| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 0 | 417,243 | +417,243 | 0.00 | 0.79 | +0.79 | buy |
| Hennion & Walsh Asset Management, Inc. | 230,286 | 555,880 | +325,594 | 0.07 | 0.16 | +0.10 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 171,638 | 468,198 | +296,560 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 706,740 | 980,101 | +273,361 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 265,180 | +265,180 | 0.00 | 0.49 | +0.49 | buy |
| Private Advisor Group, LLC | 0 | 172,504 | +172,504 | 0.00 | 0.01 | +0.01 | buy |
| Saba Capital Management, L.P. | 1,410,729 | 1,518,156 | +107,427 | 0.20 | 0.19 | -0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,278 | 75,287 | +57,009 | 0.01 | 0.03 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 0 | 56,679 | +56,679 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 1,231,086 | 1,286,539 | +55,453 | 0.00 | 0.00 | +0.00 | buy |
| Advisor Resource Council | 0 | 50,000 | +50,000 | 0.00 | 0.03 | +0.03 | buy |
| NewEdge Advisors, LLC | 0 | 38,000 | +38,000 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 274,705 | 307,338 | +32,633 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 24,908 | 53,575 | +28,667 | 0.02 | 0.04 | +0.02 | buy |
| NOMURA HOLDINGS INC | 0 | 20,389 | +20,389 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 18,016 | +18,016 | 0.00 | 0.00 | +0.00 | buy |
| Janney Montgomery Scott LLC | 389,584 | 405,046 | +15,462 | 0.01 | 0.01 | +0.00 | buy |
| Weiss Asset Management LP | 0 | 14,241 | +14,241 | 0.00 | 0.01 | +0.01 | buy |
| Logan Stone Capital, LLC | 370,838 | 384,607 | +13,769 | 0.46 | 0.40 | -0.06 | buy |
| Atria Wealth Solutions, Inc. | 0 | 12,371 | +12,371 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 20,021 | 25,237 | +5,216 | 0.00 | 0.01 | +0.00 | buy |
| S.A. Mason LLC | 0 | 3,898 | +3,898 | 0.00 | 0.01 | +0.01 | buy |
| Creative Planning | 14,800 | 18,246 | +3,446 | 0.00 | 0.00 | +0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 18,600 | 21,600 | +3,000 | 0.03 | 0.04 | +0.01 | buy |
| Ironsides Asset Advisors, LLC | 13,474 | 14,888 | +1,414 | 0.03 | 0.03 | +0.01 | buy |
| RWA WEALTH PARTNERS, LLC | 39,395 | 39,824 | +429 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 42,163 | 42,551 | +388 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 335 | +335 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN NATIONAL BANK & TRUST | 0 | 141 | +141 | 0.00 | 0.00 | +0.00 | buy |
| Anchor Investment Management, LLC | 1,333 | 1,341 | +8 | 0.00 | 0.00 | +0.00 | buy |
| COMERICA BANK | 200 | 201 | +1 | 0.00 | 0.00 | +0.00 | buy |
| BENJAMIN EDWARDS INC | 2,300 | 2,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Commonwealth Financial Services, LLC | 10,000 | 10,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IFP Advisors, Inc | 8,010 | 8,010 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Baird Financial Group, Inc. | 20,676 | 20,676 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthcare Advisory Partners LLC | 18,230 | 18,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallel Advisors, LLC | 1,025 | 1,025 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GPS Wealth Strategies Group, LLC | 10,960 | 10,960 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WealthBridge Capital Management, LLC | 13,000 | 13,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 115,362 | 115,362 | 0 | 0.57 | 0.56 | -0.01 | hold |
| SILVERLAKE WEALTH MANAGEMENT LLC | 10,347 | 10,347 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 27,081 | 27,081 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MACKAY SHIELDS LLC | 333,155 | 333,155 | 0 | 0.04 | 0.05 | +0.01 | hold |
| Clearstead Advisors, LLC | 372 | 372 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 47,054 | 46,805 | -249 | 0.00 | 0.00 | +0.00 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 321 | 0 | -321 | 0.00 | 0.00 | -0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 25,695 | 24,883 | -812 | 0.10 | 0.11 | +0.01 | sell |
| Tower Research Capital LLC (TRC) | 1,181 | 0 | -1,181 | 0.00 | 0.00 | -0.00 | sell |
| Sound Income Strategies, LLC | 2,500 | 0 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| Authentikos Wealth Advisory, LLC | 2,840 | 0 | -2,840 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 3,070 | 0 | -3,070 | 0.00 | 0.00 | -0.00 | sell |
| PARK AVENUE SECURITIES LLC | 138,902 | 135,552 | -3,350 | 0.01 | 0.01 | -0.00 | sell |
| Aviance Capital Partners, LLC | 33,336 | 29,226 | -4,110 | 0.03 | 0.03 | -0.00 | sell |
| Equitable Holdings, Inc. | 33,088 | 28,214 | -4,874 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 116,290 | 111,290 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 147,145 | 141,645 | -5,500 | 0.02 | 0.02 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 45,578 | 39,007 | -6,571 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 213,950 | 207,231 | -6,719 | 0.01 | 0.01 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,954 | 12,565 | -7,389 | 0.00 | 0.00 | -0.00 | sell |
| SYNOVUS FINANCIAL CORP | 10,521 | 0 | -10,521 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 11,251 | 0 | -11,251 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 47,041 | 34,341 | -12,700 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 45,292 | 32,063 | -13,229 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 99,432 | 83,374 | -16,058 | 0.00 | 0.00 | +0.00 | sell |
| JANE STREET GROUP, LLC | 18,735 | 0 | -18,735 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 171,699 | 151,899 | -19,800 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,591 | 0 | -25,591 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 246,071 | 218,025 | -28,046 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 159,041 | 126,655 | -32,386 | 0.03 | 0.03 | -0.01 | sell |
| Invesco Ltd. | 35,274 | 0 | -35,274 | 0.00 | 0.00 | -0.00 | sell |
| Advisors Asset Management, Inc. | 844,822 | 798,069 | -46,753 | 0.08 | 0.08 | +0.00 | sell |
| Almitas Capital LLC | 56,434 | 0 | -56,434 | 0.12 | 0.00 | -0.12 | sell |
| WELLS FARGO & COMPANY/MN | 224,025 | 157,433 | -66,592 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 97,585 | 22,613 | -74,972 | 0.03 | 0.01 | -0.02 | sell |
| COHEN & STEERS, INC. | 77,125 | 0 | -77,125 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 216,396 | 124,797 | -91,599 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 406,016 | 286,743 | -119,273 | 0.10 | 0.07 | -0.02 | sell |
| Karpus Management, Inc. | 145,901 | 0 | -145,901 | 0.02 | 0.00 | -0.02 | sell |
| CITADEL ADVISORS LLC | 224,971 | 0 | -224,971 | 0.00 | 0.00 | -0.00 | sell |
| Woodline Partners LP | 271,577 | 0 | -271,577 | 0.01 | 0.00 | -0.01 | sell |
| MORGAN STANLEY | 1,635,189 | 378,571 | -1,256,618 | 0.00 | 0.00 | -0.00 | sell |