Stock Transactions — Oppenheimer Holdings Inc

Total Bought
479,758
61 transactions
Total Sold
426,765
40 transactions
Net
+52,993
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CHARLES SCHWAB INVESTMENT MANAGEMENT INC41,60091,348+49,7480.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC255,066299,211+44,1450.010.01+0.00buy
Invesco Ltd.037,659+37,6590.000.00+0.00buy
ALGERT GLOBAL LLC4,08733,779+29,6920.010.04+0.04buy
JPMORGAN CHASE & CO44,84269,438+24,5960.000.00+0.00buy
GOLDMAN SACHS GROUP INC20,87340,500+19,6270.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC53,73973,252+19,5130.000.00+0.00buy
ROYCE & ASSOCIATES LP95,282112,404+17,1220.060.08+0.02buy
MARSHALL WACE, LLP30,64846,369+15,7210.000.00+0.00buy
Russell Investments Group, Ltd.015,273+15,2730.000.00+0.00buy
D. E. Shaw & Co., Inc.25,92540,444+14,5190.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC19,50033,800+14,3000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS12,17925,780+13,6010.000.00+0.00buy
Voleon Capital Management LP012,925+12,9250.000.02+0.02buy
Qube Research & Technologies Ltd11,11021,701+10,5910.000.00+0.00buy
VANGUARD GROUP INC415,688426,033+10,3450.000.00+0.00buy
Round Rock Advisors, LLC08,924+8,9240.000.10+0.10buy
BANK OF AMERICA CORP /DE/25,24934,121+8,8720.000.00+0.00buy
Penn Capital Management Company, LLC08,659+8,6590.000.05+0.05buy
Boston Partners70,69178,941+8,2500.010.01+0.00buy
Walleye Capital LLC06,165+6,1650.000.00+0.00buy
Cubist Systematic Strategies, LLC06,040+6,0400.000.01+0.01buy
Quadrature Capital Ltd05,940+5,9400.000.01+0.01buy
Virtu Financial LLC04,750+4,7500.000.02+0.02buy
Connor, Clark & Lunn Investment Management Ltd.13,88518,632+4,7470.000.00+0.00buy
Jump Financial, LLC3,7197,820+4,1010.000.01+0.01buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP04,049+4,0490.000.00+0.00buy
Susquehanna Portfolio Strategies, LLC4,3427,964+3,6220.010.01+0.00buy
Engineers Gate Manager LP03,567+3,5670.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd9,85813,294+3,4360.020.02+0.01buy
Verition Fund Management LLC3,4276,828+3,4010.000.00+0.00buy
NorthCrest Asset Manangement, LLC7,95011,350+3,4000.010.02+0.00buy
Man Group plc11,23314,589+3,3560.000.00+0.00buy
Quantbot Technologies LP1,6995,035+3,3360.000.01+0.01buy
Centiva Capital, LP03,150+3,1500.000.02+0.02buy
STIFEL FINANCIAL CORP03,013+3,0130.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP490,307493,218+2,9110.010.01+0.00buy
ExodusPoint Capital Management, LP02,870+2,8700.000.00+0.00buy
Metis Global Partners, LLC02,794+2,7940.000.00+0.00buy
Empowered Funds, LLC16,48319,258+2,7750.010.01+0.00buy
SG Americas Securities, LLC02,507+2,5070.000.00+0.00buy
Aquatic Capital Management LLC3102,805+2,4950.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC15,72417,527+1,8030.000.00+0.00buy
CITADEL ADVISORS LLC30,92232,613+1,6910.000.00+0.00buy
CAXTON ASSOCIATES LLP3,4575,083+1,6260.010.01+0.00buy
Brandywine Global Investment Management, LLC24,85826,458+1,6000.010.01+0.00buy
BlackRock, Inc.168,092169,667+1,5750.000.00+0.00buy
Brevan Howard Capital Management LP4,2885,773+1,4850.000.01+0.00buy
GEODE CAPITAL MANAGEMENT, LLC67,88568,985+1,1000.000.00+0.00buy
CORSAIR CAPITAL MANAGEMENT, L.P.8,94310,043+1,1000.110.13+0.02buy
QUADRANT CAPITAL GROUP LLC0451+4510.000.00+0.00buy
State of Alaska, Department of Revenue0425+4250.000.00+0.00buy
Inspire Investing, LLC5,9656,122+1570.040.04+0.00buy
CITIGROUP INC696778+820.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC081+810.000.00+0.00buy
BESSEMER GROUP INC042+420.000.00+0.00buy
HARBOUR INVESTMENTS, INC.015+150.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL28,79828,808+100.010.01-0.00buy
Farther Finance Advisors, LLC05+50.000.00+0.00buy
US BANCORP \DE\4244+20.000.00+0.00buy
Arax Advisory Partners01+10.000.00+0.00buy
RBF Capital, LLC165,000165,00000.540.56+0.02hold
JB CAPITAL PARTNERS LP503,954503,95406.146.30+0.16hold
Neuberger Berman Group LLC30,15530,15500.000.00+0.00hold
CAPTRUST FINANCIAL ADVISORS7,0007,00000.000.00+0.00hold
Arbiter Partners Capital Management LLC54,99954,99903.212.79-0.42hold
BOOTHBAY FUND MANAGEMENT, LLC32,09932,09900.060.06-0.00hold
Allworth Financial LP343400.000.00+0.00hold
Parallel Advisors, LLC74974900.000.00+0.00hold
Avion Wealth111100.000.000.00hold
Missouri Trust & Investment Co1,9001,90000.040.04+0.00hold
ARMSTRONG ADVISORY GROUP, INC606000.000.00+0.00hold
WealthCollab, LLC30030000.010.01-0.00hold
Clearstead Advisors, LLC21421400.000.00+0.00hold
BOKF, NA23,85023,85000.030.03+0.00hold
GAMMA Investing LLC3125-60.000.00-0.00sell
FIFTH THIRD BANCORP3225-70.000.00-0.00sell
Brooklyn Investment Group90-90.000.00-0.00sell
CWM, LLC370-370.000.00-0.00sell
OCCUDO QUANTITATIVE STRATEGIES LP4,2834,239-440.030.04+0.01sell
AlphaQuest LLC3,3883,260-1280.020.02-0.01sell
AMERIPRISE FINANCIAL INC5,9185,766-1520.000.00+0.00sell
RHUMBLINE ADVISERS380215-1650.000.00-0.00sell
Tower Research Capital LLC (TRC)751545-2060.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC16,80216,556-2460.010.01-0.00sell
Bank of New York Mellon Corp12,09011,683-4070.000.00+0.00sell
FMR LLC13,16012,530-6300.000.00-0.00sell
STATE STREET CORP33,23132,171-1,0600.000.00+0.00sell
NORTHERN TRUST CORP17,17215,837-1,3350.000.00-0.00sell
SIMPLEX TRADING, LLC1,37733-1,3440.000.00-0.00sell
Beverly Hills Private Wealth, LLC21,03819,433-1,6050.260.25-0.01sell
POLEN CAPITAL MANAGEMENT LLC17,98216,343-1,6390.000.00+0.00sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP75,86672,884-2,9820.000.00-0.00sell
PDT Partners, LLC7,7574,583-3,1740.030.02-0.01sell
MORGAN STANLEY89,88786,570-3,3170.000.00+0.00sell
OMERS ADMINISTRATION Corp3,6000-3,6000.000.00-0.00sell
Fisher Asset Management, LLC30,70926,664-4,0450.000.00-0.00sell
OPPENHEIMER & CO INC4,5000-4,5000.000.00-0.00sell
MACKENZIE FINANCIAL CORP5,2400-5,2400.000.00-0.00sell
HRT FINANCIAL LP17,58211,049-6,5330.010.00-0.00sell
Page 1 of 2