| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 1,415,915 | 1,431,135 | +15,220 | 0.04 | 0.04 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,286,539 | 1,401,382 | +114,843 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 980,101 | 1,067,379 | +87,278 | 0.00 | 0.00 | -0.00 | buy |
| Advisors Asset Management, Inc. | 798,069 | 939,810 | +141,741 | 0.08 | 0.10 | +0.01 | buy |
| Saba Capital Management, L.P. | 1,518,156 | 793,717 | -724,439 | 0.19 | 0.09 | -0.10 | sell |
| Hennion & Walsh Asset Management, Inc. | 555,880 | 761,784 | +205,904 | 0.16 | 0.22 | +0.05 | buy |
| Private Advisor Group, LLC | 172,504 | 544,257 | +371,753 | 0.01 | 0.02 | +0.01 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 417,243 | 515,466 | +98,223 | 0.79 | 0.98 | +0.19 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 468,198 | 514,393 | +46,195 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 405,046 | 445,619 | +40,573 | 0.01 | 0.01 | +0.00 | buy |
| MACKAY SHIELDS LLC | 333,155 | 333,155 | 0 | 0.05 | 0.05 | -0.00 | hold |
| VAN ECK ASSOCIATES CORP | 307,338 | 326,701 | +19,363 | 0.00 | 0.00 | -0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 265,180 | 265,180 | 0 | 0.49 | 0.49 | -0.00 | hold |
| MORGAN STANLEY | 378,571 | 252,775 | -125,796 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 218,025 | 212,556 | -5,469 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 207,231 | 204,584 | -2,647 | 0.01 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 384,607 | 175,505 | -209,102 | 0.40 | 0.20 | -0.20 | sell |
| WELLS FARGO & COMPANY/MN | 157,433 | 158,436 | +1,003 | 0.00 | 0.00 | -0.00 | buy |
| TRUIST FINANCIAL CORP | 151,899 | 152,691 | +792 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 141,645 | 143,130 | +1,485 | 0.02 | 0.02 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 135,552 | 135,283 | -269 | 0.01 | 0.01 | -0.00 | sell |
| Fort Point Capital Partners LLC | 53,575 | 122,940 | +69,365 | 0.04 | 0.09 | +0.05 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 115,362 | 115,430 | +68 | 0.56 | 0.45 | -0.11 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 111,290 | 108,618 | -2,672 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 124,797 | 98,365 | -26,432 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 286,743 | 98,363 | -188,380 | 0.07 | 0.03 | -0.05 | sell |
| Tyche Wealth Partners LLC | 95,776 | 95,776 | 0 | 0.12 | 0.13 | +0.01 | hold |
| Rockefeller Capital Management L.P. | 56,679 | 83,084 | +26,405 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 0 | 81,408 | +81,408 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 83,374 | 79,900 | -3,474 | 0.00 | 0.00 | +0.00 | sell |
| AQR Arbitrage LLC | 126,655 | 70,549 | -56,106 | 0.03 | 0.01 | -0.01 | sell |
| BALANCED WEALTH GROUP LLC | 127,871 | 67,311 | -60,560 | 0.34 | 0.16 | -0.19 | sell |
| ROTHSCHILD INVESTMENT LLC | 58,000 | 58,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 46,805 | 53,980 | +7,175 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 75,287 | 51,635 | -23,652 | 0.03 | 0.02 | -0.01 | sell |
| NewEdge Advisors, LLC | 38,000 | 50,588 | +12,588 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 42,551 | 41,173 | -1,378 | 0.00 | 0.00 | -0.00 | sell |
| RWA WEALTH PARTNERS, LLC | 39,824 | 40,113 | +289 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 39,007 | 38,740 | -267 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 34,341 | 36,841 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 20,389 | 32,500 | +12,111 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 32,063 | 31,877 | -186 | 0.00 | 0.00 | -0.00 | sell |
| Aviance Capital Partners, LLC | 29,226 | 29,732 | +506 | 0.03 | 0.02 | -0.01 | buy |
| Equitable Holdings, Inc. | 28,214 | 28,396 | +182 | 0.00 | 0.00 | -0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 27,081 | 27,287 | +206 | 0.01 | 0.01 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 24,718 | +24,718 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 24,883 | 24,345 | -538 | 0.11 | 0.11 | -0.00 | sell |
| Moors & Cabot, Inc. | 22,613 | 22,642 | +29 | 0.01 | 0.01 | -0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 21,600 | 21,600 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Baird Financial Group, Inc. | 20,676 | 20,676 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Chicago Partners Investment Group LLC | 25,237 | 20,461 | -4,776 | 0.01 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 0 | 19,794 | +19,794 | 0.00 | 0.00 | +0.00 | buy |
| Wealthcare Advisory Partners LLC | 18,230 | 18,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 18,016 | 16,833 | -1,183 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 0 | 16,174 | +16,174 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 14,888 | 15,500 | +612 | 0.03 | 0.03 | -0.00 | buy |
| WealthBridge Capital Management, LLC | 13,000 | 13,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 12,900 | +12,900 | 0.00 | 0.01 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,565 | 12,565 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Atria Wealth Solutions, Inc. | 12,371 | 12,371 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Gridiron Partners, LLC | 11,873 | 11,873 | 0 | 0.04 | 0.04 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 10,960 | 10,960 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10,347 | 10,347 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| IFP Advisors, Inc | 8,010 | 8,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| S.A. Mason LLC | 3,898 | 3,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AMERICAN NATIONAL BANK & TRUST | 141 | 2,820 | +2,679 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 2,300 | 2,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Anchor Investment Management, LLC | 1,341 | 1,351 | +10 | 0.00 | 0.00 | -0.00 | buy |
| Parallel Advisors, LLC | 1,025 | 1,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Clearstead Advisors, LLC | 372 | 248 | -124 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 201 | 70 | -131 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 14,241 | 0 | -14,241 | 0.01 | 0.00 | -0.01 | sell |
| Creative Planning | 18,246 | 0 | -18,246 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 335 | 0 | -335 | 0.00 | 0.00 | -0.00 | sell |
| FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. | 20,137 | 0 | -20,137 | 0.11 | 0.00 | -0.11 | sell |
| Advisor Resource Council | 50,000 | 0 | -50,000 | 0.03 | 0.00 | -0.03 | sell |
| Able Wealth Management LLC | 300 | 0 | -300 | 0.00 | 0.00 | -0.00 | sell |