| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 475,568 | 772,042 | +296,474 | 0.10 | 0.17 | +0.07 | buy |
| Saba Capital Management, L.P. | 1,403,987 | 1,627,221 | +223,234 | 0.35 | 0.45 | +0.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 47,071 | 136,527 | +89,456 | 0.01 | 0.02 | +0.02 | buy |
| Pathstone Holdings, LLC | 216,219 | 274,636 | +58,417 | 0.01 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 122,838 | 161,109 | +38,271 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 52,067 | 75,407 | +23,340 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 32,657 | 47,849 | +15,192 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 150,961 | 161,032 | +10,071 | 0.26 | 0.28 | +0.02 | buy |
| Global Retirement Partners, LLC | 0 | 7,267 | +7,267 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 141,422 | 148,511 | +7,089 | 0.01 | 0.01 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 60,478 | 66,680 | +6,202 | 0.40 | 0.49 | +0.08 | buy |
| AdvisorNet Financial, Inc | 0 | 3,007 | +3,007 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 21,831 | 24,237 | +2,406 | 0.00 | 0.00 | +0.00 | buy |
| Flaharty Asset Management, LLC | 0 | 1,859 | +1,859 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 13,821 | 15,356 | +1,535 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 143,680 | 145,155 | +1,475 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 16,989 | 18,329 | +1,340 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Advisors, LLC | 0 | 772 | +772 | 0.00 | 0.00 | +0.00 | buy |
| AMERIFLEX GROUP, INC. | 1,317 | 1,944 | +627 | 0.00 | 0.01 | +0.01 | buy |
| VALLEY NATIONAL ADVISERS INC | 0 | 333 | +333 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 29,939 | 30,095 | +156 | 0.04 | 0.04 | +0.00 | buy |
| Waverly Advisors, LLC | 42,285 | 42,423 | +138 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 79,455 | 79,542 | +87 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 81,490 | 81,490 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | 11,100 | 0 | 0.03 | 0.03 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 23,785 | 23,785 | 0 | 0.03 | 0.04 | +0.01 | hold |
| Bulldog Investors, LLP | 312,463 | 312,463 | 0 | 0.77 | 0.81 | +0.04 | hold |
| CAPTRUST FINANCIAL ADVISORS | 22,198 | 22,198 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kovitz Investment Group Partners, LLC | 32,006 | 32,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cetera Investment Advisers | 10,756 | 10,756 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 253 | 253 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 382 | 382 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OAK HARBOR WEALTH PARTNERS, LLC | 11,536 | 11,536 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Cape Investment Advisory, Inc. | 1,767 | 1,767 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Ruggaard & Associates LLC | 18,772 | 18,772 | 0 | 0.07 | 0.08 | +0.00 | hold |
| GAMMA Investing LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beckerman Institutional, LLC | 12,794 | 12,794 | 0 | 0.08 | 0.09 | +0.00 | hold |
| ALTFEST L J & CO INC | 11,636 | 11,636 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| HighTower Advisors, LLC | 11,057 | 10,868 | -189 | 0.00 | 0.00 | +0.00 | sell |
| Institute for Wealth Management, LLC. | 56,370 | 55,858 | -512 | 0.07 | 0.06 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 20,012 | 19,419 | -593 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,194 | 18,694 | -1,500 | 0.00 | 0.00 | -0.00 | sell |
| Sunbelt Securities, Inc. | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 2,384 | 89 | -2,295 | 0.00 | 0.00 | -0.00 | sell |
| Elequin Capital, LP | 2,991 | 0 | -2,991 | 0.01 | 0.00 | -0.01 | sell |
| Old Port Advisors | 19,061 | 15,596 | -3,465 | 0.05 | 0.04 | -0.01 | sell |
| WNY Asset Management, LLC | 83,322 | 69,822 | -13,500 | 0.09 | 0.08 | -0.01 | sell |
| AQR Arbitrage LLC | 71,637 | 51,831 | -19,806 | 0.02 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 141,706 | 108,007 | -33,699 | 0.50 | 0.40 | -0.10 | sell |
| AMERIPRISE FINANCIAL INC | 287,175 | 245,858 | -41,317 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 217,121 | 133,506 | -83,615 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 261,766 | 170,355 | -91,411 | 0.04 | 0.03 | -0.01 | sell |
| MORGAN STANLEY | 269,453 | 174,315 | -95,138 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 1,024,682 | 920,341 | -104,341 | 0.00 | 0.00 | -0.00 | sell |