| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 227,875 | 393,918 | +166,043 | 0.04 | 0.08 | +0.03 | buy |
| Saba Capital Management, L.P. | 1,635,252 | 1,680,620 | +45,368 | 0.63 | 0.66 | +0.03 | buy |
| SIT INVESTMENT ASSOCIATES INC | 888,713 | 932,552 | +43,839 | 0.21 | 0.21 | +0.00 | buy |
| Invesco Ltd. | 198,189 | 232,215 | +34,026 | 0.00 | 0.00 | -0.00 | buy |
| Focus Partners Wealth | 0 | 32,006 | +32,006 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 916,262 | 946,404 | +30,142 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 141,718 | 164,329 | +22,611 | 0.01 | 0.01 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 185,809 | 199,783 | +13,974 | 0.33 | 0.34 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 19,393 | 32,592 | +13,199 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 42,780 | 47,354 | +4,574 | 0.00 | 0.00 | +0.00 | buy |
| Waverly Advisors, LLC | 39,807 | 41,199 | +1,392 | 0.00 | 0.00 | -0.00 | buy |
| Private Advisor Group, LLC | 24,249 | 25,099 | +850 | 0.00 | 0.00 | -0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 23,785 | 24,619 | +834 | 0.03 | 0.03 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 80,538 | 81,369 | +831 | 0.00 | 0.00 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 455 | +455 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 30,228 | 30,580 | +352 | 0.04 | 0.04 | -0.00 | buy |
| Sound Income Strategies, LLC | 0 | 62 | +62 | 0.00 | 0.00 | +0.00 | buy |
| AdvisorNet Financial, Inc | 3,014 | 3,032 | +18 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPSTONE INVESTMENT ADVISORS, LLC | 81,490 | 81,490 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | 11,100 | 0 | 0.03 | 0.03 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 22,198 | 22,198 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sunbelt Securities, Inc. | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cape Investment Advisory, Inc. | 1,767 | 1,767 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Ruggaard & Associates LLC | 18,772 | 18,772 | 0 | 0.08 | 0.09 | +0.00 | hold |
| GAMMA Investing LLC | 15 | 15 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Beckerman Institutional, LLC | 12,794 | 12,794 | 0 | 0.09 | 0.08 | -0.00 | hold |
| VALLEY NATIONAL ADVISERS INC | 333 | 333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 67 | 0 | -67 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 67,837 | 67,718 | -119 | 0.48 | 0.47 | -0.01 | sell |
| GPS Wealth Strategies Group, LLC | 382 | 0 | -382 | 0.00 | 0.00 | -0.00 | sell |
| Old Port Advisors | 15,082 | 14,327 | -755 | 0.04 | 0.04 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 17,342 | 16,319 | -1,023 | 0.00 | 0.00 | +0.00 | sell |
| Baird Financial Group, Inc. | 146,144 | 144,880 | -1,264 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 12,807 | 11,012 | -1,795 | 0.00 | 0.00 | -0.00 | sell |
| Institute for Wealth Management, LLC. | 55,884 | 53,857 | -2,027 | 0.07 | 0.07 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 18,862 | 16,702 | -2,160 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 7,365 | 2,052 | -5,313 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 74,910 | 68,987 | -5,923 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 10,514 | 0 | -10,514 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 11,118 | 0 | -11,118 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 166,147 | 154,779 | -11,368 | 0.00 | 0.00 | -0.00 | sell |
| OAK HARBOR WEALTH PARTNERS, LLC | 11,536 | 0 | -11,536 | 0.03 | 0.00 | -0.03 | sell |
| ALTFEST L J & CO INC | 11,636 | 0 | -11,636 | 0.02 | 0.00 | -0.02 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 78,042 | 62,147 | -15,895 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 24,981 | 0 | -24,981 | 0.01 | 0.00 | -0.01 | sell |
| Kovitz Investment Group Partners, LLC | 32,006 | 0 | -32,006 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 141,388 | 107,816 | -33,572 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 312,463 | 267,836 | -44,627 | 0.84 | 0.69 | -0.15 | sell |
| Shaker Financial Services, LLC | 99,201 | 29,647 | -69,554 | 0.39 | 0.11 | -0.29 | sell |
| Pathstone Holdings, LLC | 390,077 | 277,902 | -112,175 | 0.02 | 0.01 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 112,334 | 0 | -112,334 | 0.02 | 0.00 | -0.02 | sell |