Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
1,649,722
75 transactions
Total Sold
1,372,213
60 transactions
Net
+277,509
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY4,646,1345,434,073+787,9390.010.01+0.00buy
LAZARD ASSET MANAGEMENT LLC236,857384,792+147,9350.000.01+0.00buy
Advisors Asset Management, Inc.609,141668,494+59,3530.180.19+0.01buy
STIFEL FINANCIAL CORP684,741739,062+54,3210.010.01+0.00buy
Cetera Investment Advisers241,308290,215+48,9070.030.01-0.02buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC362,004406,826+44,8221.261.32+0.06buy
Walleye Capital LLC043,225+43,2250.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.56,30796,287+39,9800.000.01+0.00buy
Shaker Financial Services, LLC59,01895,125+36,1070.350.56+0.21buy
Sigma Planning Corp031,046+31,0460.000.01+0.01buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC20,70846,964+26,2560.140.26+0.12buy
Waterfront Wealth Inc.243,202267,736+24,5341.041.07+0.02buy
Moors & Cabot, Inc.023,668+23,6680.000.02+0.02buy
Invesco Ltd.020,267+20,2670.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.16,67934,470+17,7910.010.03+0.01buy
NewEdge Advisors, LLC39,66855,516+15,8480.010.01+0.00buy
GUGGENHEIM CAPITAL LLC415,498431,095+15,5970.050.05+0.00buy
Fisher Asset Management, LLC015,081+15,0810.000.00+0.00buy
XTX Topco Ltd015,027+15,0270.000.03+0.03buy
ROYAL BANK OF CANADA1,120,2101,135,039+14,8290.000.00+0.00buy
HBK Sorce Advisory LLC013,923+13,9230.000.01+0.01buy
ROTHSCHILD INVESTMENT LLC161,960174,570+12,6100.200.19-0.01buy
UBS Group AG920,854932,955+12,1010.010.00-0.00buy
Laird Norton Wetherby Wealth Management, LLC011,570+11,5700.000.01+0.01buy
Inscription Capital, LLC010,271+10,2710.000.03+0.03buy
Janney Montgomery Scott LLC422,977431,555+8,5780.020.02-0.00buy
AQR Arbitrage LLC514,746521,586+6,8400.300.28-0.03buy
Private Advisor Group, LLC106,675113,303+6,6280.010.01+0.00buy
Kovack Advisors, Inc.10,36316,374+6,0110.020.03+0.01buy
BROWN ADVISORY INC18,74724,568+5,8210.000.00+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.32,65937,932+5,2730.170.19+0.02buy
FIRST TRUST ADVISORS LP31,21836,258+5,0400.000.00+0.00buy
TRUST CO OF VERMONT05,000+5,0000.000.00+0.00buy
Future Financial Wealth Managment LLC05,000+5,0000.000.06+0.06buy
NWF Advisory Services Inc.65,40870,070+4,6620.190.18-0.01buy
Baird Financial Group, Inc.26,99831,498+4,5000.000.00+0.00buy
COMERICA BANK89,73494,211+4,4770.010.01+0.00buy
MERCER GLOBAL ADVISORS INC /ADV29,59833,745+4,1470.000.00+0.00buy
Samalin Investment Counsel, LLC62,87066,441+3,5710.460.48+0.02buy
Salomon & Ludwin, LLC03,299+3,2990.000.00+0.00buy
OPPENHEIMER & CO INC154,549157,553+3,0040.040.04-0.00buy
Atria Investments, Inc82,64185,629+2,9880.020.02-0.00buy
SOL Capital Management CO54,97257,586+2,6140.110.11+0.00buy
ESL Trust Services, LLC02,579+2,5790.000.01+0.01buy
Quent Capital, LLC02,522+2,5220.000.00+0.00buy
TD Capital Management LLC01,404+1,4040.000.00+0.00buy
Accel Wealth Management119,464120,848+1,3840.870.78-0.10buy
B. Riley Wealth Advisors, Inc.14,38415,517+1,1330.010.01-0.00buy
Eagle Bay Advisors LLC01,088+1,0880.000.01+0.01buy
Stolper Co44,71245,768+1,0560.260.25-0.01buy
Atria Wealth Solutions, Inc.28,05629,057+1,0010.010.00-0.00buy
D.A. DAVIDSON & CO.220,782221,719+9370.030.03-0.00buy
Steward Partners Investment Advisory, LLC64,91865,809+8910.010.01-0.00buy
WEDBUSH SECURITIES INC68,90369,730+8270.040.04-0.00buy
1776 Wealth LLC35,40636,067+6610.260.26+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC21,49222,151+6590.040.03-0.00buy
TRUIST FINANCIAL CORP14,24914,907+6580.000.00+0.00buy
Alexander Randolph Advisory, Inc.28,44328,984+5410.380.39+0.01buy
Carson Advisory Inc.14,91315,195+2820.170.16-0.01buy
TIAA TRUST, NATIONAL ASSOCIATION12,88213,127+2450.000.00-0.00buy
FCA CORP /TX13,17213,411+2390.070.07-0.00buy
THRIVENT FINANCIAL FOR LUTHERANS12,39112,627+2360.000.00-0.00buy
Parisi Gray Wealth Management10,90311,110+2070.060.06-0.00buy
SITTNER & NELSON, LLC10,59410,795+2010.080.08+0.00buy
MassMutual Private Wealth & Trust, FSB0170+1700.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0124+1240.000.00+0.00buy
Allworth Financial LP10,48110,555+740.000.00-0.00buy
McIlrath & Eck, LLC2,4612,508+470.010.01-0.00buy
Uncommon Cents Investing LLC27,53927,574+350.130.13-0.00buy
SILVERLAKE WEALTH MANAGEMENT LLC17,27017,292+220.140.13-0.01buy
Smartleaf Asset Management LLC015+150.000.00+0.00buy
NBC SECURITIES, INC.495504+90.000.00-0.00buy
GPS Wealth Strategies Group, LLC302307+50.000.00-0.00buy
BARRETT & COMPANY, INC.15,82515,830+50.120.11-0.01buy
VERUS CAPITAL PARTNERS, LLC10,82810,832+40.020.02-0.00buy
GABELLI FUNDS LLC124,158124,15800.010.01-0.00hold
PRINCIPAL SECURITIES, INC.3,2693,26900.000.00-0.00hold
COHEN & STEERS, INC.211,821211,82100.010.01+0.00hold
First Financial Bank - Trust Division10,89910,89900.020.02-0.00hold
North Star Investment Management Corp.6,1256,12500.010.01-0.00hold
HARBOR INVESTMENT ADVISORY, LLC121200.000.00-0.00hold
BROWN, LISLE/CUMMINGS, INC.2,9002,90000.020.01-0.00hold
Bulldog Investors, LLP83,17383,17300.400.42+0.02hold
Thomas J. Herzfeld Advisors, Inc.33133100.000.00+0.00hold
Redmond Asset Management, LLC17,90017,90000.080.09+0.00hold
Miracle Mile Advisors, LLC65,46465,46400.030.02-0.00hold
IFP Advisors, Inc15515500.000.00-0.00hold
Mascoma Wealth Management LLC10,21710,21700.040.04-0.00hold
LEVEL FOUR ADVISORY SERVICES, LLC20,97420,97400.020.02-0.00hold
Graves Light Lenhart Wealth, Inc.10,25310,25300.020.02-0.00hold
Key FInancial Inc313100.000.00-0.00hold
Game Plan Financial Advisors, LLC30030000.000.00-0.00hold
CAROLINAS WEALTH CONSULTING LLC9,1449,14400.030.03-0.00hold
Rise Advisors, LLC8800.000.00-0.00hold
Hexagon Capital Partners LLC1,5031,50300.010.01-0.00hold
Spire Wealth Management13,45113,45100.010.00-0.00hold
Operose Advisors LLC7,0007,00000.040.04-0.00hold
City State Bank44744700.000.00-0.00hold
Centurion Wealth Management LLC13,45113,45100.080.08-0.00hold
CGC Financial Services, LLC2,4242,42400.020.02+0.00hold
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