Stock Transactions — LIBERTY ALL STAR EQUITY FD

Total Bought
3,231,380
97 transactions
Total Sold
3,034,909
46 transactions
Net
+196,471
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Cornerstone Advisors, LLC63,297825,501+762,2040.020.24+0.23buy
Penserra Capital Management LLC1,192,7171,836,718+644,0010.140.16+0.02buy
Cetera Investment Advisers15,694253,011+237,3170.000.00+0.00buy
LPL Financial LLC3,009,7513,185,790+176,0390.010.01+0.00buy
Bensler, LLC1,399,7071,561,759+162,0521.481.62+0.14buy
Janney Montgomery Scott LLC724,287846,492+122,2050.010.02+0.00buy
WELLS FARGO & COMPANY/MN14,787131,721+116,9340.000.00+0.00buy
OSAIC HOLDINGS, INC.835,942919,043+83,1010.010.01+0.01buy
Fisher Asset Management, LLC062,202+62,2020.000.00+0.00buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC060,009+60,0090.000.22+0.22buy
Invesco Ltd.115,000174,130+59,1300.000.00+0.00buy
Whitcomb & Hess, Inc.057,501+57,5010.000.13+0.13buy
Kestra Advisory Services, LLC80,992130,727+49,7350.000.01+0.00buy
AMERIPRISE FINANCIAL INC1,203,2361,252,948+49,7120.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC543,651592,157+48,5060.010.01+0.00buy
Karpus Management, Inc.50,30088,070+37,7700.010.02+0.01buy
CITADEL ADVISORS LLC027,050+27,0500.000.00+0.00buy
GUGGENHEIM CAPITAL LLC811,676836,904+25,2280.040.04+0.00buy
J.W. COLE ADVISORS, INC.024,315+24,3150.000.01+0.01buy
Calamos Advisors LLC023,589+23,5890.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV10,35731,990+21,6330.000.00+0.00buy
Ameritas Advisory Services, LLC021,575+21,5750.000.01+0.01buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC15,12535,125+20,0000.000.01+0.01buy
BARTLETT & CO. WEALTH MANAGEMENT LLC135,558155,558+20,0000.010.02+0.00buy
PFG Investments, LLC019,491+19,4910.000.01+0.01buy
Annex Advisory Services, LLC019,022+19,0220.000.00+0.00buy
Wealthcare Advisory Partners LLC017,966+17,9660.000.00+0.00buy
Mendel Capital Management LLC017,750+17,7500.000.08+0.08buy
FMR LLC017,625+17,6250.000.00+0.00buy
Concurrent Investment Advisors, LLC31,17948,179+17,0000.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.619,742634,920+15,1780.020.02+0.00buy
RB Capital Management, LLC125,423140,010+14,5870.230.27+0.04buy
Evernest Financial Advisors, LLC014,044+14,0440.000.04+0.04buy
WealthShield Partners, LLC013,465+13,4650.000.02+0.02buy
Cassaday & Co Wealth Management LLC013,255+13,2550.000.00+0.00buy
CWA Asset Management Group, LLC012,572+12,5720.000.01+0.01buy
StoneX Group Inc.012,219+12,2190.000.01+0.01buy
ROYAL BANK OF CANADA1,676,2721,687,436+11,1640.000.00+0.00buy
Strategic Financial Concepts, LLC010,326+10,3260.000.02+0.02buy
High Net Worth Advisory Group LLC010,003+10,0030.000.02+0.02buy
Lido Advisors, LLC156,035163,879+7,8440.010.01+0.00buy
HighTower Advisors, LLC341,453347,614+6,1610.000.00+0.00buy
WEDBUSH SECURITIES INC160,654166,793+6,1390.050.04-0.00buy
WealthTrust Asset Management, LLC74,30279,767+5,4650.400.43+0.04buy
NWF Advisory Services Inc.43,78549,036+5,2510.060.06+0.00buy
Private Advisor Group, LLC277,402281,498+4,0960.010.01+0.00buy
Mariner, LLC131,699135,533+3,8340.000.00+0.00buy
CoreCap Advisors, LLC56,89960,653+3,7540.020.02-0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC165,818169,364+3,5460.030.03+0.00buy
BANK OF AMERICA CORP /DE/301,131304,611+3,4800.000.00+0.00buy
COMERICA BANK30,03833,393+3,3550.000.00+0.00buy
NewEdge Advisors, LLC138,687141,787+3,1000.010.01+0.00buy
US BANCORP \DE\02,322+2,3220.000.00+0.00buy
Sage Capital Advisors,llc55,96458,165+2,2010.120.12+0.01buy
Creative Planning67,12069,279+2,1590.000.00-0.00buy
PRINCIPAL SECURITIES, INC.4,2336,018+1,7850.000.00+0.00buy
IHT Wealth Management, LLC28,81730,258+1,4410.010.01+0.00buy
STEPHENS INC /AR/26,78528,082+1,2970.000.00+0.00buy
Pathway Financial Advisers, LLC01,250+1,2500.000.00+0.00buy
CBIZ Investment Advisory Services, LLC01,194+1,1940.000.00+0.00buy
Samalin Investment Counsel, LLC88,63689,646+1,0100.290.31+0.02buy
GABLES CAPITAL MANAGEMENT INC.0986+9860.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC18,83819,787+9490.020.01-0.00buy
NBC SECURITIES, INC.18,84019,744+9040.010.01+0.00buy
Institute for Wealth Management, LLC.69,08669,890+8040.070.06-0.01buy
Beacon Capital Management, LLC15,69016,470+7800.030.02-0.00buy
CERTUITY, LLC13,80614,500+6940.010.01+0.00buy
David J Yvars Group28,04728,719+6720.140.14-0.01buy
IFP Advisors, Inc22,34222,990+6480.010.01+0.00buy
D.A. DAVIDSON & CO.158,251158,864+6130.010.01+0.00buy
Stratos Wealth Partners, LTD.30,83731,435+5980.000.00+0.00buy
MRA Advisory Group11,81412,407+5930.050.05+0.00buy
Moloney Securities Asset Management, LLC11,03811,594+5560.010.01+0.00buy
CWM, LLC2,2842,837+5530.000.00+0.00buy
BOYD WATTERSON ASSET MANAGEMENT LLC/OH0500+5000.000.00+0.00buy
Quad-Cities Investment Group, LLC35,88936,377+4880.140.15+0.01buy
Prospera Financial Services Inc24,99825,422+4240.010.01+0.00buy
United Community Bank0389+3890.000.00+0.00buy
WEBSTER BANK, N. A.15,52615,898+3720.010.01+0.00buy
OPPENHEIMER & CO INC32,41732,733+3160.000.00+0.00buy
UMB Bank, n.a.5,8126,104+2920.000.00+0.00buy
OLIVER LAGORE VANVALIN INVESTMENT GROUP22,62622,854+2280.050.05-0.00buy
Stone House Investment Management, LLC3,6463,829+1830.010.01-0.00buy
B. Riley Wealth Advisors, Inc.126,425126,584+1590.020.02-0.00buy
PRIVATE TRUST CO NA2,3822,500+1180.000.00+0.00buy
AllSquare Wealth Management LLC1,6941,778+840.010.01+0.00buy
Key FInancial Inc1,2781,341+630.000.00+0.00buy
PRIMORIS WEALTH ADVISORS, LLC21,82721,889+620.130.13-0.01buy
Venturi Wealth Management, LLC1,0261,077+510.000.00+0.00buy
Westside Investment Management, Inc.950996+460.000.00+0.00buy
AdvisorNet Financial, Inc2,2942,330+360.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV10,05510,074+190.010.01+0.00buy
FIRST UNITED BANK & TRUST613627+140.000.00+0.00buy
Parallel Advisors, LLC472483+110.000.00+0.00buy
HARBOUR INVESTMENTS, INC.280291+110.000.00-0.00buy
HAZLETT, BURT & WATSON, INC.7,6607,663+30.030.03+0.00buy
Lokken Investment Group LLC18,87518,877+20.070.07-0.00buy
TOMPKINS FINANCIAL CORP2,1002,10000.000.00+0.00hold
INGALLS & SNYDER LLC18,40018,40000.010.01+0.00hold
HOLLENCREST CAPITAL MANAGEMENT222200.000.00-0.00hold
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