Stock Transactions — ROYCE SMALL CAP TRUST INC

Total Bought
2,843,269
108 transactions
Total Sold
2,747,135
61 transactions
Net
+96,134
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Penserra Capital Management LLC01,331,546+1,331,5460.000.26+0.26buy
WELLS FARGO & COMPANY/MN1,477,2161,691,675+214,4590.000.01+0.00buy
Cetera Investment Advisers130,106294,684+164,5780.000.01+0.00buy
Steward Partners Investment Advisory, LLC166,889276,056+109,1670.010.02+0.01buy
BANK OF AMERICA CORP /DE/5,727,7085,836,337+108,6290.010.01+0.00buy
Kestra Advisory Services, LLC25,573118,241+92,6680.000.01+0.01buy
FIFTH THIRD BANCORP071,231+71,2310.000.00+0.00buy
INTREPID FAMILY OFFICE LLC103,360152,777+49,4171.602.21+0.60buy
Belpointe Asset Management LLC047,796+47,7960.000.03+0.03buy
Fortis Capital Advisors, LLC047,796+47,7960.000.10+0.10buy
STIFEL FINANCIAL CORP783,431825,089+41,6580.010.01+0.00buy
Samalin Investment Counsel, LLC71,596112,755+41,1590.410.66+0.25buy
ENVESTNET ASSET MANAGEMENT INC26,88962,279+35,3900.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.89,077122,485+33,4080.050.07+0.02buy
GUGGENHEIM CAPITAL LLC423,810453,148+29,3380.050.06+0.01buy
Cypress Capital Management LLC (WY)189,871216,884+27,0132.843.33+0.49buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP024,830+24,8300.000.00+0.00buy
Cerity Partners LLC024,013+24,0130.000.00+0.00buy
LPL Financial LLC2,257,0332,279,577+22,5440.010.01+0.00buy
Jefferies Financial Group Inc.37,58059,316+21,7360.000.01+0.01buy
FORTEM FINANCIAL GROUP, LLC017,388+17,3880.000.07+0.07buy
World Investment Advisors13,11729,776+16,6590.000.01+0.00buy
Karpus Management, Inc.016,088+16,0880.000.01+0.01buy
Independent Advisor Alliance015,651+15,6510.000.00+0.00buy
&PARTNERS146,093161,158+15,0650.010.01+0.00buy
FIRST TRUST ADVISORS LP71,60485,992+14,3880.000.00+0.00buy
SAGE PRIVATE WEALTH GROUP, LLC014,080+14,0800.000.12+0.12buy
ROYAL BANK OF CANADA1,611,6871,624,774+13,0870.000.01+0.00buy
ECLECTIC ASSOCIATES INC /ADV10,14222,954+12,8120.030.05+0.03buy
Wedmont Private Capital011,023+11,0230.000.01+0.01buy
COMMONWEALTH EQUITY SERVICES, LLC120,283131,095+10,8120.000.00+0.00buy
ZACKS INVESTMENT MANAGEMENT010,788+10,7880.000.00+0.00buy
Strategic Blueprint, LLC010,788+10,7880.000.01+0.01buy
ROTHSCHILD INVESTMENT LLC229,703240,212+10,5090.200.21+0.00buy
CWM, LLC1,68811,419+9,7310.000.00+0.00buy
Comprehensive Money Management Services LLC56,77065,470+8,7000.630.71+0.08buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO12,41719,241+6,8240.000.00+0.00buy
OSAIC HOLDINGS, INC.338,554344,827+6,2730.010.01+0.00buy
SPIREPOINT PRIVATE CLIENT, LLC23,64029,225+5,5850.040.05+0.01buy
BANK OF MONTREAL /CAN/38,86043,560+4,7000.000.00+0.00buy
Bay Rivers Group46,97551,425+4,4500.310.36+0.05buy
MERCER GLOBAL ADVISORS INC /ADV30,60634,992+4,3860.000.00+0.00buy
OPPENHEIMER & CO INC212,917217,046+4,1290.050.04-0.00buy
SALEM INVESTMENT COUNSELORS INC04,047+4,0470.000.00+0.00buy
Community Financial Services Group, LLC03,918+3,9180.000.01+0.01buy
Triumph Capital Management53,36757,270+3,9030.190.19+0.01buy
TrueMark Investments, LLC70,77974,571+3,7920.220.24+0.02buy
Allworth Financial LP22,87726,540+3,6630.000.00+0.00buy
HighTower Advisors, LLC174,499177,803+3,3040.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC598,883601,975+3,0920.460.50+0.04buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC03,071+3,0710.000.00+0.00buy
ASSETMARK, INC1,3393,701+2,3620.000.00+0.00buy
Private Wealth Asset Management, LLC3,2585,469+2,2110.010.01+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.51,16753,292+2,1250.190.20+0.01buy
Fairway Wealth LLC02,000+2,0000.000.01+0.01buy
Vontobel Holding Ltd.31,35633,044+1,6880.000.00+0.00buy
Western Wealth Management, LLC01,657+1,6570.000.00+0.00buy
Kovack Advisors, Inc.15,12916,777+1,6480.010.02+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC652,300653,774+1,4741.541.56+0.02buy
Prospera Financial Services Inc59,79261,204+1,4120.020.02+0.00buy
Advisory Services Network, LLC01,300+1,3000.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV49,16350,219+1,0560.040.04+0.00buy
MGO ONE SEVEN LLC40,87441,892+1,0180.010.01+0.00buy
WEDBUSH SECURITIES INC24,92125,938+1,0170.010.01+0.00buy
Allspring Global Investments Holdings, LLC188,145189,145+1,0000.000.01+0.00buy
Golden State Equity Partners0929+9290.000.00+0.00buy
Beacon Financial Advisory LLC18,12419,022+8980.070.07+0.00buy
Anfield Capital Management, LLC0779+7790.000.00+0.00buy
Private Advisor Group, LLC182,148182,851+7030.010.01+0.00buy
Alexander Randolph Advisory, Inc.33,90934,537+6280.450.49+0.04buy
HARBOUR INVESTMENTS, INC.124634+5100.000.00+0.00buy
1776 Wealth LLC26,30826,783+4750.160.17+0.02buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC24,13624,583+4470.030.03+0.00buy
KENNEDY INVESTMENT GROUP81,65882,083+4250.500.53+0.04buy
Mezzasalma Advisors, LLC24,88225,298+4160.100.11+0.01buy
RB Capital Management, LLC170,498170,896+3980.560.60+0.05buy
Baird Financial Group, Inc.27,95428,318+3640.000.00+0.00buy
Carson Advisory Inc.17,76818,096+3280.150.16+0.01buy
Cambridge Investment Research Advisors, Inc.119,872120,196+3240.010.01+0.00buy
US BANCORP \DE\15,44115,724+2830.000.00+0.00buy
STEPHENS INC /AR/15,99616,277+2810.000.00+0.00buy
FCA CORP /TX15,58315,860+2770.070.07+0.00buy
UHLMANN PRICE SECURITIES, LLC13,81914,074+2550.130.02-0.12buy
Beaird Harris Wealth Management, LLC0249+2490.000.00+0.00buy
HBK Sorce Advisory LLC16,39016,634+2440.010.01-0.00buy
NorthStar Asset Management LLC /NJ/10,86711,068+2010.080.09+0.01buy
HAGER INVESTMENT MANAGEMENT SERVICES, LLC0161+1610.000.00+0.00buy
DAVENPORT & Co LLC10,66710,787+1200.000.00+0.00buy
Focus Partners Wealth15,49415,596+1020.000.00+0.00buy
Tower Research Capital LLC (TRC)088+880.000.00+0.00buy
Quent Capital, LLC2,9452,999+540.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC27,32927,378+490.010.01+0.00buy
Moors & Cabot, Inc.24,58024,626+460.020.02+0.00buy
DAYMARK WEALTH PARTNERS, LLC21,89321,930+370.010.01+0.00buy
Westfuller Advisors, LLC1,8281,862+340.010.01+0.00buy
Nemes Rush Group LLC026+260.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC125137+120.000.00+0.00buy
NBC SECURITIES, INC.590601+110.000.00+0.00buy
Geneos Wealth Management Inc.555565+100.000.00-0.00buy
WHITTIER TRUST CO OF NEVADA INC08+80.000.00+0.00buy
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