Stock Transactions — NORTHERN TRUST CORP

Total Bought
7,886,486
375 transactions
Total Sold
15,839,498
362 transactions
Net
-7,953,012
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
PRUDENTIAL FINANCIAL INC134,195829,407+695,2120.020.13+0.11buy
GOLDMAN SACHS GROUP INC2,113,1152,732,929+619,8140.040.05+0.01buy
JUPITER ASSET MANAGEMENT LTD0481,898+481,8980.000.56+0.56buy
MORGAN STANLEY2,526,3912,962,239+435,8480.020.02+0.00buy
AQR CAPITAL MANAGEMENT LLC610,0971,019,531+409,4340.060.09+0.02buy
BARCLAYS PLC641,8371,042,084+400,2470.030.05+0.02buy
MILLENNIUM MANAGEMENT LLC59,831426,948+367,1170.010.05+0.04buy
PANAGORA ASSET MANAGEMENT INC289,300649,888+360,5880.170.35+0.19buy
ROYAL BANK OF CANADA454,890702,441+247,5510.010.02+0.01buy
HSBC HOLDINGS PLC439,782675,225+235,4430.040.05+0.02buy
BANK OF AMERICA CORP /DE/615,862833,167+217,3050.010.01+0.00buy
Man Group plc0169,135+169,1350.000.04+0.04buy
Quantinno Capital Management LP166,107309,067+142,9600.090.11+0.02buy
DIMENSIONAL FUND ADVISORS LP2,244,4452,378,196+133,7510.070.07+0.00buy
ExodusPoint Capital Management, LP20,259150,351+130,0920.030.28+0.25buy
CITADEL ADVISORS LLC669,717799,276+129,5590.070.09+0.01buy
NATIXIS7,229112,444+105,2150.000.08+0.08buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC458,040558,698+100,6580.400.44+0.05buy
STATE STREET CORP9,396,0509,493,634+97,5840.040.04-0.00buy
Vinva Investment Management Ltd12,449104,738+92,2890.040.27+0.23buy
FIRST TRUST ADVISORS LP1,836,0081,924,707+88,6990.190.19+0.01buy
TUDOR INVESTMENT CORP ET AL087,029+87,0290.000.08+0.08buy
Achmea Investment Management B.V.115,024196,904+81,8800.190.33+0.14buy
BALYASNY ASSET MANAGEMENT L.P.336,765413,063+76,2980.100.11+0.02buy
JANE STREET GROUP, LLC075,826+75,8260.000.01+0.01buy
HRT FINANCIAL LP072,811+72,8110.000.04+0.04buy
Cambria Investment Management, L.P.069,676+69,6760.000.57+0.57buy
BNP Paribas Asset Management Holding S.A.67,234127,142+59,9080.020.04+0.02buy
Amundi573,018631,835+58,8170.030.03+0.00buy
VICTORY CAPITAL MANAGEMENT INC740,626795,750+55,1240.060.06+0.00buy
SG Americas Securities, LLC23,11875,829+52,7110.010.04+0.02buy
Cetera Investment Advisers8,69660,832+52,1360.000.01+0.01buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.20,03071,647+51,6170.000.02+0.01buy
Oak Harvest Investment Services12,00063,604+51,6040.191.00+0.81buy
CAISSE DE DEPOT ET PLACEMENT DU QUEBEC184,428235,823+51,3950.050.06+0.01buy
Legal & General Group Plc1,366,1781,414,595+48,4170.040.04-0.00buy
Walleye Capital LLC59948,261+47,6620.000.05+0.05buy
Bank of New York Mellon Corp1,907,4081,947,456+40,0480.050.05+0.00buy
Robeco Institutional Asset Management B.V.622,136661,268+39,1320.130.13+0.00buy
Aquatic Capital Management LLC035,980+35,9800.000.09+0.09buy
Squarepoint Ops LLC5,33340,671+35,3380.000.01+0.01buy
FEDERATED HERMES, INC.489,989524,394+34,4050.120.12+0.01buy
Edgestream Partners, L.P.031,099+31,0990.000.12+0.12buy
LBP AM SA028,418+28,4180.000.05+0.05buy
PRUDENTIAL PLC4,34032,454+28,1140.000.03+0.03buy
CAPITAL FUND MANAGEMENT S.A.49,87275,964+26,0920.070.10+0.03buy
Schonfeld Strategic Advisors LLC18,18644,214+26,0280.020.04+0.02buy
D L CARLSON INVESTMENT GROUP INC025,544+25,5440.000.58+0.58buy
Graham Capital Management, L.P.2,41626,453+24,0370.010.13+0.12buy
ALLIANCEBERNSTEIN L.P.219,190241,406+22,2160.010.01+0.00buy
Entropy Technologies, LP021,889+21,8890.000.22+0.22buy
Mitsubishi UFJ Asset Management Co., Ltd.371,524391,761+20,2370.040.04+0.00buy
J. Safra Sarasin Holding AG019,046+19,0460.000.04+0.04buy
Brevan Howard Capital Management LP7,19625,373+18,1770.010.05+0.04buy
Brandywine Global Investment Management, LLC181,561199,536+17,9750.160.18+0.02buy
STATE OF WISCONSIN INVESTMENT BOARD103,112120,425+17,3130.030.04+0.01buy
LPL Financial LLC75,91293,018+17,1060.000.00+0.00buy
iSAM Funds (UK) Ltd016,742+16,7420.000.46+0.46buy
MEEDER ASSET MANAGEMENT INC35,66352,337+16,6740.280.40+0.12buy
Cinctive Capital Management LP13,54128,939+15,3980.100.19+0.10buy
Verition Fund Management LLC11,43526,391+14,9560.010.02+0.01buy
National Pension Service345,628360,527+14,8990.040.04-0.00buy
Cornerstone Planning Group LLC2114,600+14,5790.000.02+0.02buy
Jain Global LLC014,166+14,1660.000.02+0.02buy
INTECH INVESTMENT MANAGEMENT LLC9,76723,761+13,9940.010.03+0.02buy
Aberdeen Group plc182,289195,922+13,6330.040.04+0.00buy
Vest Financial, LLC136,841149,191+12,3500.250.26+0.02buy
IMC-Chicago, LLC012,226+12,2260.000.03+0.03buy
BANK OF MONTREAL /CAN/137,601149,772+12,1710.010.01-0.00buy
RNC CAPITAL MANAGEMENT LLC559,468571,329+11,8613.443.54+0.10buy
Qube Research & Technologies Ltd011,274+11,2740.000.00+0.00buy
WINTON GROUP Ltd2,10912,044+9,9350.010.06+0.05buy
Ellevest, Inc.2,87612,618+9,7420.060.24+0.18buy
Creative Planning30,46940,081+9,6120.000.00+0.00buy
Zurcher Kantonalbank (Zurich Cantonalbank)90,86799,987+9,1200.030.03+0.00buy
SIMPLEX TRADING, LLC08,816+8,8160.000.03+0.03buy
NewSquare Capital LLC798,780+8,7010.000.08+0.08buy
CWM, LLC13,23821,690+8,4520.010.01+0.00buy
Crossmark Global Holdings, Inc.8,67916,680+8,0010.020.03+0.02buy
First Pacific Financial24,59032,261+7,6710.460.60+0.14buy
Tredje AP-fonden18,42726,075+7,6480.020.03+0.01buy
NEOS Investment Management LLC16,93424,537+7,6030.030.02-0.00buy
IEQ CAPITAL, LLC4,34011,932+7,5920.000.00+0.00buy
Integrated Quantitative Investments LLC07,282+7,2820.000.28+0.28buy
Illinois Municipal Retirement Fund155,173162,141+6,9680.270.28+0.01buy
Summit Trail Advisors, LLC6,34413,273+6,9290.010.02+0.01buy
Wealthfront Advisers LLC16,01422,904+6,8900.010.01+0.00buy
ALLSTATE CORP06,870+6,8700.000.02+0.02buy
Handelsbanken Fonder AB42,23149,081+6,8500.020.02+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC17,81424,420+6,6060.000.00+0.00buy
GC Wealth Management RIA, LLC06,370+6,3700.000.03+0.03buy
FOX RUN MANAGEMENT, L.L.C.06,250+6,2500.000.13+0.13buy
Caption Management, LLC7,00013,023+6,0230.080.10+0.02buy
Permanent Capital Management, LP05,990+5,9900.000.15+0.15buy
Arax Advisory Partners4366,359+5,9230.000.01+0.01buy
Aaron Wealth Advisors LLC2,4048,114+5,7100.030.07+0.03buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM373,691379,373+5,6820.030.03+0.00buy
STRATEGY ASSET MANAGERS LLC05,660+5,6600.000.14+0.14buy
MERCER GLOBAL ADVISORS INC /ADV10,02115,594+5,5730.000.00+0.00buy
First American Bank05,548+5,5480.000.05+0.05buy
Page 1 of 10