Stock Transactions — LIBERTY ALL STAR EQUITY FD

Total Bought
9,394,951
119 transactions
Total Sold
2,618,346
48 transactions
Net
+6,776,605
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
RIVERNORTH CAPITAL MANAGEMENT, LLC02,018,714+2,018,7140.000.73+0.73buy
RAYMOND JAMES FINANCIAL INC3,205,9444,095,005+889,0610.010.01+0.00buy
Polar Asset Management Partners Inc.0752,232+752,2320.000.10+0.10buy
Cornerstone Advisors, LLC377,2471,035,627+658,3800.090.22+0.13buy
1607 Capital Partners, LLC0628,404+628,4040.000.30+0.30buy
Shaker Financial Services, LLC803,9251,307,623+503,6981.992.84+0.86buy
WOLVERINE ASSET MANAGEMENT LLC190,298683,152+492,8540.020.06+0.04buy
Integrated Wealth Concepts LLC10,299393,595+383,2960.000.02+0.02buy
ABSOLUTE INVESTMENT ADVISERS, LLC0368,500+368,5000.000.29+0.29buy
WELLS FARGO & COMPANY/MN531,719824,191+292,4720.000.00+0.00buy
READYSTATE ASSET MANAGEMENT LP639,319898,123+258,8040.180.28+0.10buy
TWO SIGMA INVESTMENTS, LP0224,023+224,0230.000.00+0.00buy
Penserra Capital Management LLC790,710976,416+185,7060.080.07-0.00buy
CSS LLC/IL0161,818+161,8180.000.06+0.06buy
Kestra Advisory Services, LLC201,493334,538+133,0450.010.01+0.00buy
COHEN & STEERS, INC.270,000400,000+130,0000.000.00+0.00buy
LPL Financial LLC4,536,0234,651,450+115,4270.010.01-0.00buy
Janney Montgomery Scott LLC1,201,8191,316,829+115,0100.020.02-0.00buy
MILLENNIUM MANAGEMENT LLC087,978+87,9780.000.00+0.00buy
Cetera Investment Advisers372,357456,839+84,4820.000.00-0.00buy
GUGGENHEIM CAPITAL LLC812,532876,092+63,5600.040.04-0.00buy
CITADEL ADVISORS LLC055,647+55,6470.000.00+0.00buy
Beacon Pointe Advisors, LLC041,014+41,0140.000.00+0.00buy
NewEdge Advisors, LLC141,054179,837+38,7830.000.01+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.036,672+36,6720.000.01+0.01buy
Invesco Ltd.453,344488,288+34,9440.000.00-0.00buy
ROYAL BANK OF CANADA1,981,1022,015,842+34,7400.000.00-0.00buy
XTX Topco Ltd033,261+33,2610.000.01+0.01buy
PRINCIPAL SECURITIES, INC.187,417216,947+29,5300.020.02-0.00buy
D.A. DAVIDSON & CO.183,088210,859+27,7710.010.01-0.00buy
Baird Financial Group, Inc.25,19352,180+26,9870.000.00+0.00buy
AMERIFLEX GROUP, INC.026,320+26,3200.000.06+0.06buy
TWO SIGMA SECURITIES, LLC17,22940,219+22,9900.010.04+0.02buy
INTEGRITY ALLIANCE, LLC.021,283+21,2830.000.01+0.01buy
VISTA INVESTMENT PARTNERS II, LLC019,875+19,8750.000.06+0.06buy
KESTRA PRIVATE WEALTH SERVICES, LLC150,460169,880+19,4200.010.01-0.00buy
Concurrent Investment Advisors, LLC84,404103,179+18,7750.010.01+0.00buy
Triumph Capital Management106,874125,609+18,7350.220.10-0.12buy
Triumph Capital Management106,874125,609+18,7350.220.10-0.12buy
US BANCORP \DE\018,714+18,7140.000.00+0.00buy
Private Advisor Group, LLC319,295337,739+18,4440.010.01-0.00buy
Rockefeller Capital Management L.P.016,058+16,0580.000.00+0.00buy
CWM, LLC2,48017,705+15,2250.000.00+0.00buy
Octavia Wealth Advisors, LLC015,000+15,0000.000.01+0.01buy
MGO ONE SEVEN LLC014,632+14,6320.000.00+0.00buy
TrueMark Investments, LLC014,226+14,2260.000.02+0.02buy
One Capital Management, LLC014,180+14,1800.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC507,575520,913+13,3380.010.01-0.00buy
BANK OF AMERICA CORP /DE/324,711337,337+12,6260.000.00-0.00buy
World Investment Advisors012,195+12,1950.000.00+0.00buy
AE Wealth Management LLC010,020+10,0200.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV18,07628,008+9,9320.000.00+0.00buy
Farther Finance Advisors, LLC14,26921,955+7,6860.000.00+0.00buy
KINGSWOOD WEALTH ADVISORS, LLC109,692117,340+7,6480.060.05-0.01buy
WealthTrust Asset Management, LLC78,68986,142+7,4530.400.38-0.02buy
Westfuller Advisors, LLC06,766+6,7660.000.02+0.02buy
RB Capital Management, LLC143,094149,790+6,6960.220.20-0.02buy
EASTERN BANK06,300+6,3000.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC34,36240,510+6,1480.000.00+0.00buy
David J Yvars Group27,17932,874+5,6950.110.11+0.00buy
Prospera Financial Services Inc20,33625,474+5,1380.000.00+0.00buy
ASHTON THOMAS SECURITIES, LLC169,575174,185+4,6100.280.15-0.13buy
WEDBUSH SECURITIES INC104,821109,412+4,5910.020.02-0.00buy
Mariner, LLC171,966176,230+4,2640.000.00-0.00buy
Westbourne Investment Advisors, Inc.162,000166,200+4,2000.330.29-0.04buy
Sound Income Strategies, LLC04,029+4,0290.000.00+0.00buy
STIFEL FINANCIAL CORP159,353163,337+3,9840.000.00-0.00buy
HighTower Advisors, LLC381,011384,866+3,8550.000.00-0.00buy
Tower Research Capital LLC (TRC)03,629+3,6290.000.00+0.00buy
Kapstone Financial Advisors LLC15,09118,500+3,4090.050.06+0.00buy
MORGAN STANLEY3,406,4323,409,523+3,0910.000.00-0.00buy
Samalin Investment Counsel, LLC116,756118,991+2,2350.310.26-0.05buy
FLYNN ZITO CAPITAL MANAGEMENT, LLC194,221196,415+2,1940.560.46-0.10buy
Parallel Advisors, LLC4832,629+2,1460.000.00+0.00buy
CoreCap Advisors, LLC17,52919,566+2,0370.000.00-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC26,37928,379+2,0000.010.02+0.00buy
SILVER OAK SECURITIES, INCORPORATED11,75413,698+1,9440.010.01-0.00buy
Mezzasalma Advisors, LLC73,73475,660+1,9260.150.12-0.03buy
Onyx Bridge Wealth Group LLC27,27628,867+1,5910.020.02-0.00buy
MINDSET WEALTH MANAGEMENT, LLC235,904237,458+1,5540.530.41-0.12buy
Advisory Services Network, LLC01,527+1,5270.000.00+0.00buy
MCDONALD PARTNERS LLC53,68255,147+1,4650.090.10+0.02buy
Institute for Wealth Management, LLC.87,53388,961+1,4280.070.06-0.01buy
NWF Advisory Services Inc.55,15856,525+1,3670.040.04-0.01buy
Pathway Financial Advisers, LLC01,250+1,2500.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO6,5927,678+1,0860.000.00-0.00buy
Russell Investments Group, Ltd.01,080+1,0800.000.00+0.00buy
NBC SECURITIES, INC.37,35238,371+1,0190.020.02-0.00buy
&PARTNERS22,15023,148+9980.000.00-0.00buy
Quad-Cities Investment Group, LLC34,20935,140+9310.110.09-0.01buy
CARY STREET PARTNERS FINANCIAL LLC25,12525,925+8000.000.00-0.00buy
StoneX Group Inc.64,47765,171+6940.020.02-0.00buy
STEPHENS INC /AR/27,01927,705+6860.000.00-0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC23,01823,676+6580.010.01-0.00buy
HIGHLINE WEALTH PARTNERS LLC0600+6000.000.00+0.00buy
United Community Bank17,56118,039+4780.040.04-0.01buy
Arax Advisory Partners0469+4690.000.00+0.00buy
CERTUITY, LLC16,39716,844+4470.010.01-0.00buy
Concord Wealth Partners275707+4320.000.00+0.00buy
Golden State Wealth Management, LLC14,50014,895+3950.010.01-0.00buy
Page 1 of 3