Stock Transactions

LIBERTY ALL STAR EQUITY FD

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
Karpus Management, Inc.1,830,5103,116,511+1,286,0010.350.54+0.19buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD408,381641,600+233,2190.190.26+0.07buy
COHEN & STEERS, INC.605,000750,000+145,0000.010.01+0.00buy
Dakota Wealth Management29,05574,978+45,9230.000.01+0.01buy
Westbourne Investment Advisors, Inc.161,200184,700+23,5000.280.30+0.02buy
Ionic Capital Management LLC125,000138,731+13,7310.780.65-0.13buy
WealthTrust Asset Management, LLC37,74150,851+13,1100.170.17+0.00buy
CSS LLC/IL195,818207,228+11,4100.070.06-0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC26,80037,216+10,4160.020.03+0.01buy
SILVER OAK SECURITIES, INCORPORATED26,80431,707+4,9030.010.01+0.00buy
HighPoint Advisor Group LLC49,47953,387+3,9080.010.01-0.00buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC153,310157,158+3,8480.340.28-0.07buy
Sage Capital Advisors,llc47,95951,482+3,5230.070.07-0.01buy
Onyx Bridge Wealth Group LLC28,95230,949+1,9970.020.02-0.00buy
CERTUITY, LLC16,84417,824+9800.010.01-0.00buy
MRA Advisory Group13,45414,263+8090.040.03-0.00buy
Avidian Wealth Enterprises, LLC16,78017,370+5900.000.00-0.00buy
Institute for Wealth Management, LLC.88,55189,063+5120.060.05-0.01buy
INTEGRITY ALLIANCE, LLC.20,50320,695+1920.000.00-0.00buy
WealthShield Partners, LLC16,36216,454+920.010.01-0.00buy
Mezzasalma Advisors, LLC76,80576,887+820.120.11-0.01buy
Thomas J. Herzfeld Advisors, Inc.823871+480.000.00-0.00buy
Altus Wealth Group LLC32,13931,769-3700.080.07-0.01sell
Procyon Advisors, LLC25,47325,025-4480.010.01-0.00sell
One Capital Management, LLC15,50514,915-5900.000.00-0.00sell
Samalin Investment Counsel, LLC104,672102,477-2,1950.230.20-0.03sell
Quad-Cities Investment Group, LLC35,14031,062-4,0780.090.07-0.02sell
RB Capital Management, LLC146,542142,076-4,4660.190.17-0.02sell
Patten Group, Inc.69,94963,774-6,1750.080.06-0.02sell
ASHTON THOMAS SECURITIES, LLC132,370122,605-9,7650.160.09-0.07sell
1607 Capital Partners, LLC1,353,9351,338,233-15,7020.580.46-0.12sell
Shaker Financial Services, LLC1,086,080948,523-137,5572.201.83-0.36sell
ABSOLUTE INVESTMENT ADVISERS, LLC2,698,5282,415,106-283,4221.951.57-0.38sell
Almitas Capital LLC804,614395,485-409,1291.110.50-0.62sell
RIVERNORTH CAPITAL MANAGEMENT, LLC5,632,4995,196,239-436,2601.671.44-0.23sell
Page 1 of 1