Stock TransactionsELLSWORTH GROWTH & INCOME FD

Total Bought
214,732
6 transactions
Total Sold
76,616
5 transactions
Net
+138,116
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
SIT INVESTMENT ASSOCIATES INC318,285475,568+157,2830.070.10+0.03buy
Shaker Financial Services, LLC106,451141,706+35,2550.400.50+0.11buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC138,308150,961+12,6530.260.26+0.00buy
K2 PRINCIPAL FUND, L.P.15,19323,785+8,5920.020.03+0.01buy
UHLMANN PRICE SECURITIES, LLC59,66160,478+8170.440.40-0.03buy
Aviance Capital Partners, LLC29,80729,939+1320.040.04-0.00buy
Old Port Advisors19,71219,061-6510.050.05-0.00sell
Bulldog Investors, LLP314,426312,463-1,9630.800.77-0.03sell
Institute for Wealth Management, LLC.59,07856,370-2,7080.070.07-0.01sell
AQR Arbitrage LLC96,08271,637-24,4450.020.02-0.01sell
WNY Asset Management, LLC130,17183,322-46,8490.160.09-0.07sell
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