Stock Transactions — ELLSWORTH GROWTH & INCOME FD

Total Bought
54,145
17 transactions
Total Sold
280,123
18 transactions
Net
-225,978
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Advisors Asset Management, Inc.393,918405,352+11,4340.080.08-0.00buy
ENVESTNET ASSET MANAGEMENT INC010,084+10,0840.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC199,783208,201+8,4180.340.33-0.01buy
ROYAL BANK OF CANADA47,35455,309+7,9550.000.00+0.00buy
WOLVERINE ASSET MANAGEMENT LLC03,859+3,8590.000.00+0.00buy
GUGGENHEIM CAPITAL LLC164,329166,514+2,1850.010.01+0.00buy
OSAIC HOLDINGS, INC.16,31918,458+2,1390.000.00+0.00buy
Private Advisor Group, LLC25,09927,015+1,9160.000.00+0.00buy
Waverly Advisors, LLC41,19942,499+1,3000.000.00-0.00buy
WELLS FARGO & COMPANY/MN946,404947,639+1,2350.000.00-0.00buy
UHLMANN PRICE SECURITIES, LLC67,71868,718+1,0000.470.05-0.42buy
Invesco Ltd.232,215233,133+9180.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.16,70217,470+7680.000.00-0.00buy
SIT INVESTMENT ASSOCIATES INC932,552933,053+5010.210.21-0.00buy
HIGHLINE WEALTH PARTNERS LLC0250+2500.000.00+0.00buy
Aviance Capital Partners, LLC30,58030,754+1740.040.04-0.00buy
AdvisorNet Financial, Inc3,0323,041+90.000.00-0.00buy
MAI Capital Management2,0002,00000.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC81,49081,49000.010.01-0.00hold
MERIDIAN INVESTMENT COUNSEL INC.11,10011,10000.030.03-0.00hold
K2 PRINCIPAL FUND, L.P.24,61924,61900.030.03-0.00hold
CAPTRUST FINANCIAL ADVISORS22,19822,19800.000.00-0.00hold
Focus Partners Wealth32,00632,00600.000.00-0.00hold
Sunbelt Securities, Inc.2,0002,00000.000.00-0.00hold
Parallel Advisors, LLC2200.000.00-0.00hold
Ruggaard & Associates LLC18,77218,77200.090.08-0.00hold
Beckerman Institutional, LLC12,79412,79400.080.08-0.01hold
COMMONWEALTH EQUITY SERVICES, LLC32,59232,59200.000.00+0.00hold
JONES FINANCIAL COMPANIES LLLP45545500.000.00-0.00hold
GAMMA Investing LLC150-150.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC81,36981,328-410.000.00-0.00sell
Sound Income Strategies, LLC620-620.000.00-0.00sell
VALLEY NATIONAL ADVISERS INC3330-3330.000.00-0.00sell
Institute for Wealth Management, LLC.53,85752,756-1,1010.070.06-0.00sell
Cape Investment Advisory, Inc.1,7670-1,7670.010.00-0.01sell
Old Port Advisors14,32712,416-1,9110.040.03-0.01sell
NewEdge Advisors, LLC68,98764,650-4,3370.000.00-0.00sell
AMERIPRISE FINANCIAL INC107,816102,042-5,7740.000.00-0.00sell
Shaker Financial Services, LLC29,64723,431-6,2160.110.09-0.02sell
Baird Financial Group, Inc.144,880135,153-9,7270.000.00-0.00sell
MORGAN STANLEY154,779144,347-10,4320.000.00-0.00sell
Cetera Investment Advisers11,0120-11,0120.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC62,14739,594-22,5530.000.00-0.00sell
Pathstone Holdings, LLC277,902247,149-30,7530.010.01-0.00sell
Bulldog Investors, LLP267,836228,613-39,2230.690.57-0.12sell
WNY Asset Management, LLC58,5190-58,5190.070.00-0.07sell
Saba Capital Management, L.P.1,680,6201,604,273-76,3470.660.57-0.08sell
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