| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,680,620 | 1,604,273 | -76,347 | 0.66 | 0.57 | -0.08 | sell |
| WELLS FARGO & COMPANY/MN | 946,404 | 947,639 | +1,235 | 0.00 | 0.00 | -0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 932,552 | 933,053 | +501 | 0.21 | 0.21 | -0.00 | buy |
| Advisors Asset Management, Inc. | 393,918 | 405,352 | +11,434 | 0.08 | 0.08 | -0.00 | buy |
| Pathstone Holdings, LLC | 277,902 | 247,149 | -30,753 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 232,215 | 233,133 | +918 | 0.00 | 0.00 | -0.00 | buy |
| Bulldog Investors, LLP | 267,836 | 228,613 | -39,223 | 0.69 | 0.57 | -0.12 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 199,783 | 208,201 | +8,418 | 0.34 | 0.33 | -0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 164,329 | 166,514 | +2,185 | 0.01 | 0.01 | +0.00 | buy |
| MORGAN STANLEY | 154,779 | 144,347 | -10,432 | 0.00 | 0.00 | -0.00 | sell |
| Baird Financial Group, Inc. | 144,880 | 135,153 | -9,727 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 107,816 | 102,042 | -5,774 | 0.00 | 0.00 | -0.00 | sell |
| CAPSTONE INVESTMENT ADVISORS, LLC | 81,490 | 81,490 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 81,369 | 81,328 | -41 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 67,718 | 68,718 | +1,000 | 0.47 | 0.05 | -0.42 | buy |
| NewEdge Advisors, LLC | 68,987 | 64,650 | -4,337 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 47,354 | 55,309 | +7,955 | 0.00 | 0.00 | +0.00 | buy |
| Institute for Wealth Management, LLC. | 53,857 | 52,756 | -1,101 | 0.07 | 0.06 | -0.00 | sell |
| Waverly Advisors, LLC | 41,199 | 42,499 | +1,300 | 0.00 | 0.00 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 62,147 | 39,594 | -22,553 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 32,592 | 32,592 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Focus Partners Wealth | 32,006 | 32,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aviance Capital Partners, LLC | 30,580 | 30,754 | +174 | 0.04 | 0.04 | -0.00 | buy |
| Private Advisor Group, LLC | 25,099 | 27,015 | +1,916 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 24,619 | 24,619 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Shaker Financial Services, LLC | 29,647 | 23,431 | -6,216 | 0.11 | 0.09 | -0.02 | sell |
| CAPTRUST FINANCIAL ADVISORS | 22,198 | 22,198 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ruggaard & Associates LLC | 18,772 | 18,772 | 0 | 0.09 | 0.08 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 16,319 | 18,458 | +2,139 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 16,702 | 17,470 | +768 | 0.00 | 0.00 | -0.00 | buy |
| Beckerman Institutional, LLC | 12,794 | 12,794 | 0 | 0.08 | 0.08 | -0.01 | hold |
| Old Port Advisors | 14,327 | 12,416 | -1,911 | 0.04 | 0.03 | -0.01 | sell |
| MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | 11,100 | 0 | 0.03 | 0.03 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 0 | 10,084 | +10,084 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 3,859 | +3,859 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 3,032 | 3,041 | +9 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JONES FINANCIAL COMPANIES LLLP | 455 | 455 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 250 | +250 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 11,012 | 0 | -11,012 | 0.00 | 0.00 | -0.00 | sell |
| Sound Income Strategies, LLC | 62 | 0 | -62 | 0.00 | 0.00 | -0.00 | sell |
| WNY Asset Management, LLC | 58,519 | 0 | -58,519 | 0.07 | 0.00 | -0.07 | sell |
| Cape Investment Advisory, Inc. | 1,767 | 0 | -1,767 | 0.01 | 0.00 | -0.01 | sell |
| GAMMA Investing LLC | 15 | 0 | -15 | 0.00 | 0.00 | -0.00 | sell |
| VALLEY NATIONAL ADVISERS INC | 333 | 0 | -333 | 0.00 | 0.00 | -0.00 | sell |