| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 3,859 | 76,777 | +72,918 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 208,201 | 239,144 | +30,943 | 0.33 | 0.39 | +0.06 | buy |
| GUGGENHEIM CAPITAL LLC | 166,514 | 193,775 | +27,261 | 0.01 | 0.02 | +0.00 | buy |
| Shaker Financial Services, LLC | 23,431 | 45,699 | +22,268 | 0.09 | 0.19 | +0.10 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 10,084 | 32,332 | +22,248 | 0.00 | 0.00 | +0.00 | buy |
| CEERA INVESTMENTS, LLC | 0 | 13,719 | +13,719 | 0.00 | 0.08 | +0.08 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 11,650 | +11,650 | 0.00 | 0.01 | +0.01 | buy |
| UHLMANN PRICE SECURITIES, LLC | 68,718 | 73,888 | +5,170 | 0.05 | 0.04 | -0.02 | buy |
| IFG Advisory, LLC | 0 | 4,053 | +4,053 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 933,053 | 936,651 | +3,598 | 0.21 | 0.23 | +0.02 | buy |
| AMERIPRISE FINANCIAL INC | 102,042 | 104,102 | +2,060 | 0.00 | 0.00 | +0.00 | buy |
| Cape Investment Advisory, Inc. | 0 | 1,767 | +1,767 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 18,458 | 19,831 | +1,373 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 1,300 | +1,300 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 0 | 1,218 | +1,218 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 30,754 | 30,905 | +151 | 0.04 | 0.04 | +0.00 | buy |
| Global Retirement Partners, LLC | 2,052 | 2,116 | +64 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 27,015 | 27,029 | +14 | 0.00 | 0.00 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 81,490 | 81,490 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | 11,100 | 0 | 0.03 | 0.03 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 24,619 | 24,619 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Saba Capital Management, L.P. | 1,604,273 | 1,604,273 | 0 | 0.57 | 0.65 | +0.07 | hold |
| Focus Partners Wealth | 32,006 | 32,006 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallel Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ruggaard & Associates LLC | 18,772 | 18,772 | 0 | 0.08 | 0.09 | +0.01 | hold |
| Beckerman Institutional, LLC | 12,794 | 12,794 | 0 | 0.08 | 0.08 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 32,592 | 32,592 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 81,328 | 81,328 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 17,470 | 17,438 | -32 | 0.00 | 0.00 | +0.00 | sell |
| HIGHLINE WEALTH PARTNERS LLC | 250 | 0 | -250 | 0.00 | 0.00 | -0.00 | sell |
| Old Port Advisors | 12,416 | 11,967 | -449 | 0.03 | 0.03 | -0.00 | sell |
| JONES FINANCIAL COMPANIES LLLP | 455 | 0 | -455 | 0.00 | 0.00 | -0.00 | sell |
| Institute for Wealth Management, LLC. | 52,756 | 52,289 | -467 | 0.06 | 0.06 | -0.00 | sell |
| Bulldog Investors, LLP | 228,613 | 228,134 | -479 | 0.57 | 0.66 | +0.09 | sell |
| ROYAL BANK OF CANADA | 55,309 | 54,655 | -654 | 0.00 | 0.00 | +0.00 | sell |
| MORGAN STANLEY | 144,347 | 142,802 | -1,545 | 0.00 | 0.00 | +0.00 | sell |
| Baird Financial Group, Inc. | 135,153 | 133,444 | -1,709 | 0.00 | 0.00 | +0.00 | sell |
| MAI Capital Management | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 39,594 | 37,508 | -2,086 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 405,352 | 402,884 | -2,468 | 0.08 | 0.08 | +0.01 | sell |
| AdvisorNet Financial, Inc | 3,041 | 555 | -2,486 | 0.00 | 0.00 | -0.00 | sell |
| Waverly Advisors, LLC | 42,499 | 38,919 | -3,580 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 22,198 | 18,242 | -3,956 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 64,650 | 49,984 | -14,666 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 947,639 | 931,846 | -15,793 | 0.00 | 0.00 | +0.00 | sell |
| Pathstone Holdings, LLC | 247,149 | 209,392 | -37,757 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 233,133 | 191,598 | -41,535 | 0.00 | 0.00 | -0.00 | sell |