAGEMENT LLC31,05543,884+12,8290.000.00+0.00buy
M&G Plc011,565+11,5650.000.00+0.00buy
NATIXIS ADVISORS, LLC50,91862,119+11,2010.010.01+0.00buy
FOX RUN MANAGEMENT, L.L.C.011,025+11,0250.000.17+0.17buy
NATIONAL BANK OF CANADA /FI/106,264117,181+10,9170.020.02-0.00buy
Engineers Gate Manager LP20,02430,893+10,8690.050.06+0.01buy
Asset Management One Co., Ltd.88,36498,897+10,5330.030.03+0.00buy
Cresset Asset Management, LLC14,73325,165+10,4320.010.01+0.00buy
PRUDENTIAL PLC18,74429,032+10,2880.010.02+0.00buy
Alpha DNA Investment Management LLC010,277+10,2770.000.49+0.49buy
Nebula Research & Development LLC010,083+10,0830.000.14+0.14buy
BANK OF MONTREAL /CAN/202,056210,363+8,3070.010.01-0.00buy
Diversified Trust Co16,91424,942+8,0280.050.06+0.01buy
Ethic Inc.23,54931,296+7,7470.050.06+0.01buy
UniSuper Management Pty Ltd13,77821,066+7,2880.010.01+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP07,142+7,1420.000.12+0.12buy
GSA CAPITAL PARTNERS LLP7,63914,621+6,9820.050.09+0.03buy
MetLife Investment Management, LLC47,97054,525+6,5550.030.03-0.00buy
TWO SIGMA SECURITIES, LLC06,545+6,5450.000.03+0.03buy
MEEDER ASSET MANAGEMENT INC103,892110,003+6,1110.580.65+0.06buy
ZACKS INVESTMENT MANAGEMENT83,32589,275+5,9500.080.08+0.01buy
TD ASSET MANAGEMENT INC71,32077,012+5,6920.010.01+0.00buy
AMALGAMATED BANK51,74057,191+5,4510.040.04+0.00buy
READYSTATE ASSET MANAGEMENT LP05,215+5,2150.000.02+0.02buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.05,178+5,1780.000.04+0.04buy
K.J. Harrison & Partners Inc05,000+5,0000.000.07+0.07buy
iA Global Asset Management Inc.04,850+4,8500.000.01+0.01buy
ShankerValleau Wealth Advisors, Inc.04,816+4,8160.000.17+0.17buy
Bridgewater Associates, LP04,730+4,7300.000.00+0.00buy
Arete Wealth Advisors, LLC04,707+4,7070.000.03+0.03buy
iSAM Funds (UK) Ltd04,608+4,6080.000.29+0.29buy
Atria Investments, Inc04,199+4,1990.000.00+0.00buy
Tower Research Capital LLC (TRC)7,11611,279+4,1630.020.02+0.00buy
National Pension Service334,417338,531+4,1140.040.03-0.00buy
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