| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 4,646,069 | 4,825,845 | +179,776 | 0.10 | 0.10 | +0.01 | buy |
| Advisors Asset Management, Inc. | 1,131,102 | 1,272,897 | +141,795 | 0.10 | 0.11 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 46,599 | 172,460 | +125,861 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 125,000 | +125,000 | 0.00 | 0.01 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 675,044 | 799,759 | +124,715 | 0.13 | 0.15 | +0.02 | buy |
| UBS Group AG | 1,165,389 | 1,274,724 | +109,335 | 0.00 | 0.00 | -0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 810,998 | 908,050 | +97,052 | 0.21 | 0.24 | +0.04 | buy |
| VAN ECK ASSOCIATES CORP | 346,471 | 391,640 | +45,169 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 103,966 | 128,209 | +24,243 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 240,866 | 261,016 | +20,150 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,587,494 | 1,605,668 | +18,174 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 161,488 | 179,173 | +17,685 | 0.37 | 0.43 | +0.06 | buy |
| RIVERBRIDGE PARTNERS LLC | 163,727 | 181,261 | +17,534 | 0.02 | 0.02 | +0.01 | buy |
| NewEdge Advisors, LLC | 140,658 | 157,811 | +17,153 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 0 | 10,812 | +10,812 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 10,731 | +10,731 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 34,993 | 45,156 | +10,163 | 0.04 | 0.05 | +0.01 | buy |
| AMERIPRISE FINANCIAL INC | 91,627 | 100,887 | +9,260 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 28,035 | 34,303 | +6,268 | 0.00 | 0.00 | +0.00 | buy |
| &PARTNERS | 27,779 | 33,806 | +6,027 | 0.00 | 0.00 | +0.00 | buy |
| BALANCED WEALTH GROUP LLC | 190,172 | 195,055 | +4,883 | 0.37 | 0.38 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 4,403 | +4,403 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 1,308 | +1,308 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 46,422 | 47,466 | +1,044 | 0.03 | 0.03 | +0.00 | buy |
| Baird Financial Group, Inc. | 23,676 | 24,519 | +843 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 0 | 727 | +727 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 163,324 | 163,986 | +662 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 15,789 | 16,389 | +600 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 40,349 | 40,812 | +463 | 0.00 | 0.00 | -0.00 | buy |
| Western Wealth Management, LLC | 0 | 445 | +445 | 0.00 | 0.00 | +0.00 | buy |
| Advisory Services Network, LLC | 0 | 335 | +335 | 0.00 | 0.00 | +0.00 | buy |
| World Investment Advisors | 14,212 | 14,462 | +250 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 100,222 | 100,346 | +124 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 27 | 83 | +56 | 0.00 | 0.00 | -0.00 | buy |
| Summit Financial, LLC | 56,105 | 56,137 | +32 | 0.00 | 0.00 | -0.00 | buy |
| Waverly Advisors, LLC | 21,292 | 21,318 | +26 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 700 | 700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMARILLO NATIONAL BANK | 11,502 | 11,502 | 0 | 0.01 | 0.01 | -0.00 | hold |
| EASTERN BANK | 500 | 500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 43,863 | 43,863 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COHEN & STEERS, INC. | 170,000 | 170,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 38,571 | 38,571 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Saba Capital Management, L.P. | 265,800 | 265,800 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Commonwealth Financial Services, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Chicago Partners Investment Group LLC | 22,224 | 22,224 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Colonial Trust Advisors | 5,414 | 5,414 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bridgewater Advisors Inc. | 127,250 | 127,250 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Anchor Investment Management, LLC | 650 | 650 | 0 | 0.00 | 0.00 | +0.00 | hold |
| IFP Advisors, Inc | 8,010 | 8,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthcare Advisory Partners LLC | 27,230 | 27,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New Hampshire | 500 | 500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Activest Wealth Management | 14,816 | 14,816 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Corient Private Wealth LLC | 20,513 | 20,513 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 151,674 | 151,674 | 0 | 0.47 | 0.47 | -0.01 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10,347 | 10,347 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Compound Planning, Inc. | 19,595 | 19,595 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Catalina Capital Group, LLC | 70,125 | 70,125 | 0 | 0.23 | 0.23 | -0.00 | hold |
| NWF Advisory Services Inc. | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| US BANCORP \DE\ | 2,080 | 2,080 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 53,000 | 53,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Mariner, LLC | 12,126 | 11,965 | -161 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 209,675 | 209,292 | -383 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 107,298 | 106,751 | -547 | 0.01 | 0.01 | -0.00 | sell |
| Private Advisor Group, LLC | 152,627 | 151,588 | -1,039 | 0.00 | 0.00 | -0.00 | sell |
| Kilter Group LLC | 2,426 | 0 | -2,426 | 0.01 | 0.00 | -0.01 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 24,148 | 21,432 | -2,716 | 0.09 | 0.08 | -0.01 | sell |
| Tyche Wealth Partners LLC | 80,005 | 77,263 | -2,742 | 0.07 | 0.06 | -0.00 | sell |
| AMERICAN NATIONAL BANK & TRUST | 2,820 | 0 | -2,820 | 0.00 | 0.00 | -0.00 | sell |
| Commonwealth Retirement Investments LLC | 3,618 | 0 | -3,618 | 0.01 | 0.00 | -0.01 | sell |
| Steward Partners Investment Advisory, LLC | 55,835 | 50,855 | -4,980 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 46,820 | 40,519 | -6,301 | 0.00 | 0.00 | -0.00 | sell |
| MACKAY SHIELDS LLC | 339,657 | 333,155 | -6,502 | 0.06 | 0.07 | +0.00 | sell |
| Creative Planning | 124,460 | 116,072 | -8,388 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 11,076 | 0 | -11,076 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 117,525 | 106,335 | -11,190 | 0.00 | 0.00 | -0.00 | sell |
| Beaumont Financial Advisors, LLC | 11,253 | 0 | -11,253 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 11,300 | 0 | -11,300 | 0.00 | 0.00 | -0.00 | sell |
| Gridiron Partners, LLC | 11,873 | 0 | -11,873 | 0.04 | 0.00 | -0.04 | sell |
| HighTower Advisors, LLC | 32,427 | 20,017 | -12,410 | 0.00 | 0.00 | -0.00 | sell |
| Center for Financial Planning, Inc. | 15,000 | 0 | -15,000 | 0.01 | 0.00 | -0.01 | sell |
| NOMURA HOLDINGS INC | 17,062 | 0 | -17,062 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 477,800 | 454,328 | -23,472 | 0.00 | 0.00 | -0.00 | sell |
| Rockefeller Capital Management L.P. | 154,492 | 130,236 | -24,256 | 0.00 | 0.00 | -0.00 | sell |
| Matisse Capital | 52,241 | 27,412 | -24,829 | 0.13 | 0.06 | -0.06 | sell |
| PFG Investments, LLC | 27,176 | 0 | -27,176 | 0.01 | 0.00 | -0.01 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 137,475 | 61,837 | -75,638 | 0.25 | 0.11 | -0.14 | sell |
| GUGGENHEIM CAPITAL LLC | 918,774 | 832,399 | -86,375 | 0.04 | 0.04 | -0.00 | sell |
| Logan Stone Capital, LLC | 439,446 | 330,893 | -108,553 | 0.59 | 0.50 | -0.09 | sell |
| Almitas Capital LLC | 134,361 | 0 | -134,361 | 0.16 | 0.00 | -0.16 | sell |
| LPL Financial LLC | 254,737 | 110,580 | -144,157 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 712,453 | 0 | -712,453 | 0.01 | 0.00 | -0.01 | sell |