| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 1,415,908 | 1,625,347 | +209,439 | 0.03 | 0.04 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 395,723 | 530,902 | +135,179 | 0.02 | 0.02 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 1,516,498 | 1,640,234 | +123,736 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 295,992 | 397,179 | +101,187 | 0.42 | 0.57 | +0.15 | buy |
| Invesco Ltd. | 42,343 | 128,731 | +86,388 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 1,067,419 | 1,142,864 | +75,445 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 0 | 60,597 | +60,597 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 560,506 | 615,942 | +55,436 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 46,616 | +46,616 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 12,971 | 55,706 | +42,735 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 43,996 | 79,658 | +35,662 | 0.00 | 0.01 | +0.00 | buy |
| Corient Private Wealth LLC | 0 | 20,513 | +20,513 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 516,773 | 536,830 | +20,057 | 0.01 | 0.01 | -0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 16,436 | +16,436 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 15,401 | 31,688 | +16,287 | 0.02 | 0.03 | +0.02 | buy |
| HighTower Advisors, LLC | 19,696 | 32,726 | +13,030 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 95,584 | 106,584 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 538,220 | 547,602 | +9,382 | 1.03 | 1.04 | +0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 101,618 | 109,315 | +7,697 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 85,486 | 90,066 | +4,580 | 0.01 | 0.01 | -0.00 | buy |
| Avior Wealth Management, LLC | 19,907 | 23,189 | +3,282 | 0.00 | 0.01 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 37,097 | 39,303 | +2,206 | 0.00 | 0.00 | -0.00 | buy |
| Aviance Capital Partners, LLC | 32,124 | 34,069 | +1,945 | 0.02 | 0.03 | +0.00 | buy |
| ROYAL BANK OF CANADA | 41,208 | 42,989 | +1,781 | 0.00 | 0.00 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 27,613 | 27,934 | +321 | 0.01 | 0.01 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 20,704 | 20,945 | +241 | 0.00 | 0.00 | -0.00 | buy |
| Equitable Holdings, Inc. | 28,670 | 28,875 | +205 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 552 | 743 | +191 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 56,702 | 56,815 | +113 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 22,673 | 22,704 | +31 | 0.01 | 0.01 | -0.00 | buy |
| Anchor Investment Management, LLC | 1,359 | 1,368 | +9 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 131,230 | 131,232 | +2 | 0.02 | 0.02 | -0.00 | buy |
| AMERICAN NATIONAL BANK & TRUST | 2,820 | 2,820 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 10,600 | 10,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 93,724 | 93,724 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 93,722 | 93,722 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Commonwealth Financial Services, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| RWA WEALTH PARTNERS, LLC | 40,113 | 40,113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| IFP Advisors, Inc | 8,010 | 8,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 20,676 | 20,676 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OSAIC HOLDINGS, INC. | 21,260 | 21,260 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthcare Advisory Partners LLC | 18,230 | 18,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 1,025 | 1,025 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GPS Wealth Strategies Group, LLC | 10,960 | 10,960 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WealthBridge Capital Management, LLC | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| S.A. Mason LLC | 3,898 | 3,898 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Gridiron Partners, LLC | 11,873 | 11,873 | 0 | 0.04 | 0.04 | -0.00 | hold |
| DRIVE WEALTH MANAGEMENT, LLC | 17,600 | 17,600 | 0 | 0.03 | 0.03 | +0.00 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10,347 | 10,347 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MACKAY SHIELDS LLC | 333,155 | 333,155 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Atria Wealth Solutions, Inc. | 12,270 | 12,264 | -6 | 0.00 | 0.00 | +0.00 | sell |
| AMERIPRISE FINANCIAL INC | 59,122 | 59,017 | -105 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 24,810 | 24,648 | -162 | 0.11 | 0.11 | +0.00 | sell |
| Clearstead Advisors, LLC | 248 | 0 | -248 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 29,280 | 28,180 | -1,100 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 115,430 | 113,576 | -1,854 | 0.44 | 0.43 | -0.01 | sell |
| BENJAMIN EDWARDS INC | 2,300 | 0 | -2,300 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 36,841 | 34,341 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| Winch Advisory Services, LLC | 2,858 | 0 | -2,858 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 23,773 | 19,805 | -3,968 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 207,788 | 203,449 | -4,339 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 58,000 | 53,000 | -5,000 | 0.02 | 0.02 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 131,013 | 125,571 | -5,442 | 0.01 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 890,663 | 884,144 | -6,519 | 0.25 | 0.24 | -0.01 | sell |
| VAN ECK ASSOCIATES CORP | 338,536 | 331,374 | -7,162 | 0.00 | 0.00 | -0.00 | sell |
| BALANCED WEALTH GROUP LLC | 45,267 | 37,564 | -7,703 | 0.11 | 0.10 | -0.01 | sell |
| Tyche Wealth Partners LLC | 95,776 | 85,376 | -10,400 | 0.13 | 0.11 | -0.02 | sell |
| MORGAN STANLEY | 247,357 | 235,858 | -11,499 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 135,286 | 123,012 | -12,274 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 249,329 | 234,306 | -15,023 | 0.48 | 0.46 | -0.02 | sell |
| NOMURA HOLDINGS INC | 32,500 | 15,844 | -16,656 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 22,486 | 0 | -22,486 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 418,654 | 365,720 | -52,934 | 0.02 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 64,635 | 0 | -64,635 | 0.03 | 0.00 | -0.03 | sell |
| Saba Capital Management, L.P. | 1,044,989 | 918,314 | -126,675 | 0.13 | 0.12 | -0.01 | sell |
| Fort Point Capital Partners LLC | 138,907 | 0 | -138,907 | 0.10 | 0.00 | -0.10 | sell |
| Advisors Asset Management, Inc. | 916,142 | 722,003 | -194,139 | 0.10 | 0.08 | -0.02 | sell |