Stock Transactions — ELLSWORTH GROWTH & INCOME FD

Total Bought
705,693
29 transactions
Total Sold
129,314
16 transactions
Net
+576,379
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Cornerstone Advisors, LLC164,745337,023+172,2780.060.11+0.05buy
Shaker Financial Services, LLC097,238+97,2380.000.31+0.31buy
Logan Stone Capital, LLC052,036+52,0360.000.09+0.09buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.39,09784,693+45,5960.030.06+0.03buy
WELLS FARGO & COMPANY/MN1,007,1801,048,793+41,6130.000.00-0.00buy
AQR Arbitrage LLC101,004141,194+40,1900.030.04+0.01buy
RPO LLC035,664+35,6640.000.43+0.43buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC14,02946,560+32,5310.030.08+0.05buy
Saba Capital Management, L.P.635,309662,416+27,1070.130.12-0.01buy
Matisse Capital026,176+26,1760.000.10+0.10buy
Modera Wealth Management, LLC022,294+22,2940.000.00+0.00buy
AMERIPRISE FINANCIAL INC350,876372,281+21,4050.000.00-0.00buy
MORGAN STANLEY220,497239,686+19,1890.000.00-0.00buy
HighTower Advisors, LLC016,091+16,0910.000.00+0.00buy
STIFEL FINANCIAL CORP010,700+10,7000.000.00+0.00buy
Baird Financial Group, Inc.129,503140,115+10,6120.000.00+0.00buy
CEERA INVESTMENTS, LLC010,219+10,2190.000.04+0.04buy
WOLVERINE ASSET MANAGEMENT LLC87,91993,850+5,9310.010.01+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC311,221317,034+5,8130.010.01-0.00buy
CoreCap Advisors, LLC04,715+4,7150.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.12,00015,022+3,0220.000.00+0.00buy
FourThought Financial Partners, LLC114,231116,141+1,9100.120.11-0.01buy
LPL Financial LLC15,29616,851+1,5550.000.00-0.00buy
Bulldog Investors, LLP76,93477,734+8000.200.21+0.00buy
Cetera Investment Advisers10,86911,355+4860.000.00-0.00buy
BESSEMER GROUP INC0417+4170.000.00+0.00buy
COMERICA BANK3,7413,796+550.000.00-0.00buy
Avior Wealth Management, LLC2,1552,190+350.000.00-0.00buy
GAMMA Investing LLC015+150.000.00+0.00buy
PRINCIPAL SECURITIES, INC.33033000.000.00-0.00hold
TWIN FOCUS CAPITAL PARTNERS, LLC18,60018,60000.010.03+0.01hold
MERIDIAN INVESTMENT COUNSEL INC.11,10011,10000.030.03-0.00hold
Private Advisor Group, LLC21,52421,52400.000.00-0.00hold
IFP Advisors, Inc868600.000.00-0.00hold
Parallel Advisors, LLC2200.000.00-0.00hold
GPS Wealth Strategies Group, LLC37737700.000.00-0.00hold
OAK HARBOR WEALTH PARTNERS, LLC14,62614,62600.040.04-0.00hold
Ruggaard & Associates LLC18,77218,77200.080.07-0.01hold
HUNTINGTON NATIONAL BANK0000.000.00-0.00hold
ALTFEST L J & CO INC11,63611,63600.010.01-0.00hold
FIRST MANHATTAN CO. LLC.505000.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
Institute for Wealth Management, LLC.60,70260,685-170.080.06-0.02sell
US BANCORP \DE\200125-750.000.00-0.00sell
Pathstone Holdings, LLC93,58492,758-8260.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC23,47922,141-1,3380.000.00-0.00sell
OSAIC HOLDINGS, INC.31,21129,586-1,6250.000.00+0.00sell
Aviance Capital Partners, LLC31,30429,449-1,8550.050.04-0.02sell
Advisors Asset Management, Inc.283,637281,333-2,3040.050.04-0.00sell
UBS Group AG34,71831,978-2,7400.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.26,33422,812-3,5220.000.00-0.00sell
Old Port Advisors32,59628,779-3,8170.090.07-0.02sell
ROYAL BANK OF CANADA37,31332,273-5,0400.000.00-0.00sell
WNY Asset Management, LLC173,528167,797-5,7310.240.21-0.03sell
NewEdge Advisors, LLC70,86564,237-6,6280.010.00-0.00sell
GUGGENHEIM CAPITAL LLC263,422237,353-26,0690.020.01-0.00sell
CAPTRUST FINANCIAL ADVISORS52,25325,287-26,9660.000.00-0.00sell
Invesco Ltd.139,94799,186-40,7610.000.00-0.00sell
Page 1 of 1