Stock Transactions

ROYCE SMALL CAP TRUST INC COM

Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)Type
INTREPID FAMILY OFFICE LLC103,360152,777+49,4171.602.21+0.60buy
Samalin Investment Counsel, LLC71,596112,755+41,1590.410.66+0.25buy
Hennion & Walsh Asset Management, Inc.89,077122,485+33,4080.050.07+0.02buy
Cypress Capital Management LLC (WY)189,871216,884+27,0132.843.33+0.49buy
ECLECTIC ASSOCIATES INC /ADV10,14222,954+12,8120.030.05+0.03buy
Bay Rivers Group46,97551,425+4,4500.310.36+0.05buy
RIVERNORTH CAPITAL MANAGEMENT, LLC598,883601,975+3,0920.460.50+0.04buy
Private Wealth Asset Management, LLC3,2585,469+2,2110.010.01+0.00buy
WHITENER CAPITAL MANAGEMENT, INC.51,16753,292+2,1250.190.20+0.01buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC652,300653,774+1,4741.541.56+0.02buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV49,16350,219+1,0560.040.04+0.00buy
Beacon Financial Advisory LLC18,12419,022+8980.070.07+0.00buy
1776 Wealth LLC26,30826,783+4750.160.17+0.02buy
Mezzasalma Advisors, LLC24,88225,298+4160.100.11+0.01buy
RB Capital Management, LLC170,498170,896+3980.560.60+0.05buy
FCA CORP /TX15,58315,860+2770.070.07+0.00buy
UHLMANN PRICE SECURITIES, LLC13,81914,074+2550.130.02-0.12buy
HBK Sorce Advisory LLC16,39016,634+2440.010.01-0.00buy
Moors & Cabot, Inc.24,58024,626+460.020.02+0.00buy
Thomas J. Herzfeld Advisors, Inc.395402+70.000.00+0.00buy
COUNTRY TRUST BANK321327+60.000.00+0.00buy
Tradition Wealth Management, LLC12,57612,579+30.010.01+0.00buy
Pinnacle Bancorp, Inc.421390-310.000.00-0.00sell
PKS Advisory Services, LLC20,83220,749-830.080.08+0.00sell
Uncommon Cents Investing LLC23,87423,774-1000.090.09-0.00sell
NORTH STAR ASSET MANAGEMENT INC12,57712,277-3000.010.01+0.00sell
Focused Wealth Management, Inc71,87171,464-4070.120.12+0.00sell
Formidable Asset Management, LLC10,73410,239-4950.030.03+0.00sell
Mraz, Amerine & Associates, Inc.52,11151,232-8790.120.13+0.00sell
K2 PRINCIPAL FUND, L.P.20,50316,503-4,0000.030.03-0.01sell
VERUS CAPITAL PARTNERS, LLC19,60913,045-6,5640.020.01-0.00sell
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD83,90174,901-9,0000.100.09-0.01sell
Accel Wealth Management86,71177,074-9,6370.380.33-0.05sell
LEVEL FOUR ADVISORY SERVICES, LLC36,76920,841-15,9280.020.01-0.01sell
Stolper Co53,09413,843-39,2510.250.57+0.32sell
Shaker Financial Services, LLC181,349138,511-42,8380.930.80-0.12sell
Waterfront Wealth Inc.642,656564,561-78,0952.151.72-0.42sell
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