| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 92,979 | 314,426 | +221,447 | 0.28 | 0.80 | +0.51 | buy |
| SIT INVESTMENT ASSOCIATES INC | 121,718 | 318,285 | +196,567 | 0.02 | 0.07 | +0.05 | buy |
| Advisors Asset Management, Inc. | 228,497 | 368,889 | +140,392 | 0.04 | 0.07 | +0.03 | buy |
| Pathstone Holdings, LLC | 119,397 | 189,043 | +69,646 | 0.00 | 0.01 | +0.00 | buy |
| CAPSTONE INVESTMENT ADVISORS, LLC | 28,512 | 79,774 | +51,262 | 0.00 | 0.01 | +0.00 | buy |
| Waverly Advisors, LLC | 0 | 44,338 | +44,338 | 0.00 | 0.01 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 15,193 | +15,193 | 0.00 | 0.02 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 127,734 | 138,308 | +10,574 | 0.22 | 0.26 | +0.04 | buy |
| GUGGENHEIM CAPITAL LLC | 151,165 | 159,410 | +8,245 | 0.01 | 0.01 | +0.00 | buy |
| MAI Capital Management | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Glassman Wealth Services | 0 | 1,541 | +1,541 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 143,181 | 144,107 | +926 | 0.00 | 0.00 | +0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 58,824 | 59,661 | +837 | 0.42 | 0.44 | +0.02 | buy |
| ROYAL BANK OF CANADA | 32,273 | 32,660 | +387 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 10,958 | 11,106 | +148 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 29,672 | 29,807 | +135 | 0.04 | 0.04 | +0.00 | buy |
| Beckerman Institutional, LLC | 12,668 | 12,794 | +126 | 0.10 | 0.10 | +0.00 | buy |
| Institute for Wealth Management, LLC. | 59,051 | 59,078 | +27 | 0.07 | 0.07 | +0.00 | buy |
| GPS Wealth Strategies Group, LLC | 377 | 382 | +5 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 250 | 253 | +3 | 0.00 | 0.00 | +0.00 | buy |
| MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | 11,100 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Saba Capital Management, L.P. | 1,403,987 | 1,403,987 | 0 | 0.28 | 0.34 | +0.06 | hold |
| CAPTRUST FINANCIAL ADVISORS | 25,287 | 25,287 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kovitz Investment Group Partners, LLC | 32,006 | 32,006 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CEERA INVESTMENTS, LLC | 10,219 | 10,219 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Ruggaard & Associates LLC | 18,772 | 18,772 | 0 | 0.07 | 0.08 | +0.01 | hold |
| GAMMA Investing LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALTFEST L J & CO INC | 11,636 | 11,636 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| BESSEMER GROUP INC | 463 | 461 | -2 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 2,444 | 2,429 | -15 | 0.00 | 0.00 | +0.00 | sell |
| IFP Advisors, Inc | 86 | 0 | -86 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 21,828 | 21,387 | -441 | 0.00 | 0.00 | +0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 21,064 | 20,270 | -794 | 0.00 | 0.00 | +0.00 | sell |
| Old Port Advisors | 20,804 | 19,712 | -1,092 | 0.05 | 0.05 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 1,034,243 | 1,033,114 | -1,129 | 0.00 | 0.00 | +0.00 | sell |
| Private Advisor Group, LLC | 22,971 | 21,831 | -1,140 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 16,350 | 14,070 | -2,280 | 0.00 | 0.00 | -0.00 | sell |
| OAK HARBOR WEALTH PARTNERS, LLC | 14,626 | 11,536 | -3,090 | 0.04 | 0.03 | -0.01 | sell |
| CoreCap Advisors, LLC | 3,427 | 0 | -3,427 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 28,989 | 25,119 | -3,870 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 56,733 | 52,000 | -4,733 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 111,265 | 106,451 | -4,814 | 0.38 | 0.40 | +0.02 | sell |
| OSAIC HOLDINGS, INC. | 20,971 | 15,300 | -5,671 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 103,906 | 97,844 | -6,062 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 14,442 | 0 | -14,442 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,139 | 0 | -18,139 | 0.02 | 0.00 | -0.02 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 18,600 | 0 | -18,600 | 0.03 | 0.00 | -0.03 | sell |
| MORGAN STANLEY | 304,228 | 283,861 | -20,367 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 22,356 | 0 | -22,356 | 0.10 | 0.00 | -0.10 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 264,178 | 241,524 | -22,654 | 0.01 | 0.00 | -0.00 | sell |
| UBS Group AG | 23,666 | 0 | -23,666 | 0.00 | 0.00 | -0.00 | sell |
| WNY Asset Management, LLC | 156,057 | 130,171 | -25,886 | 0.16 | 0.16 | -0.01 | sell |
| AQR Arbitrage LLC | 133,062 | 96,082 | -36,980 | 0.03 | 0.02 | -0.01 | sell |
| AMERIPRISE FINANCIAL INC | 352,853 | 303,119 | -49,734 | 0.00 | 0.00 | -0.00 | sell |
| Cornerstone Advisors, LLC | 90,723 | 0 | -90,723 | 0.03 | 0.00 | -0.03 | sell |