Stock Transactions — LIBERTY ALL STAR EQUITY FD

Total Bought
6,871,858
99 transactions
Total Sold
8,463,883
80 transactions
Net
-1,592,025
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY3,005,2264,692,092+1,686,8660.000.00+0.00buy
Karpus Management, Inc.1,830,5103,116,511+1,286,0010.310.54+0.23buy
Man Group plc648,3001,320,861+672,5610.010.02+0.01buy
RAYMOND JAMES FINANCIAL INC4,809,1615,450,416+641,2550.010.01-0.00buy
ROYAL BANK OF CANADA1,974,5012,271,108+296,6070.000.00+0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD408,381641,600+233,2190.190.26+0.07buy
Allspring Global Investments Holdings, LLC402,996613,919+210,9230.000.01+0.00buy
Steward Partners Investment Advisory, LLC13,903191,316+177,4130.000.01+0.00buy
Penserra Capital Management LLC1,076,0311,250,128+174,0970.080.08+0.00buy
COHEN & STEERS, INC.605,000750,000+145,0000.010.01+0.00buy
JPMORGAN CHASE & CO0135,704+135,7040.000.00+0.00buy
GUGGENHEIM CAPITAL LLC975,8971,105,423+129,5260.040.05+0.00buy
WELLS FARGO & COMPANY/MN1,030,6571,149,513+118,8560.000.00+0.00buy
WEALTH EFFECTS LLC074,244+74,2440.000.15+0.15buy
Prospera Financial Services Inc61,614132,028+70,4140.010.01+0.01buy
Cambridge Investment Research Advisors, Inc.495,722563,325+67,6030.010.01-0.00buy
Cetera Investment Advisers491,954557,956+66,0020.000.00-0.00buy
Calamos Advisors LLC058,123+58,1230.000.00+0.00buy
Dakota Wealth Management29,05574,978+45,9230.000.01+0.01buy
Valmark Advisers, Inc.042,497+42,4970.000.00+0.00buy
NORTHERN TRUST CORP035,638+35,6380.000.00+0.00buy
Private Advisor Group, LLC347,650379,903+32,2530.010.01-0.00buy
MERCER GLOBAL ADVISORS INC /ADV27,85059,743+31,8930.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC47,35575,524+28,1690.000.00+0.00buy
Westbourne Investment Advisors, Inc.161,200184,700+23,5000.280.30+0.02buy
PNC FINANCIAL SERVICES GROUP, INC.410,751434,234+23,4830.000.00-0.00buy
CHOREO, LLC10,96933,246+22,2770.000.00+0.00buy
HUB Investment Partners, LLC020,764+20,7640.000.00+0.00buy
BARTLETT & CO. WEALTH MANAGEMENT LLC156,236174,236+18,0000.010.01+0.00buy
Community Financial Services Group, LLC015,118+15,1180.000.01+0.01buy
Ionic Capital Management LLC125,000138,731+13,7310.780.65-0.13buy
D.A. DAVIDSON & CO.192,076205,380+13,3040.010.01-0.00buy
WealthTrust Asset Management, LLC37,74150,851+13,1100.170.17+0.00buy
Concurrent Investment Advisors, LLC113,191125,762+12,5710.010.01-0.00buy
CSS LLC/IL195,818207,228+11,4100.070.06-0.01buy
ACCREDITED INVESTOR SERVICES, LLC011,214+11,2140.000.04+0.04buy
KESTRA PRIVATE WEALTH SERVICES, LLC170,080180,994+10,9140.010.01-0.00buy
Canal Capital Management, LLC010,900+10,9000.000.01+0.01buy
GREAT VALLEY ADVISOR GROUP, INC.010,770+10,7700.000.00+0.00buy
Investmark Advisory Group LLC010,436+10,4360.000.02+0.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC26,80037,216+10,4160.020.03+0.01buy
Csenge Advisory Group010,229+10,2290.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS25,61134,665+9,0540.000.00+0.00buy
Merit Financial Group, LLC12,71321,259+8,5460.000.00+0.00buy
OPPENHEIMER & CO INC150,151158,256+8,1050.010.01-0.00buy
WEDBUSH SECURITIES INC143,063151,109+8,0460.030.02-0.00buy
FIFTH THIRD BANCORP07,965+7,9650.000.00+0.00buy
&PARTNERS77,26084,080+6,8200.000.00-0.00buy
SIT INVESTMENT ASSOCIATES INC222,272229,021+6,7490.030.03-0.00buy
Pinnacle Wealth Planning Services, Inc.2,3378,891+6,5540.000.01+0.00buy
TrueMark Investments, LLC118,992125,376+6,3840.140.14-0.01buy
MSH Capital Advisors LLC44,96050,960+6,0000.060.06-0.00buy
Kovack Advisors, Inc.50,78856,284+5,4960.020.02+0.00buy
MINDSET WEALTH MANAGEMENT, LLC232,399237,598+5,1990.380.35-0.03buy
SILVER OAK SECURITIES, INCORPORATED26,80431,707+4,9030.010.01+0.00buy
IHT Wealth Management, LLC58,58862,892+4,3040.010.01-0.00buy
HARBOUR INVESTMENTS, INC.04,186+4,1860.000.00+0.00buy
Kilter Group LLC04,000+4,0000.000.01+0.01buy
HighPoint Advisor Group LLC49,47953,387+3,9080.010.01+0.00buy
Colonial Trust Co / SC03,867+3,8670.000.00+0.00buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC153,310157,158+3,8480.340.28-0.07buy
Sage Capital Advisors,llc47,95951,482+3,5230.070.07-0.01buy
NewEdge Advisors, LLC173,934177,215+3,2810.000.00-0.00buy
WPG Advisers, LLC9604,019+3,0590.000.02+0.01buy
Federation des caisses Desjardins du Quebec1,6004,400+2,8000.000.00+0.00buy
NBC SECURITIES, INC.36,79938,831+2,0320.020.02-0.00buy
Onyx Bridge Wealth Group LLC28,95230,949+1,9970.020.02-0.00buy
Advisory Services Network, LLC01,527+1,5270.000.00+0.00buy
TWO SIGMA SECURITIES, LLC39,85341,320+1,4670.030.03-0.01buy
Golden State Equity Partners107,850109,096+1,2460.110.05-0.06buy
Allworth Financial LP78,25279,439+1,1870.000.00-0.00buy
AlphaCore Capital LLC15,54516,612+1,0670.000.00-0.00buy
United Community Bank18,03919,089+1,0500.040.04-0.01buy
CERTUITY, LLC16,84417,824+9800.010.01-0.00buy
Golden State Wealth Management, LLC14,89515,762+8670.010.01-0.00buy
AMERIFLEX GROUP, INC.14,81915,677+8580.050.04-0.00buy
MRA Advisory Group13,45414,263+8090.040.03-0.00buy
STEPHENS INC /AR/15,16715,974+8070.000.00-0.00buy
Stratos Wealth Partners, LTD.13,00713,707+7000.000.00-0.00buy
Parallel Advisors, LLC3,0453,723+6780.000.00+0.00buy
Ancora Advisors LLC18,43719,070+6330.000.00-0.00buy
Beacon Pointe Advisors, LLC41,32241,937+6150.000.00-0.00buy
Beaird Harris Wealth Management, LLC0606+6060.000.00+0.00buy
Avidian Wealth Enterprises, LLC16,78017,370+5900.000.00-0.00buy
BENJAMIN EDWARDS INC41,51542,040+5250.000.00-0.00buy
Institute for Wealth Management, LLC.88,55189,063+5120.060.05-0.01buy
Farther Finance Advisors, LLC20,10120,567+4660.000.00-0.00buy
Westfuller Advisors, LLC6,7097,034+3250.020.02-0.00buy
INTEGRITY ALLIANCE, LLC.20,50320,695+1920.000.00-0.00buy
IFP Advisors, Inc2,6452,800+1550.000.00-0.00buy
CoreCap Advisors, LLC19,56719,722+1550.000.00-0.00buy
WealthShield Partners, LLC16,36216,454+920.010.01-0.00buy
Mezzasalma Advisors, LLC76,80576,887+820.120.11-0.01buy
Thomas J. Herzfeld Advisors, Inc.823871+480.000.00-0.00buy
Western Wealth Management, LLC034+340.000.00+0.00buy
Beacon Capital Management, LLC18,17018,180+100.020.02+0.00buy
Root Financial Partners, LLC29+70.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC07+70.000.00+0.00buy
Apollon Wealth Management, LLC10,43110,432+10.000.00-0.00buy
INGALLS & SNYDER LLC19,41419,41400.000.00-0.00hold
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