| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 24,345 | 224,345 | +200,000 | 0.02 | 0.14 | +0.13 | buy |
| SIT INVESTMENT ASSOCIATES INC | 10,089 | 162,520 | +152,431 | 0.00 | 0.05 | +0.05 | buy |
| GUGGENHEIM CAPITAL LLC | 87,015 | 177,867 | +90,852 | 0.01 | 0.02 | +0.01 | buy |
| Allspring Global Investments Holdings, LLC | 21,485 | 85,943 | +64,458 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 27,238 | +27,238 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 194,481 | 220,220 | +25,739 | 1.03 | 1.12 | +0.09 | buy |
| Logan Stone Capital, LLC | 0 | 23,840 | +23,840 | 0.00 | 0.07 | +0.07 | buy |
| BANK OF AMERICA CORP /DE/ | 99,542 | 118,424 | +18,882 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 139,718 | 156,088 | +16,370 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Advisors, LLC | 129,883 | 145,122 | +15,239 | 0.04 | 0.04 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,417 | 29,448 | +7,031 | 0.03 | 0.03 | +0.01 | buy |
| UBS Group AG | 10,993 | 17,957 | +6,964 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 11,100 | 14,700 | +3,600 | 0.01 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 62,565 | 66,021 | +3,456 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 33,631 | 35,193 | +1,562 | 0.00 | 0.00 | -0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 251 | +251 | 0.00 | 0.00 | +0.00 | buy |
| Gould Capital, LLC | 3,268 | 3,385 | +117 | 0.03 | 0.03 | +0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 773 | 773 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 23,927 | 23,927 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOERTKORN RICHARD CHARLES | 17,200 | 17,200 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Mascoma Wealth Management LLC | 50 | 50 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOEY INVESTMENTS, INC | 222 | 222 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tyler-Stone Wealth Management | 34 | 34 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WELLS FARGO & COMPANY/MN | 9,782 | 9,782 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hennion & Walsh Asset Management, Inc. | 53,108 | 53,004 | -104 | 0.04 | 0.04 | -0.00 | sell |
| PSI Advisors, LLC | 130 | 0 | -130 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 25,688 | 25,251 | -437 | 0.07 | 0.05 | -0.02 | sell |
| Bogart Wealth, LLC | 500 | 0 | -500 | 0.00 | 0.00 | -0.00 | sell |
| PHILADELPHIA TRUST CO | 33,813 | 32,813 | -1,000 | 0.04 | 0.03 | -0.01 | sell |
| Advisory Services Network, LLC | 2,187 | 0 | -2,187 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 110,243 | 106,193 | -4,050 | 0.03 | 0.02 | -0.00 | sell |
| NewEdge Advisors, LLC | 52,354 | 47,054 | -5,300 | 0.01 | 0.01 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 99,556 | 94,243 | -5,313 | 0.00 | 0.00 | +0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,727 | 0 | -15,727 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 73,777 | 30,427 | -43,350 | 0.01 | 0.01 | -0.01 | sell |
| 1607 Capital Partners, LLC | 766,901 | 415,980 | -350,921 | 0.70 | 0.45 | -0.25 | sell |