| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 1,544,967 | 1,646,996 | +102,029 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 0 | 32,616 | +32,616 | 0.00 | 0.00 | +0.00 | buy |
| Woodline Partners LP | 180,230 | 209,945 | +29,715 | 0.02 | 0.04 | +0.01 | buy |
| VANGUARD GROUP INC | 638,813 | 668,111 | +29,298 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 27,363 | +27,363 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 11,900 | 28,900 | +17,000 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 13,571 | +13,571 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 153,483 | 167,035 | +13,552 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 203,601 | 211,977 | +8,376 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 8,074 | +8,074 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 7,581 | +7,581 | 0.00 | 0.00 | +0.00 | buy |
| Man Group plc | 0 | 6,397 | +6,397 | 0.00 | 0.00 | +0.00 | buy |
| MACQUARIE GROUP LTD | 3,466 | 6,932 | +3,466 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 26,375 | 29,375 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 880 | 3,226 | +2,346 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 59,790 | 61,351 | +1,561 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 27,921 | 29,190 | +1,269 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 1,614 | 2,856 | +1,242 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 591,673 | 592,902 | +1,229 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 94,222 | 95,344 | +1,122 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 5,387 | 6,477 | +1,090 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 22 | 778 | +756 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 5,300 | 5,677 | +377 | 0.00 | 0.00 | +0.00 | buy |
| FEDERATED HERMES, INC. | 0 | 227 | +227 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 0 | 171 | +171 | 0.00 | 0.00 | +0.00 | buy |
| Optiver Holding B.V. | 0 | 150 | +150 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 94 | 206 | +112 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspire Advisors, LLC | 0 | 100 | +100 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 3,479 | 3,554 | +75 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 47 | +47 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 0 | 35 | +35 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 120 | 152 | +32 | 0.00 | 0.00 | +0.00 | buy |
| Tortoise Investment Management, LLC | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 582 | 583 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 1 | +1 | 0.00 | 0.00 | -0.00 | buy |
| SBI Securities Co., Ltd. | 12 | 13 | +1 | 0.00 | 0.00 | +0.00 | buy |
| Ameritas Investment Partners, Inc. | 959 | 959 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BVF INC/IL | 2,590,303 | 2,590,303 | 0 | 2.33 | 4.05 | +1.71 | hold |
| RBF Capital, LLC | 30,616 | 30,616 | 0 | 0.04 | 0.05 | +0.02 | hold |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 14,676 | 14,676 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Opaleye Management Inc. | 255,087 | 255,087 | 0 | 1.30 | 1.39 | +0.09 | hold |
| EverSource Wealth Advisors, LLC | 79 | 79 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Truvestments Capital LLC | 290 | 290 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Costello Asset Management, INC | 600 | 600 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 12,706 | 12,706 | 0 | 0.00 | 0.00 | +0.00 | hold |
| True Wealth Design, LLC | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 1 | 1 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GAMMA Investing LLC | 102 | 102 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 976 | 976 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 2,362 | 2,362 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 3 | 3 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AMALGAMATED BANK | 247 | 247 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NISA INVESTMENT ADVISORS, LLC | 19 | 19 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DEUTSCHE BANK AG\ | 8,476 | 8,476 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Covestor Ltd | 58 | 0 | -58 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 13,249 | 13,171 | -78 | 0.00 | 0.00 | +0.00 | sell |
| JPMORGAN CHASE & CO | 4,440 | 3,796 | -644 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 5,140 | 4,312 | -828 | 0.00 | 0.00 | +0.00 | sell |
| GROUP ONE TRADING LLC | 900 | 0 | -900 | 0.00 | 0.00 | -0.00 | sell |
| NATIXIS | 1,462 | 372 | -1,090 | 0.00 | 0.00 | -0.00 | sell |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | 26,200 | 24,980 | -1,220 | 0.02 | 0.02 | +0.00 | sell |
| PANAGORA ASSET MANAGEMENT INC | 18,379 | 17,094 | -1,285 | 0.00 | 0.00 | +0.00 | sell |
| Tower Research Capital LLC (TRC) | 2,273 | 408 | -1,865 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 3,713 | 316 | -3,397 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 16,640 | 13,224 | -3,416 | 0.00 | 0.00 | +0.00 | sell |
| TLS Advisors LLC | 119,044 | 114,867 | -4,177 | 9.36 | 11.01 | +1.65 | sell |
| RAYMOND JAMES FINANCIAL INC | 4,600 | 0 | -4,600 | 0.00 | 0.00 | -0.00 | sell |
| LAZARD ASSET MANAGEMENT LLC | 4,819 | 0 | -4,819 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 1,079,588 | 1,074,325 | -5,263 | 0.00 | 0.00 | +0.00 | sell |
| HighVista Strategies LLC | 114,548 | 105,714 | -8,834 | 1.06 | 1.00 | -0.06 | sell |
| CM Management, LLC | 64,000 | 48,000 | -16,000 | 1.47 | 1.54 | +0.07 | sell |
| UBS Group AG | 16,110 | 0 | -16,110 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 16,308 | 0 | -16,308 | 0.00 | 0.00 | -0.00 | sell |
| OCCUDO QUANTITATIVE STRATEGIES LP | 20,925 | 0 | -20,925 | 0.00 | 0.00 | -0.00 | sell |
| Stonepine Capital Management, LLC | 152,143 | 115,459 | -36,684 | 3.78 | 3.62 | -0.16 | sell |