Stock Transactions — RED CAT HLDGS INC

Total Bought
188,292
9 transactions
Total Sold
1,852,186
14 transactions
Net
-1,663,894
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
GEODE CAPITAL MANAGEMENT, LLC312,910452,147+139,2370.000.00+0.00buy
Sigma Planning Corp013,683+13,6830.000.00+0.00buy
XTX Topco Ltd011,998+11,9980.000.00+0.00buy
TWO SIGMA SECURITIES, LLC010,121+10,1210.000.00+0.00buy
N.E.W. Advisory Services LLC85,43391,433+6,0000.010.01-0.00buy
Tower Research Capital LLC (TRC)6,9999,728+2,7290.000.00+0.00buy
NORTHERN TRUST CORP51,61053,836+2,2260.000.00-0.00buy
CoreCap Advisors, LLC02,010+2,0100.000.00+0.00buy
VANGUARD GROUP INC1,297,3681,297,656+2880.000.00-0.00buy
FOUNDERS FINANCIAL SECURITIES LLC15,00015,00000.000.00-0.00hold
AWM Investment Company, Inc.5,000,0005,000,00000.580.50-0.08hold
Clearwater Capital Advisors, LLC12,50012,50000.000.00-0.00hold
Bleichroeder LP1,000,0001,000,00000.200.19-0.00hold
Pelion, Inc.898,278898,27800.460.44-0.02hold
Game Plan Financial Advisors, LLC5,0005,00000.000.00-0.00hold
COMMONWEALTH EQUITY SERVICES, LLC16,87716,87700.000.00-0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC18,39818,39800.000.00-0.00hold
WISCONSIN CAPITAL MANAGEMENT LLC20,00020,00000.010.01-0.00hold
STATE STREET CORP109,058109,05800.000.00-0.00hold
FMR LLC1000-1000.000.00-0.00sell
GROUP ONE TRADING LLC1,7451,645-1000.000.00-0.00sell
SIMPLEX TRADING, LLC4,1211,894-2,2270.000.00-0.00sell
Gradient Investments LLC2,5000-2,5000.000.00-0.00sell
Advisory Services Network, LLC4,0000-4,0000.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.225,166219,727-5,4390.000.00-0.00sell
Retirement Planning Co of New England, Inc.40,64332,714-7,9290.020.01-0.00sell
Warberg Asset Management LLC16,3100-16,3100.000.00-0.00sell
Gladstone Institutional Advisory LLC46,50010,000-36,5000.000.00-0.00sell
ENVESTNET ASSET MANAGEMENT INC71,59621,269-50,3270.000.00-0.00sell
AIGH Capital Management LLC5,026,1044,964,873-61,2311.751.83+0.08sell
OSAIC HOLDINGS, INC.70,4450-70,4450.000.00-0.00sell
Connective Capital Management, LLC344,0810-344,0810.260.00-0.26sell
Worth Venture Partners, LLC1,250,9970-1,250,9970.600.00-0.60sell
Page 1 of 1