| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 793,717 | 1,044,989 | +251,272 | 0.09 | 0.13 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 204,584 | 395,723 | +191,139 | 0.01 | 0.02 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 761,784 | 890,663 | +128,879 | 0.22 | 0.25 | +0.03 | buy |
| Logan Stone Capital, LLC | 175,505 | 295,992 | +120,487 | 0.20 | 0.42 | +0.21 | buy |
| BANK OF AMERICA CORP /DE/ | 1,401,382 | 1,516,498 | +115,116 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 445,619 | 516,773 | +71,154 | 0.01 | 0.01 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 514,393 | 560,506 | +46,113 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 0 | 42,343 | +42,343 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 515,466 | 538,220 | +22,754 | 0.98 | 1.03 | +0.05 | buy |
| HighTower Advisors, LLC | 0 | 19,696 | +19,696 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 24,718 | 43,996 | +19,278 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 122,940 | 138,907 | +15,967 | 0.09 | 0.10 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 51,635 | 64,635 | +13,000 | 0.02 | 0.03 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 83,084 | 95,584 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 326,701 | 338,536 | +11,835 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 16,174 | 23,773 | +7,599 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 50,588 | 56,702 | +6,114 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 53,980 | 59,122 | +5,142 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 81,408 | 85,486 | +4,078 | 0.01 | 0.01 | -0.00 | buy |
| Winch Advisory Services, LLC | 0 | 2,858 | +2,858 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,900 | 15,401 | +2,501 | 0.01 | 0.02 | +0.00 | buy |
| Aviance Capital Partners, LLC | 29,732 | 32,124 | +2,392 | 0.02 | 0.02 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 552 | +552 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 24,345 | 24,810 | +465 | 0.11 | 0.11 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,565 | 12,971 | +406 | 0.00 | 0.00 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 27,287 | 27,613 | +326 | 0.01 | 0.01 | -0.00 | buy |
| Equitable Holdings, Inc. | 28,396 | 28,670 | +274 | 0.00 | 0.00 | -0.00 | buy |
| Chicago Partners Investment Group LLC | 20,461 | 20,704 | +243 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 19,794 | 19,907 | +113 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 1,067,379 | 1,067,419 | +40 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 41,173 | 41,208 | +35 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 22,642 | 22,673 | +31 | 0.01 | 0.01 | +0.00 | buy |
| Anchor Investment Management, LLC | 1,351 | 1,359 | +8 | 0.00 | 0.00 | +0.00 | buy |
| NOMURA HOLDINGS INC | 32,500 | 32,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERICAN NATIONAL BANK & TRUST | 2,820 | 2,820 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BENJAMIN EDWARDS INC | 2,300 | 2,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Commonwealth Financial Services, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RWA WEALTH PARTNERS, LLC | 40,113 | 40,113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 8,010 | 8,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 20,676 | 20,676 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Wealthcare Advisory Partners LLC | 18,230 | 18,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 1,025 | 1,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 10,960 | 10,960 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| S.A. Mason LLC | 3,898 | 3,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gridiron Partners, LLC | 11,873 | 11,873 | 0 | 0.04 | 0.04 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 115,430 | 115,430 | 0 | 0.45 | 0.44 | -0.01 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10,347 | 10,347 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Tyche Wealth Partners LLC | 95,776 | 95,776 | 0 | 0.13 | 0.13 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 36,841 | 36,841 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MACKAY SHIELDS LLC | 333,155 | 333,155 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Clearstead Advisors, LLC | 248 | 248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 58,000 | 58,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| COMERICA BANK | 70 | 0 | -70 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 12,371 | 12,270 | -101 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 38,740 | 37,097 | -1,643 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 31,877 | 29,280 | -2,597 | 0.00 | 0.00 | -0.00 | sell |
| DRIVE WEALTH MANAGEMENT, LLC | 21,600 | 17,600 | -4,000 | 0.03 | 0.03 | -0.01 | sell |
| PARK AVENUE SECURITIES LLC | 135,283 | 131,013 | -4,270 | 0.01 | 0.01 | -0.00 | sell |
| Bank of New York Mellon Corp | 98,365 | 93,724 | -4,641 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 98,363 | 93,722 | -4,641 | 0.03 | 0.02 | -0.00 | sell |
| LPL Financial LLC | 212,556 | 207,788 | -4,768 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 252,775 | 247,357 | -5,418 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 16,833 | 10,600 | -6,233 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 108,618 | 101,618 | -7,000 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 143,130 | 131,230 | -11,900 | 0.02 | 0.02 | -0.00 | sell |
| Pathstone Holdings, LLC | 1,431,135 | 1,415,908 | -15,227 | 0.04 | 0.03 | -0.00 | sell |
| Ironsides Asset Advisors, LLC | 15,500 | 0 | -15,500 | 0.03 | 0.00 | -0.03 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 265,180 | 249,329 | -15,851 | 0.49 | 0.48 | -0.01 | sell |
| BALANCED WEALTH GROUP LLC | 67,311 | 45,267 | -22,044 | 0.16 | 0.11 | -0.05 | sell |
| WELLS FARGO & COMPANY/MN | 158,436 | 135,286 | -23,150 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 939,810 | 916,142 | -23,668 | 0.10 | 0.10 | +0.00 | sell |
| AQR Arbitrage LLC | 70,549 | 22,486 | -48,063 | 0.01 | 0.00 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 79,900 | 21,260 | -58,640 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 544,257 | 418,654 | -125,603 | 0.02 | 0.02 | -0.01 | sell |
| TRUIST FINANCIAL CORP | 152,691 | 0 | -152,691 | 0.00 | 0.00 | -0.00 | sell |